@article {58230, title = {Near-Infrared Spectrally Selective Plasmonic Electrochromic Thin Films}, journal = {Advanced Optical Materials}, volume = {1}, year = {2013}, month = {03/2013}, pages = {215 - 220}, abstract = {

A plasmonic electrochromic effect in which electrochemical doping reversibly modulates near-infrared surface plasmon absorption of aluminium-doped zinc oxide and tin-doped indium oxide nanocrystals is reported. Optical performance, switching kinetics, and cycling durability point to high-performance NIR selective plasmonic electrochromic coatings based on earth-abundant materials.

}, keywords = {aluminum zinc oxide, indium tin oxide, nanocrystal, spectroelectrochemistry, surface plasmon}, doi = {10.1002/adom.201200051}, author = {Guillermo Garcia and Raffaella Buonsanti and Anna Llordes and Evan L. Runnerstrom and Amy Bergerud and Delia J. Milliron} } @techreport {3441, title = {A Post-Occupancy Monitored Evaluation of the Dimmable Lighting, Automated Shading, and Underfloor Air Distribution System in The New York Times Building}, year = {2013}, month = {01/2013}, institution = {Lawrence Berkeley National Laboratory}, address = {Berkeley, CA}, abstract = {

With aggressive goals to reduce national energy use and carbon emissions, the US Department of Energy will be looking to exemplary buildings that have already invested in new approaches to achieving the energy performance goals now needed at a national level. The New York Times Building, in New York, New York, incorporates a number of innovative technologies, systems and processes and could become a model for widespread replication in new and existing buildings. Post-occupancy data are invaluable in establishing confidence in innovation. A year-long monitored study was conducted to verify energy performance, assess occupant comfort and satisfaction with the indoor environment, and evaluate impacts on maintenance and operations. Lessons learned were derived from the analysis; these lessons could help identify and shape policy, financial, or supporting strategies to accelerate diffusion in the commercial building market.

}, author = {Eleanor S. Lee and Luis L. Fernandes and Brian E. Coffey and Andrew McNeil and Robert D. Clear and Thomas L. Webster and Fred S. Bauman and Darryl J. Dickerhoff and David Heinzerling and Tyler Hoyt} } @conference {57409, title = {Application of a stochastic window use model in EnergyPlus}, booktitle = {SimBuild 2012, 5th National Conference of IBPSA-USA, August 1-3, 2012}, year = {2012}, month = {08/2012}, address = {Madison, WI}, abstract = {

Natural ventilation, used appropriately, has the potential to provide both significant HVAC energy savings, and improvements in occupant satisfaction.

Central to the development of natural ventilation models is the need to accurately represent the behavior of building occupants. The work covered in this paper describes a method of implementing a stochastic window model in EnergyPlus. Simulated window use data from three stochastic window opening models was then compared to measured window opening behavior, collected in a naturally-ventilated office in California. Recommendations regarding the selection of stochastic window use models, and their implementation in EnergyPlus, are presented.

}, url = {https://escholarship.org/uc/item/2gm7r783}, author = {Spencer M. Dutton and Hui Zhang and Yongchao Zhai and Edward A. Arens and Youness Bennani Smires and Samuel L. Brunswick and Kyle S. Konis and Philip Haves} } @techreport {3419, title = {A Practical Framework for Sharing and Rendering Real-World Bidirectional Scattering Distribution Functions}, year = {2012}, month = {10/2012}, abstract = {

The utilization of real-world materials has been hindered by a lack of standards for sharing and interpreting measured data. This paper presents an XML representation and an Open Source C library to support bidirectional scattering distribution functions (BSDFs) in data-driven lighting simulation and rendering applications.The library provides for the efficient representation, query, and Monte Carlo sampling of arbitrary BSDFs in amodel-free framework. Currently, we support two BSDF data representations: one using a fixed subdivision of thehemisphere, and one with adaptive density. The fixed type has advantages for certain matrix operations, while theadaptive type can more accurately represent highly peaked data. We discuss advanced methods for data-driven BSDF rendering for both types, including the proxy of detailed geometry to enhance appearance and accuracy. We also present an advanced interpolation method to reduce measured data into these standard representations. We end with our plan for future extensions and sharing of BSDF data.

}, keywords = {building technology and urban systems department, windows and envelope materials group}, author = {Gregory J. Ward and Murat Kurt and Nicolas Bonneel} } @article {58919, title = {Dynamically Modulating the Surface Plasmon Resonance of Doped Semiconductor Nanocrystals}, journal = {Nano Letters}, volume = {11}, year = {2011}, month = {10/2011}, pages = {4415 - 4420}, abstract = {

Localized surface plasmon absorption features arise at high doping levels in semiconductor nanocrystals, appearing in the near-infrared range. Here we show that the surface plasmons of tin-doped indium oxide nanocrystal films can be dynamically and reversibly tuned by postsynthetic electrochemical modulation of the electron concentration. Without ion intercalation and the associated material degradation, we induce a \> 1200 nm shift in the plasmon wavelength and a factor of nearly three change in the carrier density.

}, keywords = {doping, indium tin oxide, nanocrystal, spectroelectrochemistry, surface plasmon}, issn = {1530-6984}, doi = {10.1021/nl202597n}, author = {Guillermo Garcia and Raffaella Buonsanti and Evan L. Runnerstrom and Rueben J. Mendelsberg and Anna Llordes and Andr{\'e} Anders and Thomas J. Richardson and Delia J. Milliron} } @article {58921, title = {A Plasma Lens for Magnetron Sputtering}, journal = {IEEE Transactions on Plasma Science}, volume = {39}, year = {2011}, month = {11/2011}, pages = {2528 - 2529}, abstract = {

A plasma lens, consisting of a solenoid and potential-defining ring electrodes, has been placed between a magnetron and substrates to be coated. Photography reveals qualitative information on excitation, ionization, and the transport of plasma to the substrate.

}, issn = {0093-3813}, doi = {10.1109/TPS.2011.2157172}, author = {Andr{\'e} Anders and Jeff Brown} } @article {11918, title = {High quality ZnO:Al transparent conducting oxide films synthesized by pulsed filtered cathodic arc deposition}, journal = {Thin Solid Films}, year = {2009}, abstract = {

Aluminum-doped zinc oxide, ZnO:Al or AZO, is a well-known n-type transparent conducting oxide with great potential in a number of applications currently dominated by indium tin oxide (ITO). In this study, the optical and electrical properties of AZO thin films deposited on glass and silicon by pulsed filtered cathodic arc deposition are systematically studied. In contrast to magnetron sputtering, this technique does not produce energetic negative ions, and therefore ion damage can be minimized. The quality of the AZO films strongly depends on the growth temperature while only marginal improvements are obtained with post-deposition annealing. The best films, grown at a temperature of about 200{\textdegree}C, have resistivities in the low to mid 10-4Ω cm range with a transmittance better than 85\% in the visible part of the spectrum. It is remarkable that relatively good films of small thickness (60 nm) can be fabricated using this method.

}, author = {Andr{\'e} Anders and Sunnie H.N. Lim and Kin Man Yu and Joakim Andersson and Johanna Ros{\'e}n and Mike McFarland and Jeff Brown} } @article {1859, title = {The structure and electron energy loss near edge structure of tungsten oxide thin films prepared by pulsed cathodic arc deposition and plasma-assisted pulsed magnetron sputtering}, journal = {Journal of Physics: Condensed Matter}, volume = {20}, year = {2008}, month = {04/2008}, pages = {175216}, abstract = {

The microstructure and energy-loss near-edge structure (ELNES) of pulsed cathodic arc and pulsed magnetron sputtered WO3 thin films were investigated. It was found that the cathodic arc deposited material consisted of the α-WO3 phase with a high degree of crystallinity. In contrast, the magnetron sputtered material was highly disordered making it difficult to determine its phase. A self-consistent real space multiple scattering approach was used to calculate the NES of the various phases of WO3. Each phase was found to exhibit a unique NES allowing different phases of WO3 to be identified. The real space approach also allowed the origin of the main features in the NES to be investigated as the cluster size increased. The calculated NES for the room temperature γ-WO3 was found to compare well to previous X-ray absorption spectra and to NES obtained by full-potential band structure calculation.

}, doi = {10.1088/0953-8984/20/17/175216}, author = {Matthew R. Field and Dougal G. McCulloch and Sunnie H.N. Lim and Andr{\'e} Anders and Vicki J. Keast and R.W. Burgess} } @article {12126, title = {Obtaining the Bidirectional Transfer Distribution Function of Isotropically Scattering Materials Using an Integrating Sphere}, journal = {Optics Communications}, volume = {277}, year = {2007}, pages = {228-236}, abstract = {

This paper demonstrates a method to determine the bidirectional transfer distribution function (BTDF) using an integrating sphere. Information about the sample{\textquoteright}s angle dependent scattering is obtained by making transmittance measurements with the sample at different distances from the integrating sphere. Knowledge about the illuminated area of the sample and the geometry of the sphere port in combination with the measured data combines to an system of equations that includes the angle dependent transmittance. The resulting system of equations is an ill-posed problem which rarely gives a physical solution. A solvable system is obtained by using Tikhonov regularization on the ill-posed problem. The solution to this system can then be used to obtain the BTDF. Four bulk-scattering samples were characterised using both two goniophotometers and the described method to verify the validity of the new method. The agreement shown is great for the more diffuse samples. The solution to the low-scattering samples contains unphysical oscillations, but still gives the correct shape of the solution. The origin of the oscillations and why they are more prominent in low-scattering samples are discussed.

}, author = {Jacob C. Jonsson and Henrik Branden} } @article {1812, title = {Smoothing of ultrathin silver films by transition metal seeding}, journal = {Applied Physics Letters}, year = {2006}, abstract = {

The nucleation and coalescence of silver islands on coated glass was investigated by in-situ measurements of the sheet resistance. Sub-monolayer amounts of transition metals (Nb, Ti, Ni, Cr, Zr, Ta, and Mo) were deposited prior to the deposition of silver. It was found that some, but not all, of the transition metals lead to coalescence of silver at nominally thinner films with smoother topology. The smoothing effect of the transition metal at sub-monolayer thickness can be explained by a thermodynamic model of surface energies.

}, author = {Andr{\'e} Anders and Eungsun Byon and Dong-Ho Kim and Kentaro Fukuda and Sunnie H.N. Lim} } @article {11768, title = {Effect of Ion Mass and Charge State on Transport Vacuum Arc Plasmas Through a Biased Magnetic Filter}, journal = {IEEE Transactions on Plasma Science}, volume = {32}, number = {2}, year = {2004}, month = {04/2004}, pages = {433-439}, chapter = {433}, abstract = {

The effect of ion mass and charge state on plasma transport through a 90 deg.-curved magnetic filter is experimentally investigated using a pulsed cathodic arc source. Graphite, copper, and tungsten were selected as test materials. The filter was a bent copper coil biased via the voltage drop across a low-ohm, selfbias resistor. Ion transport is accomplished via a guiding electric field, whose potential forms a trough shaped by the magnetic guiding field of the filter coil. Evaluation was done by measuring the filtered ion current and determination of the particle system coefficient, which can be defined as the ratio of filtered ion current, divided by the mean ion charge state, to the arc current. It was found that the ion current and particle system coefficient decreased as the mass-to-charge ratio of ions increased. This result can be qualitatively interpreted by a very simple model of ion transport that is based on compensation of the centrifugal force by the electric force associated with the guiding potential trough.

}, keywords = {Arc plasma, cathodic vacuum arc, ion charge states, macroparticle filter, plasma transport}, issn = {0093-3813 }, doi = {10.1109/TPS.2004.826363}, author = {Eungsun Byon and Jong-Kuk Kim and Sik-Chol Kwon and Andr{\'e} Anders} } @article {11626, title = {Coalescence of Nanometer Silver Islands on Oxides Grown by Filtered Cathodic Arc Deposition}, journal = {Applied Physics Letters}, volume = {82}, number = {10}, year = {2003}, pages = {1634-1636}, chapter = {1634}, abstract = {

Ultrathin silver films have been deposited on glass and oxide-coated glass using filtered cathodic arc deposition and, for comparison, magnetron sputtering. The energetic differences between these deposition methods lead to initially different film properties. Silver films made by cathodic arc deposition show an earlier onset of island coalescence, indicating a lower aspect ratio than islands produced by evaporation and sputtering. However, the as-deposited films are thermodynamically unstable, exhibiting changes on a timescale of minutes. While films of islands tend to increase their sheet resistance with time, the sheet resistance of contiguous films shows a decrease. Both effects can be explained by silver mobility driven to minimize film and interfacial energy.

}, url = {http://dx.doi.org/10.1063/1.1558955}, author = {Eungsun Byon and Thomas W.H. Oates and Andr{\'e} Anders} } @conference {11773, title = {Effect of Underlayer on Coalescence of Silver Islands Grown by Filtered Cathodic Arc Deposition}, booktitle = {The International Conference on Metallurgical Coatings and Thin Films (ICMCTF 2003)}, year = {2003}, month = {05/2003}, address = {San Diego}, abstract = {

Ultrathin silver films that are not continuous show relatively high absorption in the visible and low reflection in the infrared. For low-emissivity application on window glass, coalescence of silver islands is crucial for obtaining the desired optical properties of the coating, namely high transparence in the visible and high reflectivity in the infrared. It is well known that the energy of ions arriving at the substrate and the type of underlayer affect nucleation and growth of silver islands. There are a number of studies on nucleation and growth, but little is known about coalescence of silver islands synthesized by more energetic condensation, e.g. filtered cathodic vacuum arc (FCVA). In this work, the effect of underlayer on nucleation and growth of silver films deposited by FCVA was investigated by transmission electron microscopy (TEM) and atomic force microscopy (AFM). The results arescompared with data obtained by magnetron sputtering.

From the results, plane and titanium-oxide-coated glass requires more material to achieve the same value of resistance than for the zinc oxide coated glass. It is related with the energy of interaction between the surface and the silver atom. Silver films made by cathodic arc deposition show an earlier onset of island coalescence and formation of short links. It was found that silver islands in energetic deposition exhibit a reduced aspect ratio when compared to evaporation and sputtering. Nb underlayer affects nucleation and growth of coalescence of silver only in the case of few monolayer of Nb was introduced.

}, author = {Eungsun Byon and Andr{\'e} Anders} } @conference {11515, title = {Active Load Management with Advanced Window Wall Systems: Research and Industry Perspectives}, booktitle = {ACEEE 2002 Summer Study on Energy Efficiency in Buildings: Teaming for Efficency}, year = {2002}, month = {08/2002}, address = {Pacific Grove, CA}, abstract = {

Advanced window wall systems have the potential to provide demand response by reducing peak electric loads by 20-30\% in many commercial buildings through the active control of motorized shading systems, switchable window coatings, operable windows, and ventilated double-skin facade systems. These window strategies involve balancing daylighting and solar heat gains, heat rejection through ventilation, and night-time natural ventilation to achieve space-conditioning and lighting energy use reductions without the negative impacts on occupants associated with other demand responsive (DR) strategies.

This paper explores conceptually how advanced window systems fit into the context of active load management programs, which cause customers to directly experience the time-varying costs of their consumption decisions. Technological options are suggested. We present pragmatic criteria that building owners use to determine whether to deploy such strategies. A utility{\textquoteright}s perspective is given. Industry also provides their perspectives on where the technology is today and what needs to happen to implement such strategies more broadly in the US.

While there is significant potential for these advanced window concepts, widespread deployment is unlikely to occur with business-as-usual practice. Technologically, integrated window-lighting-HVAC products are underdeveloped. Implementation is hindered by fragmented labor practices, non-standard communication protocols, and lack of technical expertise. Design tools and information products that quantify energy performance, occupant impacts, reliability, and other pragmatic concerns are not available. Interest within the building industry in sustainability, energy-efficiency, and increased occupant amenity, comfort, and productivity will be the driving factors for these advanced facades in the near term {\textemdash} at least until the dust settles on the deregulated electricity market.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Mark S. Levi and Steven L. Blanc and Erin McConahey and Maurya McClintock and Pekka Hakkarainen and Neil L. Sbar and Michael P. Myser} } @article {11583, title = {Bias and Self-Bias of Magnetic Macroparticle Filters for Cathodic Arc Plasmas}, journal = {Journal of Applied Physics}, volume = {93}, number = {11}, year = {2002}, pages = {8890-8897}, abstract = {

Curved magnetic filters are often used for the removal of macroparticles from cathodic arc plasmas. This study addresses the need to further reduce losses and improving plasma throughput. The central figure of merit is the system coefficient κ defined as a filtered ion current normalized by the plasma-producing arc current. The coefficient κ is investigated as a function of continuous and pulsed magnetic field operation, magnetic field strength, external electric bias, and arc amplitude. It increases with positive filter bias but saturates at about 15 V for relatively low magnetic field (~10 mT), whereas stronger magnetic fields lead to higher κ with saturation at about 25 V. Further increase of positive bias reduces κ. These findings are true for both pulsed and continuous filters. Bias of pulsed filters has been realized using the voltage drop across a self-bias resistor, eliminating the need for a separate bias circuit. Almost 100 A of filtered copper ions have been obtained in pulsed mode, corresponding to κ ≈ 0.04. The results are interpreted by a simplified potential trough model.

}, author = {Eungsun Byon and Andr{\'e} Anders} } @techreport {1397, title = {An Evaluation of Alternative Qualifying Criteria for Energy Star Windows}, year = {2002}, month = {05/2002}, abstract = {

Energy Star is a voluntaly partnership between the U.S. Department of Energy (DOE), the U.S. Environmental Protection Agency (EPA), and industry. Energy Star, at both DOE andsEPA, is based on legislative mandates to implement voluntary, non-regulatory programs to promote products that are substantially more efficient than required by Federal standards (the DOE Energy Star program originated with Section 127 of the Energy Policy Act of 1992 (EPACT), and the EPA Energy Star program originated with Section 103 of the CleansAir Act amendments of 1990). The base criteria under EPACT requires DOE to establish voluntary energy efficiency product programs that serve to increase the technical energy performance potential of products, are cost-effective for the consumer, save energy and thus reduce green house gas emissions. Criteria used by EPA under the Clean Air Act are similar but reflect a greater emphasis on reducing green house gas emissions.

The primary objective of the partnership is to expand the market for energy-efficient products. EPA and DOE use the Energy Star label to recognize and promlote the most energy-efficient subset of the market. The label is a simple mechanism that allows consumers to easily identify the most energy-efficient products in the marketplace. In developing specifications for the Energy Star label, EPA and DOE consider several key factors, including:

}, author = {Ed Barbour and Dariush K. Arasteh} } @techreport {1467, title = {High-Performance Commercial Building Fa{\c c}ades}, year = {2002}, abstract = {

There is a significant and growing interest in the use of highly-glazed fa{\c c}ades in commercial buildings. Large portions of the fa{\c c}ade or even the entire fa{\c c}ade are glazed with relatively high transmittance glazing systems, and typically with some form of sun control as well. With origins in Europe the trend is expanding to other regions, including the United States. A subset of these designs employ a second layer creating a double envelope system, which can then accommodate additional venting and ventilation practices. The stated rationale for use of the these design approaches varies but often includes a connection to occupant benefits as well as sustainable design associated with daylighting and energy savings. As with many architectural trends, understanding the reality of building performance in the field as compared to design intent is often difficult to ascertain. We have been particularly interested in this emerging trend because prior simulation studies have shown that it should be technically possible to produce an all-glass fa{\c c}ade with excellent performance although it is not a simple challenge. The published solutions are varied enough and sufficiently complex that we undertook a year-long international review of advanced fa{\c c}ades to better understand the capabilities and limitations of existing systems and the tools and processes used to create them. This is also intended to create a framework for addressing the missing tools, technologies, processes and data bases that will be needed to turn the promise of advanced fa{\c c}ades into realities. This summary, available as a PDF file and a web site, reports those findings.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Christian Kohler and Vladimir Bazjanac and Vorapat Inkarojrit} } @techreport {1916, title = {Toward a Virtual Building Laboratory}, year = {1999}, month = {03/1999}, abstract = {

Buildings account for about one-third of all energy used in the US and about two-thirds of all electricity, with associated environmental impacts.(EIA 1996) After more than 20 years of DOE-supported research universities and national laboratories, a great deal is known about the energy performance of buildings and especially their components and subsystems. The development and market introduction of improved energy efficient technology, such as low-E windows and electronic ballasts, have helped reduce energy use, and the resultant savings will increase, as use of the new technologies becomes more widespread. A variety of approaches to speed market penetration have been and are being pursued, including information dissemination, research to evaluate performance and development of computer tools for making energy performance simulations available to architects and engineers at the earliest design stages. Public-domain computer building energy simulation models, (BLAST_Support_Office 1992; Winkelmann, Birdsall et al. 1993) a controversial idea 20 years ago, have been extremely successful in facilitating the design of more energy-efficient buildings and providing the technical basis for improved state building codes, federal guidelines, and voluntary standards. But the full potential of savings, estimated at 50\% of current consumption or $100 billion/year, (Bevington and Rosenfeld 1990; Todesco 1996; Holdren 1997; Kolderup and Syphers 1997; ORNL, LBNL et al. 1997) will require that architects and engineers take an integrated look at buildings beginning in the early design phase, with increasing use of sophisticated, complex and interrelated building systems. This puts a greater burden on the designer and engineer to make accurate engineering decisions.

}, author = {Joseph H. Klems and Elizabeth U. Finlayson and Thomas H. Olsen and David W Banks and Jani M. Pallis} } @conference {11809, title = {Energy and Daylight Performance of Angular Selective Glazings}, booktitle = {ASHRAE/DOE/BTECC Conference, Thermal Performance of the Exterior Envelopes of Buildings VII}, year = {1998}, month = {12/1998}, address = {Clearwater Beach, FL}, abstract = {

This paper presents the results of a study investigating the energy and daylight performance of anisotropic angular selective glazings. The DOE-2.1E energy simulation program was used to determine the annual cooling, lighting and total electricity use, and peak electric demand. RADIANCE, a lighting simulation program, was used to determine daylight illuminance levels and distribution. We simulated a prototypical commercial office building module located in Blythe, California. We chose three hypothetical conventional windows for comparison: a single-pane tinted window, a double-pane low-E window, and a double-pane spectrally selective window. Daylighting controls were used. No interior shades were modeled in order to isolate the energy effects of the angular selective glazing. Our results show that the energy performance of the prototype angular selective windows is about the same as conventional windows for a 9.14 m (30 ft) deep south-facing perimeter zone with a large-area window in the hot, sunny climate of Blythe. It is theoretically possible to tune the angular selectivity of the glazing to achieve annual cooling energy reductions of 18\%, total electricity use reductions of 15\%, and peak electric demand reductions of 11\% when compared to a conventional glazing with the same solar-optical properties at normal incidence. Angular selective glazings can provide more uniformly distributed daylight, particularly in the area next to the window, which will result in a more visually comfortable work environment.

}, author = {Robert Sullivan and Liliana O. Beltran and Eleanor S. Lee and Michael D. Rubin and Stephen E. Selkowitz} } @article {11528, title = {Advanced Optical Daylighting Systems: Light Shelves and Light Pipes}, journal = {1996 IESNA Annual Conference}, volume = {26}, year = {1997}, note = {

Presented at the 1996 IESNA Annual Conference
Cleveland, OH,
August 4-7, 1996

}, pages = {91-106}, chapter = {91}, address = {Cleveland, OH}, abstract = {

We present two perimeter daylighting systems that passively redirect beam sunlight further from the window wall using special optical films, an optimized geometry, and a small glazing aperture. The objectives of these systems are (1) to increase daylight illuminance levels at 4.6-9.1 m (15-30 ft) from the window aperture with minimum solar heat gains and (2) to improve the uniformity of the daylighting luminance gradient across the room under variable solar conditions throughout the year. The designs were developed through a series of computer-assisted ray-tracing studies, laser visualization techniques, and photometric measurements and observations using physical scale models. Bi-directional illuminance measurements in combination with analytical routines were then used to simulate daylight performance for any solar position, and were incorporated into the DOE-2.1E building energy analysis computer program to evaluate energy savings. Results show increased daylight levels and an improved luminance gradient throughout the year compared to conventional daylighting systems.

}, doi = {10.1080/00994480.1997.10748194}, author = {Liliana O. Beltran and Eleanor S. Lee and Stephen E. Selkowitz} } @article {11906, title = {Guidelines for Modeling Projecting Fenestration Products}, journal = {ASHRAE Transactions}, volume = {104, Part 1}, year = {1997}, month = {01/1998}, address = {San Francisco, CA}, abstract = {

Heat transfer patterns in projecting fenestration products (greenhouse windows, skylights, etc.) are different than those with typical planar window products. The projecting surfaces often radiate to each other, thereby invalidating the commonly used assumption that fenestration product interior surfaces radiate to a uniform room air temperature. The convective portion of the surface heat transfer coefficient is also significantly different from the one used with planar geometries, and is even more dependent on geometry and location. Projecting fenestration product profiles must therefore be modeled in their entirety. This paper presents the results of complete cross section, variable film-coefficient, 2-D heat transfer modeling of two greenhouse windows using the next generation of window specific heat transfer modeling tools. The use of variable film-coefficient models is shown to increase the accuracy with which simulation tools can compute U-factors. Simulated U-factors are also determined using conventional constant film coefficient algorithms. The results from both sets of simulations are compared with measured values.

}, author = {Dariush K. Arasteh and Elizabeth U. Finlayson and Dragan C. Curcija and Jeff Baker and Charlie Huizenga} } @conference {11703, title = {Demonstration of a Light-Redirecting Skylight System at the Palm Springs Chamber of Commerce}, booktitle = {1996 ACEEE Summer Study on Energy Efficiency in Buildings: Profiting from Energy Efficiency}, year = {1996}, month = {08/1996}, address = {Pacific Grove, CA}, abstract = {

As part of a demonstration project to provide a comprehensive energy upgrade to a 294 m2 (3168 ft2) commercial building, an advanced skylight design was developed using optical light control materials and geometry to provide daylight to two adjoining offices. The skylight system was developed using outdoor physical model tests and simulation tools Limited on-site measurements and occupant polls were conducted. Market issues were addressed. The skylight systems were found to improve lighting quality and to control excessive daylight illuminance levels compared to a conventional diffusing bubble skylight. Daylighting principles developed in earlier work for vertical glazing systems (light shelves and light pipes) were shown to be applicable in skylight designs at full-scale.

}, author = {Eleanor S. Lee and Liliana O. Beltran and Stephen E. Selkowitz} } @conference {11832, title = {Energy Performance of Evacuated Glazings in Residential Buildings}, booktitle = {ASHRAE 1996 Summer Meeting, June 22-26, 1996}, volume = {102, Part 2}, year = {1996}, month = {06/1996}, address = {San Antonio, TX}, abstract = {

This paper presents the results of a study investigating the energy performance of evacuated glazings or glazings which maintain a vacuum between two panes of glass. Their performance is measured by comparing results to prototype highly insulated superwindows as well as a more conventional insulating glass unit with a low-E coating and argon gas fill. We used the DOE-2.1E energy analysis simulation program to analyze the annual and hourly heating energy use due to the windows of a prototypical single-story house located in Madison, Wisconsin. Cooling energy performance was also investigated. Our results show that for highly insulating windows, the solar heat gain coefficient is as important as the windows U-factor in determining heating performance for window orientations facing west-south-east. For other orientations in which there is not much direct solar radiation, the windows U-factor primarily governs performance. The vacuum glazings had lower heating requirements than the superwindows for most window orientations. The conventional low-E window outperformed the superwindows for southwest-south-southeast orientations. These performance differences are directly related to the solar heat gain coefficients of the various windows analyzed. The cooling performance of the windows was inversely related to the heating performance. The low solar heat gain coefficients of the superwindows resulted in the best cooling performance. However, we were able to mitigate the cooling differences of the windows by using an interior shading device that reduced the amount of solar gain.

}, author = {Robert Sullivan and Fredric A. Beck and Dariush K. Arasteh and Stephen E. Selkowitz} } @article {1849, title = {Strain Related Phenomena in GaN Thin Films}, journal = {Physical Review B}, volume = {54}, number = {24}, year = {1996}, month = {12/1996}, pages = {17745-17753}, chapter = {17745}, abstract = {

Photoluminescence (PL), Raman spectroscopy, and x-ray diffraction are employed to demonstrate the co-existence of a biaxial and a hydrostatic strain that can be present in GaN thin films. The biaxial strain originates from growth on lattice-mismatched substrates and from post-growth cooling. An additional hydrostatic strain is shown to be introduced by the presence of point defects. A consistent description of the experimental results is derived within the limits of the linear and isotropic elastic theory using a Poisson ratio nu =0.23+/-0.06 and a bulk modulus B=200+/-20 GPa. These isotropic elastic constants help to judge the validity of published anisotropic elastic constants that vary greatly. Calibration constants for strain-induced shifts of the near-band-edge PL lines with respect to the E2 Raman mode are given for strain-free, biaxially strained, and hydrostatically contracted or expanded thin films. They allow us to extract differences between hydrostatic and biaxial stress components if present. In particular, we determine that a biaxial stress of one GPa would shift the near-band-edge PL lines by 27+/-2 meV and the E2 Raman mode by 4.2+/-0.3 cm-1 by use of the listed isotropic elastic constants. It is expected from the analyses that stoichiometric variations in the GaN thin films together with the design of specific buffer layers can be utilized to strain engineer the material to an extent that greatly exceeds the possibilities known from other semiconductor systems because of the largely different covalent radii of the Ga and the N atom.

}, doi = {10.1103/PhysRevB.54.17745}, author = {Christian F. Kisielowski and Joachim Kr{\"u}ger and Sergei Ruvimov and Tadeusz Suski and Joel W. Ager III and Erin C. Jones and Zuzanna Liliental-Weber and Michael D. Rubin and Eicke R. Weber and Michael D. Bremser and Robert F. Davis}, editor = {Joachim Kr{\"u}ger} } @conference {11532, title = {Advances in Thermal and Optical Simulations of Fenestration Systems: The Development of WINDOW 5}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VI Conference }, year = {1995}, month = {12/1995}, address = {Clearwater Beach, FL}, abstract = {

WINDOW is a personal-computer-based computer program used by manufacturers, researchers, and consumers to evaluate the thermal performance properties (U-factors, solar heat gain and shading coefficients, and visible transmittances) of complete windows and other fenestration systems. While WINDOW is used by thousands of users in the United States and internationally and is at the foundation of the National Fenestration Rating Council{\textquoteright}s U-factor and solar heat gain property procedures, improvements to the program are still necessary for it to meet user needs. Version 5, intended for release in late 1995, is being developed to meet these needs for increased accuracy, a flexible and state-of-the-art user interface, and the capabilities to handle more product types.

WINDOW 5 includes the capabilities to define and model the thermal performance of frames/dividers and their associated edge effects. Currently, such an analysis must be performed outside of WINDOW and requires simplifications to be made to frame profiles or is based on the use of generic frame and edge correlations. WINDOW{\textquoteright}s two-dimensional thermal model is composed of four sections: a graphical input, automatic grid generation, an finite-element analysis (FEA) solution, and the display of results. In the graphical input section, users are able to directly import a computer-aided design (CAD) drawing or a scanned image of a window profile, replicate its exact geometry, and assign material types and boundary conditions. The automatic grid generation is transparent to the user, with the exception of the requirement that complex shapes (i.e., an aluminum extrusion) be broken down into simpler polyshapes. Inclusion of an automatic grid generation makes detailed "true geometry" frame-and-edge heat-transfer analysis accessible to users without extensive knowledge of numerical methods of heat-transfer analysis. After the cross section is meshed it is sent to the FEA engine for solution and the results are returned. A postprocessor allows for the visual display of temperature and heat flux plots. Note that while this two-dimensional heat-transfer tool is being developed specifically for fenestration products, it also can be used to analyze other building envelope components.

WINDOW 5 also will include a built-in version of a national laboratory{\textquoteright}s program that allows the user to estimate the orientation-dependent annual energy impacts of a given window in a typical residence in various U.S. climates. This program is based on regressions to a database of DOE2.1 runs. Future versions will include a similar feature for commercial buildings.

Other technical additions include an improved angular/ spectral model for coated and uncoated glazings, the ability to analyze the optical properties of nonhomogeneous layers, and the ability to model the effects of laminated glazing layers. A door module permits the user to compute the total U-factors of exterior doors based on component U-factors calculated using the two-dimensional FEA module.

}, author = {Elizabeth U. Finlayson and Dariush K. Arasteh and Michael D. Rubin and John Sadlier and Robert Sullivan and Charlie Huizenga and Dragan C. Curcija and Mark Beall} } @conference {11761, title = {Edge Conduction in Vacuum Glazing}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VI Conference }, year = {1995}, month = {03/1995}, address = {Clearwater Beach, FL}, abstract = {

Vacuum glazing is a form of low-conductance double glazing using an internal vacuum between the two glass sheets to eliminate heat transport by gas conduction and convection. An array of small support pillars separates the sheets; fused solder glass forms the edge seal. Heat transfer through the glazing occurs by radiation across the vacuum gap, conduction through the support pillars, and conduction through the bonded edge seal. Edge conduction is problematic because it affects stresses in the edge region, leading to possible failure of the glazing; in addition, excessive heat transfer because of thermal bridging in the edge region can lower overall window thermal performance and decrease resistance to condensation.

Infrared thermography was used to analyze the thermal performance of prototype vacuum glazings, and, for comparison, atmospheric pressure superwindows. Research focused on mitigating the edge effects of vacuum glazings through the use of insulating trim, recessed edges, and framing materials. Experimentally validated finite-element and finite-difference modeling tools were used for thermal analysis of prototype vacuum glazing units and complete windows. Experimental measurements of edge conduction using infrared imaging were found to be in good agreement with finite-element modeling results for a given set of conditions. Finite-element modeling validates an analytic model developed for edge conduction.

}, author = {Tom M. Simko and Richard E. Collins and Fredric A. Beck and Dariush K. Arasteh} } @conference {11886, title = {Formation of Metal Oxides by Cathodic Arc Deposition}, booktitle = {International Conference on Metallurgical Coatings and Thin Films, April 24-28, 1995}, year = {1995}, month = {04/1995}, address = {San Diego, CA}, abstract = {

Metal oxide thin films are of interest for a number of applications. Cathodic arc deposition, which is an established and industrially applied technique for the formation of nitrides (e.g. TIN), can also be used for metal oxide thin film formation. A cathodic arc plasma source with the desired cathode material is operated in an oxygen atmosphere of appropriate pressure, and metal oxides of various stoichiometric composition can be formed on different substrates. We report here on a series of experiments on metal oxide formation by cathodic arc deposition for different applications. Black copper oxide has been deposited on accelerator components to increase the radiative heat transfer between the parts. Various metal oxides such as tungsten oxide, niobium oxide, nickel oxide and vanadium oxide have been deposited on ITO glass to form electrochromic films for window applications. Tantalum oxide films are of interest for replacing polymer electrolytes. Optical waveguide structures can be formed by refractive index variation using oxide multilayers. We have synthesized multilayers of Al2O3/Y2O3/Al2O3/Si as possible basic structures for passive optoelectronic integrated circuits, and Al2-xErxO3 thin films with a variable Er concentration which is a potential component layer for the production of active optoelectronic integrated devices such as amplifiers or lasers at a wavelength of 1.53 pm. Aluminum and chromium oxide films have been deposited on a number of substrates to impart improved corrosion resistance at high temperature. Titanium sub-oxides which are electrically conductive and corrosion resistant and stable in a number of aggressive environments have been deposited on various substrates. These sub-oxides are of great interest for use in electrochemical cells. Common features of all these depositions are the high deposition rate typical for cathodic arc deposition, the good adhesion of the films due to the high metal ion energy, and the advantage of an environmentally clean method in comparison to wet-chemical oxide formation techniques.

}, keywords = {Cathodic arc deposition, Oxide formation}, url = {http://dx.doi.org/10.1016/0257-8972(95)02508-1}, author = {Simone Anders and Andr{\'e} Anders and Michael D. Rubin and Zhien Wang and Sebastien Raoux and Fanping Kong and Ian G. Brown} } @techreport {58588, title = {An Infrared Thermography-Based Window Surface Temperature Database for the Validation of Computer Heat Transfer Models}, year = {1995}, month = {03/1995}, abstract = {

Fenestration heat transfer simulation codes are used in energy performance rating and labeling procedures to model heat transfer through window systems and to calculate window U-values and condensation resistance factors. Experimental measurements of window thermal performance can direct the development of these codes, identify their strengths and weaknesses, set research priorities, and validate finished modeling tools. Infrared (IR) thermography is a measurement technique that is well suited to this task. IR thermography is a relatively fast, non-invasive, non-destructive technique that can resolve thermal performance differences between window components and window systems to a higher degree than a conventional hot box test. Infrared thermography provides spatial resolution of system performance by generating surface temperature maps of windows under controlled and characterized environmental conditions.

This paper summarizes basic theory and techniques for maximizing the accuracy and utility of infrared thermographic temperature measurements of window systems and components in a controlled laboratory setting. The physical setup of a complete infrared thermographic test facility at a major U.S. national research laboratory is described. Temperature measurement issues, and accuracy limits, for quantitative laboratory infrared thermography are discussed. An external reference emitter allows test-specific correction of absolute temperatures measured with an infrared scanner, resulting in {\textquoteright}an absolute measurement accuracy of {\textpm}O.5{\textdegree}C. Quantitative IR thermography is used to form a database of window surface temperature profiles for the validation of finite-element and finite-difference fenestration heat transfer modeling tools. An IR window surface temperature database with complete technical drawings of the windows tested; specification of all test window dimensions, materials, and thermal conductivities; environmental conditions of the tests with associated measurement errors; and two-dimensional surface temperature maps and selected cross sectional temperature profiles in a spreadsheet database format on an electronic media are presented.

}, author = {Fredric A. Beck and Brent T. Griffith and Daniel Turler and Dariush K. Arasteh} } @conference {12004, title = {Issues Associated with the Use of Infrared Thermography for Experimental Testing of Insulated Systems}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VI Conference }, year = {1995}, month = {12/1995}, address = {Clearwater Beach, FL}, abstract = {

Infrared scanning radiometers are used to generate temperature maps of building envelope components, including windows and insulation. These temperature maps may assist in evaluating components thermal performance. Although infrared imaging has long been used for field evaluations, controlled laboratory conditions allow improvements in quantitative measurements of surface temperature using reference emitter techniques.

This paper discusses issues associated with the accuracy of using infrared scanning radiometers to generate temperature maps of building envelope components under steady-state, controlled laboratory conditions. Preliminary experimental data are presented for the accuracy and uniformity of response of one commercial infrared scanner. The specified accuracy of this scanner for temperature measurements is 2 {\textdegree}C or 2\% of the total range of values (span) being measured. A technique is described for improving this accuracy using a temperature-controlled external reference emitter. Minimum temperature measurement accuracy with a reference emitter is estimated at {\textpm}0.5 {\textdegree}C for ambient air and background radiation at 21.1 {\textdegree}C and surface temperatures from 0 {\textdegree}C to 21 {\textdegree}C.

Infrared imaging, with a reference emitter technique, is being used to create a database of temperature maps for a range of window systems, varying in physical complexity, material properties, and thermal performance. The database is to be distributed to developers of fenestration heat transfer simulation programs to help validate their models. Representative data are included for two insulated glazing units with different spacer systems.

}, author = {Brent T. Griffith and Fredric A. Beck and Dariush K. Arasteh and Daniel Turler} } @conference {1946, title = {Using Infrared Thermography for the Creation of a Window Surface Temperature Database to Validate Computer Heat Transfer Models}, booktitle = {Windows Innovations Conference 95}, year = {1995}, month = {06/1995}, address = {Toronto, Canada}, abstract = {

Infrared thermography is a non-invasive, non-destructive technique for measuring surface temperatures of an object. These surface temperatures can be used to understand the thermal performance of window components and complete window systems. Infrared (IR) thermography has long been used for qualitative field assessment of window thermal performance, and is now being used in the laboratory for quantitative assessments of window thermal performance. As windows become better and better, more refined test methods and/or simulation tools are required to accurately detect performance changes and make comparisons between products. While hot box calorimetery has worked well to characterize the thermal performance of conventional insulating products, differences in the thermal performance of new highly insulating systems are often less than the resolution of conventional hot box calorimeters. Infrared imaging techniques offer the opportunity to resolve small differences in the thermal performance of components of highly insulating window systems that hot box measurements are not able to identify.

Lawrence Berkeley Laboratory (LBL), a U.S. national research laboratory, is currently using infrared thermography to develop a database of measured surface temperature profiles for a number of different fenestration products for use in validating both basic and advanced two- and three-dimensional finite element method (FEM) and finite difference method (FDM) fenestration heat transfer simulation programs. IR surface temperature data, when taken under controlled laboratory conditions, can be used to direct the development of these simulation codes, identify their strengths and weaknesses, set research priorities, and validate finished modeling tools. Simulation of fenestration heat transfer is faster and less expensive than hot box testing of fenestration products, and forms the basis of window energy codes being implemented, developed, or considered in the US, Canada, the Former Soviet Union, Europe, and Australia. The National Fenestration Rating Council (U. S.) has developed a simulation-based standard which is used to rate and label window U-values for a published directory of over 10,000 different window products.

}, author = {Fredric A. Beck and Brent T. Griffith and Daniel Turler and Dariush K. Arasteh} } @article {11611, title = {Characterization of Sol-Gel Deposited Niobium Pentoxide Films for Electrochromic Devices}, journal = {Solar Energy Materials and Solar Cells}, volume = {36}, number = {4}, year = {1994}, pages = {433-443}, abstract = {

Niobium pentoxide films, fabricated by the sol-gel process, were spin coated onto conductive indium tin oxide (ITO)/glass, and microscope slides. These films were cycled in a 1M LiClO4 propylene carbonate (PC) solution, and exhibited electrochromic behavior upon the electrochemical insertion (reduction) and extraction (oxidation) of lithium. In-situ optical transmittance measurements were investigated in the ultraviolet/visible/near-infrared wavelength regions (250-2100 nm). Niobium pentoxide films showed reversible optical switching from 320 to 870 nm, but were found electrochromically inactive in the infrared region. Surface analysis using X-ray photoelectron spectroscopy (XPS) indicated little difference in the chemistry of Nb2O5 films as deposited and lithiated LixNb2O5 films, as XPS binding energies of Nb and O showed no appreciable shifts. These films were found to be amorphous by X-ray diffraction. Optical transmittance measurements combined with cyclic voltamograms and XPS spectra, revealed that the electrochromic behavior of these films occurs due to the insertion of Li+ cations into niobium pentoxide films. The bronze coloration of the niobium pentoxide films could make them useful as an electrochromic counter electrodesfor electrochromic devices.

}, author = {Nilg{\"u}n {\"O}zer and Timothy Barreto and Temel Buyuklimanl and Carl M Lampert} } @conference {11643, title = {A Comprehensive Approach to Integrated Envelope and Lighting Systems for New Commercial Buildings}, booktitle = {ACEEE 1994 Summer Study on Energy Efficiency in Buildings}, year = {1994}, month = {09/1994}, address = {Pacific Grove, CA}, abstract = {

We define a comprehensive approach to integrated envelope and lighting systems design as one that balances energy efficiency with anequal regard to the resultant environmental quality. By integrating envelope components (glazing, shading, and daylighting), lighting components (fixtures and controls) and building HVAC/ energy management control systems, we create building systems that have the potential to achieve significant decreases in electricity consumption and peak demand while satisfying occupant physiological and psychological concerns.

This paper presents results on the development, implementation, and demonstration of two specific integrated envelope and lighting systems:

  1. A system emphasizing dynamicsenvelope components and responsive electric lighting systems, that offer the potential to achieve energy efficiency goals and a near optimum comfort environment throughout the year by adapting to meteorological conditions and occupant preferences in real time, and
  2. perimeter daylighting systems that increase the depth of daylight penetration from sidelight windows and improves visual comfort with the use of a small inlet aperture.

The energy performance of the systems was estimated using the DOE-2 building energy simulation program. Field tests with reduced scale models were conducted to determine daylighting and thermal performance in real time under actual weather conditions. Demonstrations of these integrated systems are being planned or are in progress in collaboration with utility programs to resolve real-world implementation issues under complex site, building, and cost constraints. Results indicate that integrated systems offer solutions that not only achieve significant peak demand reductions but also realize consistent energy savings with added occupant comfort and satisfaction.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Francis M. Rubinstein and Joseph H. Klems and Liliana O. Beltran and Dennis L. DiBartolomeo} } @conference {11710, title = {The Design and Evaluation of Three Advanced Daylighting Systems: Light Shelves, Light Pipes and Skylights}, booktitle = {Solar 94, Golden Opportunities for Solar Prosperity}, year = {1994}, month = {06/1994}, address = {San Jose, CA}, abstract = {

We present results from the design and evaluation of three advanced daylighting systems: a light shelf, a light pipe, and a skylight. These systems use optical films and an optimizedsgeometry to passively intercept and redirect sunlight further into the building. The objectives of these designs are to increase daylighting illuminance levels at distances of 4.6-9.1 m (15-30 ft) from the window, and to improve the uniformity of the daylight distribution and the luminance gradient across the room under variable sun and sky conditions throughout the year. The designs were developed through a series of computer-assisted ray-tracing studies, photometric measurements, and observations using physical scale models. Comprehensive sets of laboratory measurements in combination with analytical routines were then used to simulate daylight performance for any solar position. Results show increased daylight levels and an improved luminance gradient throughout the year - indicating that lighting energy consumption and cooling energy due to lighting can be substantially reduced with improvements to visual comfort. Future development of the designs may further improve the daylighting performance of these systems.

}, author = {Liliana O. Beltran and Eleanor S. Lee and Konstantinos M. Papamichael and Stephen E. Selkowitz} } @conference {1801, title = {Simulating the Energy Performance of Holographic Glazings}, booktitle = {13th SPIE International Symposium on Optical Materials Technology for Energy Efficiency and Solar Energy Conversion}, year = {1994}, month = {04/1994}, address = {Freiburg, Germany}, abstract = {

The light diffraction properties of holographic diffractive structures present an opportunity to improve the daylight performance in side-lit office spaces by redirecting and reflecting sunlight off the ceiling, providing adequate daylight illumination up to 30 ft (9.14 m) from the window wall. Prior studies of prototypical holographic glazings, installed above conventional view windows, have shown increased daylight levels over a deeper perimeter area than clear glass, for selected sun positions. In this study, we report on the simulation of the energy performance of prototypical holographic glazings assuming a commercial office building in the inland Los Angeles climate.

The simulation of the energy performance involved determination of both luminous and thermal performance. Since the optical complexity of holographic glazings prevented the use of conventional algorithms for the simulation of their luminous performance, we used a newly developed method that combines experimentally determined directional workplane illuminance coefficients with computer-based analytical routines to determine a comprehensive set of daylight factors for many sun positions. These daylight factors were then used within the DOE-2.1D energy simulation program to determine hourly daylight and energy performance over the course of an entire year for four window orientations.

Since the prototypical holographic diffractive structures considered in this study were applied on single pane clear glass, we also simulated the performance of hypothetical glazings, assuming the daylight performance of the prototype holographic glazings and the thermal performance of double-pane and low-e glazings. The results of our analyses show that these prototypical holographic glazings did not save significant electric energy or reduce peak electricity demand compared to conventional energy-efficient window systems in inland Los Angeles office buildings, mainly because of their low diffraction efficiency. Finally, we address various design and implementation issues towards potential performance improvement.

}, author = {Konstantinos M. Papamichael and Liliana O. Beltran and Reto A. Furler and Eleanor S. Lee and Stephen E. Selkowitz and Michael D. Rubin} } @techreport {1379, title = {The Energy Performance of Prototype Holographic Glazings}, year = {1993}, month = {02/1993}, abstract = {

We report on the simulation of the energy performance of prototype holographic glazings in commercial office buildings in a California climate. These prototype glazings, installed above conventional side windows, are designed to diffract the transmitted solar radiation and reflect it off the ceiling, providing adequate daylight illumination for typical office tasks up to 10m from the window. In this study, we experimentally determined a comprehensive set of solar-optical properties and characterized the contribution of the prototype holographic glazings to workplane illuminance in a scale model of a typical office space. We then used the scale model measurements to simulate the energy performance of the holographic glazings over the course of an entire year for four window orientations (North, East, South and West) for the inland Los Angeles climate, using the DOE-2.lD building energy analysis computer program. The results of our experimental analyses indicate that these prototype holographic glazings diffract only a small fraction of the incident light. The results of this study indicate that these prototype holographic glazings will not save energy in commercial office buildings. Their performance is very similar to that of clear glass, which, through side windows, cannot efficiently illuminate more than a 4m - 6m depth of a building{\textquoteleft}s perimeter, because the cooling penalties due to solar heat gain are greater than the electric lighting savings due to daylighting.

}, author = {Konstantinos M. Papamichael and Liliana O. Beltran and Reto A. Furler and Eleanor S. Lee and Stephen E. Selkowitz and Michael D. Rubin} } @article {12175, title = {Phase I Results of the NFRC U-Value Procedure Validation Project}, journal = {ASHRAE Transactions}, volume = {100, Pt. 1}, number = {Part 1}, year = {1993}, month = {08/1993}, abstract = {

The NFRC U-Value Procedure Validation Project was undertaken by a collaborative group of industry, public utility, trade associations, and government researchers in order to validate the testing and calculational methods of the NFRC 100-91: Procedure for Determining Fenestration Product Thermal Properties (Currently Limited to U-Values). This paper summarizes the validation projects goals and test methodology, the results of the data analysis, and the recommendations following completion of Phase I of the project. Simulations performed according to NFRC 100-91 are shown to agree with each other, to within the NFRC tolerance, in 100\% of the cases. Window test results with perpendicular wind performed according to NFRC 100-91 are shown to agree with each other, to within the NFRC tolerance, in 84\% of the cases. Simulations and perpendicular wind window test results are shown to agree with each other, to within the NFRC tolerance, in 80\% of the cases. Testing of skylights was shown to be problematic under the procedure as written at the time. Agreement between tests and simulations will improve as a result of a strong NFRC education and accreditation program.

}, author = {Dariush K. Arasteh and Fredric A. Beck and Nehemiah Stone and William DuPont and R. Christophe Mathis and Michael Koenig} } @conference {1800, title = {Simulating the Daylight Performance of Fenestration Systems and Spaces of Arbitrary Complexity: The IDC Method}, booktitle = {3rd International Conference of the International Building Performance Simulation Association, Building Simulation 93}, year = {1993}, address = {Adelaide, Australia}, abstract = {

A new method to simulate the daylight performance of fenestration systems and spaces is presented. This new method, named IDC (Integration of Directional Coefficients), allows the simulation of the daylight performance of fenestration systems and spaces of arbitrary complexity, under any sun, sky and ground conditions. The IDC method is based on the combination of scale model photometry and computer-based simulation. Physical scale models are used to experimentally determine a comprehensive set of directional illuminance coefficients at reference points of interest, which are then used in analytical, computer-based routines, to determine daylight factors or actual daylight illuminance values under any sun, sky and ground conditions.

The main advantage of the IDC method is its applicability to any optically complex environment. Moreover, the computer-based analytical routines are fast enough to allow for hourly simulation of the daylight performance over the course of an entire year. However, the method requires appropriate experimental facilities for the determination of the Directional Coefficients. The IDC method has been implemented and used successfully in inter-validation procedures with various daylight simulation computer programs. Currently, it is used to simulate the daylight performance of fenestration systems that incorporate optically complex components, such as Venetian blinds, optically treated light shelves and light pipes.

}, author = {Konstantinos M. Papamichael and Liliana O. Beltran} } @article {1950, title = {A Validation of the WINDOW4/FRAME3 Linear Interpolation Methodology}, journal = {ASHRAE Transactions}, volume = {100, Part 1}, year = {1993}, abstract = {

The validity of a method to reduce the total number of computer simulations which must be run to determine the U-values of a window product line with multiple glazing options is examined. The accuracy and limits of this method, which uses the WINDOW4 and FRAME simulation programs, is evaluated by comparing the edge, frame, and total window U-values calculated on the basis of single point FRAME simulations to those U-values as calculated on the basis of four point FRAME simulations combined with linear interpolation of frame and edge U-values by WINDOW4. The accuracy of this procedure is examined for two frame types, a low thermal conductivity wood-framed casement and a high thermal conductivity aluminum-framed casement, using both aluminum spacers and insulating spacers over a wide range of glazing types. The effect of center-of-glass U-value, overall glazing thickness and spacer type on frame and edge-of-glass U-values is discussed. It is shown that the agreement between total window U-values as calculated by the single point and four point simulation methods is better than 1\% for double and triple-glazed windows with aluminum spacers, better than 1\% for double-glazed windows with insulating spacers, and better than 2\% for triple-glazed windows with insulating spacers.

}, author = {Fredric A. Beck and Dariush K. Arasteh} } @conference {12011, title = {Large Area Glare Sources and Their Effect on Discomfort and Visual Performance at Computer Workstations}, booktitle = {1992 IEEE Industry Applications Society Annual Meeting}, year = {1992}, month = {10/1992}, address = {Houston, TX}, abstract = {

This paper studies the effects of a large area light source of variable but uniform luminance surrounding a video display terminal (VDT) on the perceived glare discomfort and visual performance of computer operators. A set of criteria was established for rating the discomfort from glare as either intolerable, disturbing, noticeable, or imperceptible. Source luminance adjustments by means of a variable transformer to match the subjective glare criteria, as well as ratings of preselected lighting conditions on a visual analog scale with the same criteria, were used to determine comfortable lighting conditions. Results from the experiment indicate that subjects reliably selected a preferred lighting condition at any time when asked to adjust the luminance to produce optimum visual comfort. There was considerable between-subject variation in the range of luminances over which the surround field was neither noticeably too dim nor noticeably too bright. Comfortable luminance ranges also varied with initial presentation luminances immediately preceding the adjustment. Subjects preferred higher luminances following high initial presentation luminances. Performance speed at a difficult letter-counting task suggests that visual performance was slightly impaired by the presence of glare discomfort. Counting errors also occurred slightly more frequently under higher surround source luminances. There was a tendency for subjects to become more susceptible to glare over the course of the experiment.

}, author = {Werner K.E. Osterhaus and Ian L. Bailey} }