@article {31851, title = {Split-pane electrochromic window control based on an embedded photometric device with real-time daylighting computing}, journal = {Building and Environment}, volume = {161}, year = {2019}, month = {08/2019}, pages = {106229}, abstract = {

Well-designed electrochromic (EC) glazing control can improve the energy performance of buildings and visual comfort of occupants in highly glazed buildings. This paper designed and demonstrated a compact integrated EC glazing automation system to control tint states of a split-pane EC window according to variations of sky conditions. The control is based on monitoring the luminance distribution of the sky and real-time lighting computation for a building interior, using an embedded photometric device (EPD). It optimizes tint states of EC glazing to offer sufficient daylight provision and temper discomfort glare for occupants, which potentially mitigates excessive solar heat gain. {\textquoteright}In-situ{\textquoteright} experiments were conducted in a full-scale testbed to demonstrate the daylighting performance under various sky conditions. Experimental results showed 83\% of the working time for work-plane illuminance (WPI) and 95\% of the time for daylight glare probability (DGP) were constrained in comfort range (WPI[500, 2000] lux, DGP\ <=\ 0.35) by the automated EC glazing (controlled by EPD) under clear skies; 68\% of the time for WPI and 94\% of the time for DGP in confined range under clear skies with thin clouds; 62\% of the time for WPI and 85\% of the time for DGP in confined range under partly cloudy skies.

}, keywords = {daylighting, electrochromic, Embedded Controller, HDR, windows}, issn = {03601323}, doi = {10.1016/j.buildenv.2019.106229}, url = {https://linkinghub.elsevier.com/retrieve/pii/S0360132319304391}, author = {Yujie Wu and Taoning Wang and Eleanor S. Lee and J{\'e}r{\^o}me H. K{\"a}mpf and Jean-Louis Scartezzini} } @article {31495, title = {Efficient modeling of optically-complex, non-coplanar exterior shading: Validation of matrix algebraic methods}, journal = {Energy and Buildings}, volume = {174}, year = {2018}, month = {09/2018}, pages = {464 - 483}, abstract = {

It has long been established that shading windows with overhangs, fins, and other types of non-coplanar systems (NCS) is one of the most effective ways of controlling solar heat gains in buildings because they intercept solar radiation prior to entry into the building. Designers however often specify non-opaque materials (e.g., louvers, fritted glass, expanded metal mesh) for these systems in order to admit daylight, reduce lighting energy use, and improve indoor environmental quality. Most simulation tools rely on geometric calculations and radiosity methods to model the solar heat gain impacts of NCS and cannot model optically-complex materials or geometries. For daylighting analysis, optically-complex NCS can be modeled using matrix algebraic methods, although time-efficient parametric analysis has not yet been implemented. Determining the best design and/or material for static or operable NCS that minimize cooling, heating, and lighting energy use and peak demand requires an iterative process. This study describes and validates a matrix algebraic method that enables parametric energy analysis of NCS. Such capabilities would be useful not only for design but also for development of prescriptive energy-efficiency standards, rating and labeling systems for commercial products, development of design guidelines, and development of more optimal NCS technologies.

A facade or "F" matrix, which maps the transfer of flux from the NCS to the surface of the window, is introduced and its use is explained. A field study was conducted in a full-scale outdoor testbed to measure the daylight performance of an operable drop-arm awning. Simulated data were compared to measured data in order to validate the models. Results demonstrated model accuracy: simulated workplane illuminance was within 11-13\%, surface luminance was within 16-18\%, and the daylight glare probability was within 6-9\% of measured results. Methods used to achieve accurate results are discussed. Results of the validation of daylighting performance are applicable to solar heat gain performance. Since exterior shading can also significantly reduce peak demand, these models enable stakeholders to more accurately assess HVAC and lighting impacts in support of grid management and resiliency goals.

}, keywords = {bidirectional scattering distribution function (BSDF), daylighting, exterior shading, solar heat gains, validation; building energy simulation tools, windows.}, issn = {03787788}, doi = {10.1016/j.enbuild.2018.06.022}, url = {https://www.sciencedirect.com/science/article/pii/S0378778818302457?via\%3Dihub}, author = {Taoning Wang and Gregory Ward and Eleanor S. Lee} } @inbook {31496, title = {Innovative Glazing Materials}, booktitle = {Handbook of Energy Efficiency in Buildings A Life Cycle Approach}, year = {2018}, month = {11/2018}, publisher = {Butterworth-Heinemann, Elsevier Inc.}, organization = {Butterworth-Heinemann, Elsevier Inc.}, chapter = {6.3}, address = {Cambridge}, abstract = {

Windows have the unique capability of being able to achieve a net zero energy impact by admitting solar gains in the winter to offset thermal losses and admitting daylight to offset electric lighting. If rejection or admission of solar heat gains and daylight are appropriately timed, then heating, cooling and lighting energy use at the perimeter zone can be reduced to net zero energy levels. Nano-scale switchable coatings on glass have been developed to actively modulate solar intensity and spectral transmission. We provide a brief overview of these switchable glazing materials, discuss the desired performance objectives for such materials, and present results from recently completed monitored studies of state-of-the-art switchable windows, particularly with respect to occupant response and market factors. Careful application of state-of-the-art switchable windows and new material science developments on the horizon can deliver the desired net zero energy performance while meeting critical human factors and market related requirements.

}, keywords = {Electrochromics; Thermochromics; Switchable windows; Smart windows; Solar control; Daylighting; Building energy efficiency; Building controls}, isbn = {978-0-12-812817-6}, author = {Eleanor S. Lee} } @article {30007, title = {Daylight performance of a microstructured prismatic window film in deep open plan offices}, journal = {Building and Environment}, volume = {113}, year = {2017}, month = {02/2017}, pages = {280{\textendash}297}, abstract = {

Daylight redirecting systems with vertical windows have the potential to offset lighting energy use in deep perimeter zones. A microstructured prismatic film designed for such use was characterized using goniophotometric measurements and ray tracing simulations. The synthetically-generated bidirectional scattering distribution function (BSDF) data were shown to have good agreement with limited measured data for normal incident angles (0{\textendash}60{\textdegree}). Measured data indicated that the prismatic film was most efficient when vertical angles of incidence were between 18 and 35{\textdegree} and within {\textpm}45{\textdegree} of normal incidence to the plane of the window so maximum energy savings across the full depth of the zone occurred over the equinox to winter solstice period. Annual lighting energy use and visual comfort in a deep open plan office zone were evaluated using the Radiance three-phase method in several climates and for south and east-facing window orientations. Lighting energy savings were 39{\textendash}43\% for a 12\ m (40\ ft) deep south-facing perimeter zone compared to the same zone with no lighting controls. The prismatic film with and without a diffuser controlled glare for views parallel to the window but produced glare for seated viewpoints looking toward the window. At mature market costs, the system was projected to have a simple payback of 2{\textendash}6 years. Technical challenges encountered throughout the evaluation led to improvements in measurement and modeling tools and stressed the importance of having accurate input data for product development.

}, issn = {0360-1323}, doi = {10.1016/j.buildenv.2016.07.019}, author = {Andrew McNeil and Eleanor S. Lee and Jacob C. Jonsson} } @techreport {29657, title = {Demonstration of Energy Efficient Retrofits for Lighting and Daylighting in New York City Office Buildings}, year = {2017}, month = {04/2017}, abstract = {

The U.S. Department of Energy{\textquoteright}s (DOE) Commercial Buildings Integration (CBI) program{\textquoteright}s mission (and that of the New York State Energy Research \& Development Authority (NYSERDA)) is to accelerate the adoption of cost-effective, underutilized building technologies with large energy savings potential. The key question which CBI asks for each high impact technology is: "What can the DOE do to improve the market adoption of this technology?" Answering this relies on an assessment of the most significant barriers, including:

Innovative, automated shading and LED lighting controls were identified as key technologies that have the potential to significantly reduce perimeter zone energy use and peak demand in existing commercial buildings.\  Technological advances in the field of low-cost embedded controls have enabled high-resolution sensing and more optimal control on a per fixture or shade basis. The Lawrence Berkeley National Laboratory (LBNL) partnered with the Building Energy Exchange (BEEx) and a commercial building owner to evaluate leading-edge technologies on a 40,000 ft2 floor in an occupied, high-rise commercial office building in New York, New York. This {\textquotedblleft}Living Laboratory{\textquotedblright} was monitored for a year prior to and six months following the installation of four sets of lighting and shading technologies and their performance was compared to a parallel reference floor in the same building.

The Living Laboratory demonstrated that there were many competitive products on the market, that the products were able to meet current needs, and that the various advanced features provided significant added value over and above that of conventional products. Monitored data provided detailed insights into how and why each technology performed the way it did, and what the impacts were on energy-efficiency, peak demand, visual and thermal comfort, indoor environmental quality, and occupant acceptance and satisfaction within the resultant environment.

}, author = {Eleanor S. Lee and Luis L. Fernandes and Taoning Wang and Stephen E. Selkowitz and Steven Mesh and Yetsuh Frank and Richard Yancey} } @article {60938, title = {Balancing daylight, glare, and energy-efficiency goals: An evaluation of exterior coplanar shading systems using complex fenestration modeling tools}, journal = {Energy and Buildings}, volume = {112}, year = {2016}, month = {01/2016}, pages = {279-298}, abstract = {

Exterior shades are the most effective way to control solar load in buildings. Twelve different coplanar shades with different geometry, material properties and cut-off angles were investigated for two California climates: the moderate San Francisco Bay Area climate and a hot and dry Southern California climate. The presented results distinguish themselves from other simulation studies by a newly developed method that combines three research-grade software programs (Radiance, EnergyPlus and Window 7) to calculate heat transfer, daylight, and glare resulting from optically-complex fenestration systems more accurately. Simulations were run for a case with constant electric lighting and a case with daylighting controls for a prototypical, internal load dominated office building.

In the case of daylighting controls, the choice of slat angle and solar cut-off angle of a fixed exterior slat shading system is non trivial. An optimum slat angle was identified for the considered cases. Material properties (e.g., solar and visible reflectance) did not affect energy use if constant electric lighting was assumed, but they did have a significant influence on energy use intensity (EUI) when daylighting controls were assumed. Energy use increased substantially when an additional interior shade was used for glare control.

}, keywords = {Complex fenestration systems, Discomfort Glare, Energy Plus, Energy Use Intensity, Exterior shades, Glare Control, radiance}, doi = {10.1016/j.enbuild.2015.12.009}, author = {Sabine Hoffmann and Eleanor S. Lee and Andrew McNeil and Luis L. Fernandes and Dragan Vidanovic and Anothai Thanachareonkit} } @techreport {29804, title = {Technology Assessments of High Performance Envelope with Optimized Lighting, Solar Control, and Daylighting}, year = {2016}, month = {09/2016}, institution = {Lawrence Berkeley National Laboratory}, address = {Berkeley, CA}, abstract = {

Innovative, cost-effective, energy efficiency technologies and strategies for new and retrofit construction markets are essential for achieving near-term, broad market impacts. This study focuses on innovative shading and daylighting technologies that have the potential to significantly curtail annual cooling and lighting electricity use and reduce summer peak electric demand, particularly in the hot, sunny, inland areas where there has been significant population growth.

The building industry is well aware that energy-efficiency potential does not always match actual, real world performance in the field due to a variety of mitigating factors. Third party verification of the energy savings potential of innovative technologies is important for market adoption. In the case of shading and daylighting technologies, new simulation tools have only recently been developed to improve modeling accuracy. Market acceptance is also heavily dependent on how well the technology balances comfort and indoor environmental quality (IEQ) requirements (e.g., view, brightness, etc.). PG\&E commissioned this full-scale monitored study to better understand the impact of mitigating factors on performance so as to make more informed decisions when constructing program interventions that support technology adoption in the market.

}, author = {Eleanor S. Lee and Anothai Thanachareonkit and Samir Touzani and Spencer M. Dutton and Jordan Shackelford and Darryl J. Dickerhoff and Stephen E. Selkowitz} } @proceedings {60933, title = {Discomfort glare with complex fenestration systems and the impact on energy use when using daylighting control}, journal = {10th International Conference on Advanced Building Skins}, year = {2015}, month = {11/2015}, address = {Bern, Switzerland}, keywords = {building simulation, Complex fenestration systems, daylighting control, Discomfort Glare, Energy Use Intensity, radiance}, author = {Sabine Hoffmann and Andrew McNeil and Eleanor S. Lee and Raghuram Kalyanam} } @techreport {60776, title = {Electrochromic Window Demonstration at the Donna Land Port of Entry}, year = {2015}, month = {05/2015}, abstract = {

The U.S. General Services Administration (GSA) Public Buildings Service (PBS) has jurisdiction, custody or control over 105 land ports of entry throughout the United States, 35 of which are located along the southern border. At these facilities, one of the critical functions of windows is to provide border control personnel with direct visual contact with the surrounding environment. This also can be done through surveillance cameras, but the high value that U.S. Customs and Border Protection (CPB) officers place on direct visual contact can be encapsulated in the following statement by a senior officer regarding this project: {\textquotedblleft}nothing replaces line of sight.{\textquotedblright} In sunny conditions, however, outdoor visibility can be severely compromised by glare, especially when the orb of the sun is in the field of view. This often leads to the deployment of operable shading devices, such as Venetian blinds. While these devices address the glare, they obstruct the view of the surroundings, negating the visual security benefits of the windows.

Electrochromic (EC) windows have the ability to adjust their tint dynamically in response to environmental conditions. This provides the potential to control glare by going to a dark tint at times when extreme glare is likely. In previous studies, these windows have shown that this ability to control glare has the potential to increase the amount of time during which view is unobstructed. This technology is available in the U.S. as a commercial product from two vendors with high-capacity manufacturing facilities, and could be deployed on a nationwide scale if successful in a pilot test.

In this project, EC windows were installed at a land port of entry near Donna, Texas. The technical objectives of the study were to determine whether the installation of the EC windows resulted in the following:

}, author = {Luis L. Fernandes and Eleanor S. Lee and Anothai Thanachareonkit} } @article {60093, title = {Measured daylighting potential of a static optical louver system under real sun and sky conditions}, journal = {Building and Environment}, volume = {92}, year = {2015}, month = {10/2015}, pages = {347-359}, chapter = {347}, abstract = {

By utilizing highly specular surfaces and engineered profile geometry, optical sunlight redirecting systems integrated into the overhead {\textquotedblleft}clerestory{\textquotedblright} zone of the building facade present the potential to enlarge the daylighting zone by redirecting the luminous flux incident on the window deeper into the space than conventional shading systems. In addition, by developing system geometry to redirect daylight to specific zones within the space, optical light redirecting systems have the potential to avoid the glare conditions commonly produced by conventional facade shading systems that direct significant amounts of daylight below head height into the occupant{\textquoteright}s field of view. In this case study, side-by-side comparisons were made over solstice-to-solstice changes in sun and sky conditions between an optical louver system (OLS) and a conventional Venetian blind set at a horizontal slat angle and located inboard of a south-facing, small-area, clerestory window in a full-scale office testbed. Daylight autonomy (DA), window luminance, and ceiling luminance uniformity were used to assess performance. The performance of both systems was found to have significant seasonal variation, where performance under clear sky conditions improved as maximum solar altitude angles transitioned from solstice to equinox. Although the OLS produced fewer hours per day of DA on average than the Venetian blind, the OLS never exceeded the designated 2000\ cd/m2 threshold for window glare. In contrast, the Venetian blind was found to exceed the visual discomfort threshold over a large fraction of the day during equinox conditions (from 40 to 64\% of the test day between August 22 and October 12). Notably, these peak periods of visual discomfort occurred during the best periods of daylighting performance. Luminance uniformity was analyzed using calibrated high dynamic range luminance images. Under clear sky conditions, the OLS was found to increase the luminance of the ceiling as well as produce a more uniform distribution of luminance over the ceiling. Compared to conventional venetian blinds, the static optical sunlight redirecting system studied has the potential to significantly reduce the annual electrical lighting energy demand of a daylit space and improve the quality from the perspective of building occupants by consistently transmitting useful daylight while eliminating window glare.

}, keywords = {daylighting, field measurements, high dynamic range luminance images, optical louver system, sunlight redirecting system}, doi = {10.1016/j.buildenv.2015.04.024}, author = {Kyle S. Konis and Eleanor S. Lee} } @conference {60094, title = {Potential energy savings with exterior shades in large office buildings and the impact of discomfort glare}, booktitle = {Fourth BEST Conference Building Enclosure Science \& Technology (BEST4)}, year = {2015}, month = {04/2015}, address = {Kansas City, Missouri}, abstract = {

Exterior shades are highly efficient for reducing solar load in commercial buildings. Their impact on net energy use depends on the annual energy balance of heating, cooling, fan and lighting energy. This paper discusses the overall energy use intensity of various external shading systems for a prototypical large office building split into the different types of energy use and for different orientations and window sizes. Lighting energy was calculated for a constant lighting power as well as for dimmed lighting fixtures (daylighting control).

In Section 3, slat angles and solar cut-off angles were varied for fixed exterior slat shading systems. While the most light-blocking shades performed best for the case without daylighting controls, the optimum cut-off angle with daylighting controls was found to be 30 deg for the office building prototype used in Chicago and Houston. For large window-to-wall (WWR) ratios, window related annual energy use could be reduced by at least 70 \% without daylighting control and by a minimum of 86 \% with daylighting control in average over all orientations.

The occurrence of discomfort glare was is considered in Section 4 of the paper, which looks at the performance of commercially available exterior shading systems when an interior shade is used in addition to the exterior shade during hours when occupants would experience discomfort glare. Glare control impacts overall energy use intensity significantly for exterior shades with high transmittance, especially when daylighting controls are used. In these cases, exterior shades are only beneficial for window-to-wall areas >= 45\% in the hot Houston climate. For smaller windows and in a heating/cooling climate like Chicago, exterior shades can increase energy consumption.

}, author = {Sabine Hoffmann and Eleanor S. Lee} } @techreport {58592, title = {Angular selective window systems: Assessment of technical potential for energy saving}, year = {2014}, note = {

Submitted to Energy and Buildings, May 27, 2014

}, month = {01/2014}, pages = {36}, type = {DOE / CEC PIER Technical Report}, abstract = {

Static angular selective shading systems block or filter direct sunlight and admit daylight within a specific range of incident solar angles. They can potentially deliver energy efficient performance within the typical 4.6-m (15-ft) deep perimeter zone of buildings when tailored to a specific fa{\c c}ade orientation and latitude. The objective of this study is to quantify the technical potential of these systems to reduce energy use and peak demand in commercial buildings, specifically: a) achieve 30-50\% reductions in perimeter zone energy use vs. ASHRAE 90.1-2004, b) constrain peak window loads to less than 43 W/m2-floor (4 W/ft2-floor), and c) to the extent possible, admit useful daylight in the perimeter zone without exceeding the peak solar load constraint. Three distinctly different commercial shading systems were evaluated: a micro-perforated screen, a tubular shading structure (double- and triple-paned configurations), and an expanded metal mesh. This evaluation was performed mainly through computer simulation for a multitude of scenarios, including multiple climates (Chicago, Illinois and Houston, Texas), window-to-wall ratios (0.15-0.60), building codes (ASHRAE 90.1-2004 and 2010) and lighting control configurations (with and without daylighting controls). Angular selective shading systems are optically complex and cannot be modeled accurately using conventional simulation tools, prompting the development of unique versions of the EnergyPlus, Radiance and Window simulation tools. Results show significant potential reductions in perimeter zone energy use, with the best commercially-available system reaching 28\% and 47\% savings, relative to ASHRAE 90.1- 2004 and respectively without and with daylighting controls, on south facades in Chicago with WWR=0.45, while constraining peak window heat gains to under 43 W/m2-floor, and enabling significant savings from daylighting controls. Results suggest that it is possible that existing systems can be improved to more consistently achieve 30-50\% energy savings. Level of angular selectivity, spectral selectivity of low-e coatings and thermal conductance of the angle-selective layer were identified as critical factors for the performance of angular selective systems. Static, angular selective shading systems offer a potentially low-cost option to significantly reduce window heat gains and control glare from visibility of the sun orb, while permitting the admission of useful daylight and access to views to the outdoors. This type of system shows significant potential to contribute towards net-zero energy goals in both new and retrofit construction.

}, keywords = {angular selective systems, Building energy-efficiency, daylighting, Shading Systems, windows}, author = {Luis L. Fernandes and Eleanor S. Lee and Andrew McNeil and Jacob C. Jonsson and Thierry Stephane Nouidui and Xiufeng Pang and Sabine Hoffmann} } @techreport {60771, title = {High Performance Building Fa{\c c}ade Solutions-Phase II}, year = {2014}, month = {03/2014}, abstract = {

The High Performance Building Fa{\c c}ade Solutions{\textendash}Phase II project was initiated through the California Energy Commission{\textquoteright}s Public Interest Energy Research (PIER) program in July 2010 to support industry{\textquoteright}s development and deployment of both incremental and breakthrough fa{\c c}ade technologies in partnership with the U.S. Department of Energy (DOE). The objective of this three-year project was to develop, or support the development and deployment of, promising near-term and emerging zero net energy building fa{\c c}ade technologies for solar control and daylighting, addressing two of the largest end uses in California commercial buildings: cooling and lighting. In partnership with industry (such as manufacturers), three classes of technologies were investigated: daylighting systems, angular-selective shading systems, and dynamic fa{\c c}ade systems. Commercially available and emerging prototype technologies were developed and evaluated using laboratory tests. Simulations, full-scale outdoor tests in the Advanced Window Testbed, and demonstration projects quantified energy and peak electric demand reductions and occupant satisfaction, acceptance, and comfort associated with the resultant indoor environment. Several new technologies were developed using virtual prototyping tools. Integrated control systems were developed using model predictive controls. Simulation tools were developed to model operable complex fenestration systems such as shades and microprismatic films. A schematic design tool called COMFEN was developed to facilitate evaluation of these advanced technologies in the early design phase. All three classes of technologies resulted in significant reductions in perimeter zone energy use and peak electric demand, providing viable options that can support California{\textquoteright}s long-term goal of achieving zero net energy use in the next decade.

}, keywords = {automated shading, between-pane shading, bidirectional scattering distribution functions, building energy simulation tools, Complex fenestration systems, daylighting, daylighting simulation tools, electrochromics, exterior shading, goniophotometer, light shelves, microprismatic films, model predictive controls, motorized shading, shading, solar-optical properties, switchable windows, thermochromics, virtual prototyping, window heat transfer}, author = {Eleanor S. Lee and Brian E. Coffey and Luis L. Fernandes and Sabine Hoffmann and Andrew McNeil and Anothai Thanachareonkit and Gregory J. Ward} } @techreport {61021, title = {High Performance Building Mockup in FLEXLAB}, year = {2014}, month = {12/2014}, institution = {Lawrence Berkeley National Laboratory}, address = {Berkeley, CA}, abstract = {

Genentech has ambitious energy and indoor environmental quality performance goals for Building 35 (B35) being constructed by Webcor at the South San Francisco campus. Genentech and Webcor contracted with the Lawrence Berkeley National Laboratory (LBNL) to test building systems including lighting, lighting controls, shade fabric, and automated shading controls in LBNL{\textquoteright}s new FLEXLAB facility. The goal of the testing is to ensure that the systems installed in the new office building will function in a way that reduces energy consumption and provides a comfortable work environment for employees.

LBNL tested three facades of the new office building in the rotating FLEXLAB testbed: west, south and east. External shading, lighting, and internal shading control was configured for each orientation to replicate the conditions of B35. The three facades were each tested for one week three times between July and October 2014. Changes were made between each test to improve the performance of the systems.

Linear pendant LED light fixtures will illuminate the open office areas of the office building. These fixtures were installed in FLEXLAB. The wide spacing between rows of light fixtures results in a low lighting power density of 0.57 W/ft2 in the open office areas, while still meeting the average illuminance criteria of 300 lux (28 footcandles). A combination of the wide spacing and optics of the light fixture creates a nonuniform lighting pattern on the ceiling of the space. Changing to a diffuse lens on the uplight will help reduce abrupt changes in luminance on the ceiling but non-uniformity will persist due to the wide spacing.

The pendant light fixtures allow separate control of the downward and upward light. The lighting control design aims to enhance the quality of space by dimming upward light unison providing uniform patterns of electric light on the ceiling. The downward light of each fixture dims to provide just enough light to meet illuminance criteria below the fixture.

Webcor installed two lighting control systems manufactured by Enlighted and Encelium for testing in FLEXLAB. The Encelium system uses an open loop control architecture with a ceiling-mounted photosensor at each facade (inside of the automated shade). While there is greater variation in workplane illuminance provided by the Encelium system, the system is better able to control upward versus downward lighting and is able to control the lighting according to the lighting design intent. The architecture of the Encelium system offers more functional flexibility by allowing any input (sensors, switches etc.) or multiple inputs to affect any fixture.

The Enlighted control system uses closed loop architecture with two photosensors per fixture (one for upward light and one for downward light). The Enlighted system controlled the lights more precisely than the Encelium system to meet workplane illuminance requirements, however the upward versus downward light control did not behave according to the lighting design intent.

MechoSystems provided motorized window shades and automated control. The shades in each window had a different color fabric, one dark grey and one medium grey. Both shade fabrics were an open weave with 3\% openness. Genentech selected the dark colored shade because it provides a better view of the exterior compared to the lighter colored shade. Anecdotal evidence suggests that some occupants may experience direct glare with 3\% open fabric while other occupants will not experience glare under the same conditions. Visual discomfort during the worst case sunny winter condition was not evaluated. However, the east-facing orientation during the equinox period was exposed to low sun angles in the third test period so findings of just acceptable visual discomfort are expected to be similar to what might be experienced during the winter.

The shades operated as expected on sunny days (which was the predominant condition during the test period). The testing identified substantial potential energy savings for the lighting systems by stopping the shade above the sill, preventing the shade from completely covering the window and allowing the sun to shine deeper into the space through the bottom few inches of the window. On partly cloudy days, which occurred more frequently after our testing concluded, anecdotal evidence suggests that the shades could be raised more often. LBNL suggests that a second threshold be implemented which drops the shade partway to prevent direct glare from bright sun, but doesn{\textquoteright}t close the shade down to the height required to limit sunshine depth.

Thermal comfort analysis suggests that occupants seated near the shaded window will be comfortable around 80\% of the time. The 20\% of time where the observed conditions fall outside the ASHRAE Standard 55 are almost always due to occupants being cold in the morning. This discomfort is mostly driven by cold surrounding surfaces causing a low mean radiant temperature and overcooling from outside air during economizer mode. Only one thermal comfort station, located near the facade, was used for the experiment. Thermal comfort further from the facade is unknown but is likely to be better due to the increased distance from the relatively cold facade.

Visual comfort studies indicated that occupants could sit as close as 3.5 feet to the east and west facade and 2.5 feet to the south facade when facing parallel to the window. Occupants must sit further away from the window to be comfortable when facing the window directly. Occupants should be 3.5 feet away when facing the south facade, 4.5 feet away when facing the west facade and 5.5 feet away when facing the east facade. Thermal comfort studies show that sitting within 30 inches of the facade has a negligible effect on comfort ratings.

Daylighting controls reduced lighting energy use in FLEXLAB by 46\% for east facade, 34\% for south facade and 35\% for west facade over 30 feet deep perimeter zone between 7 AM and 7 PM local time at autumn equinox. Occupancy controls will further reduce lighting energy use, though they were not implemented for the test due to the cell being tested unoccupied.

Genentech, Webcor, and the architectural and engineering team had access to the FLEXLAB during and for a month following the test period to observe, work, and discuss operational issues with employees and staff. The project team made their own qualitative observations about the space in terms of view, adequacy of lighting and daylight levels, color, furniture placement, etc. The project team worked collaboratively with the LBNL team to fine tune details of component design, control settings, troubleshooting, and operations. Because Genentech is introducing a new model for their work environment, a non-assigned workplace, there were detailed discussions on how to educate the occupants about the new technologies and their operational modes. Commissioning and tuning procedures were also discussed.

}, keywords = {commercial buildings, daylighting, energy management control systems, exterior shading, field test, lighting controls, monitored evaluation, shading controls, thermal comfort, visual comfort}, author = {Andrew McNeil and Christian Kohler and Eleanor S. Lee and Stephen E. Selkowitz} } @article {55580, title = {Monitored lighting energy savings from dimmable lighting controls in The New York Times Headquarters Building}, journal = {Energy and Buildings}, volume = {68}, year = {2014}, month = {01/2014}, pages = {498-514}, chapter = {498}, abstract = {

Digital addressable, dimmable lighting controls were introduced to the US market in the early 2000s with the promise of facilitating capture of potential energy savings with greater flexibility over their historic, typically unreliable, analog counterpart. The New York Times Company installed this emerging technology, after having tested the system thoroughly prior to procurement, in their new building in New York, New York. Four years after full occupancy in 2007, the owner agreed to participate in a post-occupancy monitored evaluation of the dimmable lighting system to verify actual performance in the field. Annual lighting energy savings from daylighting, setpoint tuning and occupancy controls were determined for the daylit, open-plan office areas on three typical floors (6, 11, and 20th floors) of the 51-story high-rise tower. Energy savings were calculated from ballast control signal and occupancy data recorded by the manufacturer{\textquoteright}s lighting control system. The ballast data were calibrated with independent measurements of lighting energy consumption. Savings from dimming controls (daylighting and setpoint tuning) were 12.6 kWh/m2-yr (1.17 kWh/ft2-yr) for the daylit spaces on the three floors overall, or 20\%, relative to ASHRAE 90.1-2007. Compared to the prescriptive code in effect at the time of the building{\textquoteright}s construction (ASHRAE 90.1-2001), savings were 21.0 kWh/m2-yr (1.95 kWh/ft2-yr) or 28\%. Annual lighting energy use with all lighting control strategies was 33.9 kWh/m2-yr (3.15 kWh/ft2-yr) in the daylit, open plan zones on average for the three floors. A simple payback analysis was conducted.

}, keywords = {Building energy-efficiency, daylighting, lighting control systems}, doi = {10.1016/j.enbuild.2013.10.009}, author = {Luis L. Fernandes and Eleanor S. Lee and Dennis L. DiBartolomeo and Andrew McNeil} } @article {57094, title = {Acceleration of the matrix multiplication of Radiance three phase daylighting simulations with parallel computing on heterogeneous hardware of personal computer}, journal = {Journal of Building Performance Simulation}, year = {2013}, abstract = {

Building designers are increasingly relying on complex fenestration systems to reduce energy consumed for lighting and HVAC in low energy buildings. Radiance, a lighting simulation program, has been used to conduct daylighting simulations for complex fenestration systems. Depending on the configurations, the simulation can take hours or even days using a personal computer. This paper describes how to accelerate the matrix multiplication portion of a Radiance three-phase daylight simulation by conducting parallel computing on heterogeneous hardware of a personal computer. The algorithm was optimized and the computational part was implemented in parallel using OpenCL. The speed of new approach was evaluated using various daylighting simulation cases on a multicore central processing unit and a graphics processing unit. Based on the measurements and analysis of the time usage for the Radiance daylighting simulation, further speedups can be achieved by using fast I/O devices and storing the data in a binary format.

}, keywords = {daylighting simulation, graphics processing unit, multicore central processing unit, OpenCL, parallel computing}, doi = {10.1080/19401493.2013.795193}, author = {Wangda Zuo and Andrew McNeil and Michael Wetter and Eleanor S. Lee} } @techreport {57096, title = {Annual daylighting performance of a passive optical light shelf in sidelit perimeter zones of commercial buildings}, year = {2013}, abstract = {

Sunlight redirecting systems have the potential to significantly offset electric lighting energy use in deep perimeter zones of buildings where the windows are subject to high daylight availability. New Radiance modeling tools have recently been developed and validated, enabling accurate and timely simulation analysis of the annual energy and comfort performance of these optically-complex, anisotropic systems. A parametric study was conducted using these tools to evaluate the performance of a commercially-available passive optical light shelf (OLS) in a 17.4 m deep (57 ft), south-facing open plan office zone in three climates. Daylighting efficiency, discomfort glare, and lighting energy savings with continuous dimming and bi-level switching controls were determined at varying depths within the zone. The OLS decreased lighting energy use significantly throughout the depth of the space and achieved these savings with minimal discomfort glare in the area near the window. Annual lighting energy use intensity was reduced to 1.71-1.82 kWh/ft2-yr (22-27\%) over the full depth of the perimeter zone across the three climates modeled (Phoenix, Washington DC, and Minneapolis) compared to a non-daylit zone at 2.34 kWh/ft2-yr. There was a greater occurrence of discomfort glare (3-7\% during daytime work hours) if the occupant was in a seated view position looking at the window from the back of the room. The system is passive, needing no adjustment during the day and over the seasons and can be used as a retrofit measure in existing buildings. These results are encouraging and demonstrate how the primary daylit sidelit area can be extended well beyond the defined limits provided by the newly adopted ASHRAE 90.1-2010 code (i.e., 1.0 times the head height of the window).

}, keywords = {bidirectional scattering distribution functions, buildings energy efficiency, daylighting, Radiance simulations}, author = {Andrew McNeil and Eleanor S. Lee} } @techreport {58288, title = {Automated Production of Optimization-Based Control Logics for Dynamic Fa{\c c}ade Systems, with Experimental Application to Two-Zone External Venetian Blinds}, year = {2013}, month = {09/2013}, type = {CEC PIER Technical Report}, author = {Brian E. Coffey and Andrew McNeil and Thierry Stephane Nouidui and Eleanor S. Lee} } @techreport {1207, title = {Daylight performance of a microstructured prismatic window film in deep open plan offices}, year = {2013}, month = {09/2013}, abstract = {

Daylight redirecting systems with vertical windows have the potential to offset lighting energy use in deep perimeter zones. A microstructured prismatic film was designed and fabricated by a manufacturer to redirect sunlight to the ceiling plane when the film was installed in the upper portion of a window. Energy simulations based on the raytracing program, Radiance, were performed to evaluate the annual lighting energy use and discomfort glare in a deep open plan office zone in several climates and for south and east-facing window orientations. These simulations showed that when the prismatic film was combined with a light diffusing film, the system was able to deliver significant energy savings without glare.

}, author = {Andrew McNeil and Eleanor S. Lee and Jacob C. Jonsson} } @techreport {1208, title = {Designing improved angular-selective shading systems}, year = {2013}, month = {09/2013}, type = {DOE/ CEC PIER Technical Report}, author = {Luis L. Fernandes and Eleanor S. Lee} } @article {57097, title = {Empirical Assessment of a Prismatic Daylight-Redirecting Window Film in a Full-Scale Office Testbed}, journal = {LEUKOS: The Journal of the Illuminating Engineering Society of North America}, volume = {10}, year = {2013}, note = {

Illuminating Engineering Society (IES) Annual Conference 2013
Huntington Beach, CA,
26 - 29 October 2013

}, month = {10/2013}, pages = {19-45}, address = {Huntington Beach, California}, abstract = {

Daylight redirecting systems with vertical windows have the potential to offset lighting energy use in deep perimeter zones. Microstructured prismatic window films can be manufactured using low-cost, roll-to-roll fabrication methods and adhered to the inside surface of existing windows as a retrofit measure or installed as a replacement insulating glass unit in the clerestory portion of the window wall. A clear film patterned with linear, 50-250 micrometer high, four-sided asymmetrical prisms was fabricated and installed in the south-facing, clerestory low-e, clear glazed windows of a full-scale testbed facility. Views through the film were distorted. The film was evaluated in a sunny climate over a two-year period to gauge daylighting and visual comfort performance. The daylighting aperture was small (window-to-wall ratio of 0.18) and the lower windows were blocked off to isolate the evaluation to the window film. Workplane illuminance measurements were made in the 4.6 m (15 ft) deep room furnished as a private office. Analysis of discomfort glare was conducted using high dynamic range imaging coupled with the evalglare software tool, which computes the daylight glare= probability and other metrics used to evaluate visual discomfort.

The window film was found to result in perceptible levels of discomfort glare on clear sunny days from the most conservative view point in the rear of the room looking toward the window. Daylight illuminance levels at the rear of the room were significantly increased above the reference window condition, which was defined as the same glazed clerestory window but with an interior Venetian blind (slat angle set to the cut-off angle), for the equinox to winter solstice period on clear sunny days. For partly cloudy and overcast sky conditions, daylight levels were improved slightly. To reduce glare, the daylighting film was coupled with a diffusing film in an insulating glazing unit. The diffusing film retained the directionality of the redirected light= spreading it within a small range of outgoing angles. This solution was found to reduce glare to imperceptible levels while retaining for the most part the illuminance levels achieved solely by the daylighting film.

}, keywords = {buildings energy efficiency, daylighting, microstructure film, prismatic film, windows}, doi = {10.1080/15502724.2014.837345}, author = {Anothai Thanachareonkit and Eleanor S. Lee and Andrew McNeil} } @article {57039, title = {An empirical study of a full-scale polymer thermochromic window and its implications on material science development objectives}, journal = {Solar Energy Materials and Solar Cells}, volume = {116}, year = {2013}, month = {09/2013}, pages = {14-26}, chapter = {14}, abstract = {

Large-area polymer thermochromic (TC) laminated windows were evaluated in a full-scale testbed office. The TC interlayer film exhibited thermochromism through a ligand exchange process, producing a change in solar absorption primarily in the visible range while maintaining transparent, undistorted views through the material. The film had a broad switching temperature range and when combined to make an insulating window unit had center-of-glass properties of Tsol=0.12-0.03, Tvis=0.28-0.03 for a glass temperature range of 24-75{\textdegree}C. Field test measurements enabled characterization of switching as a function of incident solar irradiance and outdoor air temperature, illustrating how radiation influences glass temperature and thus effectively lowers the critical switching temperature of TC devices. This was further supported by EnergyPlus building energy simulations. Both empirical and simulation data were used to illustrate how the ideal critical switching temperature or temperature range for TC devices should be based on zone heat balance, not ambient air temperature. Annual energy use data are given to illustrate the energy savings potential of this type of thermochromic. Based on observations in the field,a broad switching temperature range was found to be useful in ensuring a uniform appearance when incident irradiance is non-uniform across the facade. As indicated in prior research, a high visible transmittance in both the switched and unswitched state is also desirable to enable reduction of lighting energy use and enhance indoor environmental quality.

}, keywords = {buildings energy efficiency, Solar control, Thermochromic, windows}, doi = {10.1016/j.solmat.2013.03.043}, author = {Eleanor S. Lee and Xiufeng Pang and Sabine Hoffmann and Howdy Goudey and Anothai Thanachareonkit} } @article {55433, title = {Lighting energy savings potential of split-pane electrochromic windows controlled for daylighting with visual comfort}, journal = {Energy and Buildings}, volume = {61}, year = {2013}, month = {06/2013}, pages = {8-20}, abstract = {

A simulation study was conducted to evaluate lighting energy savings of split-pane electrochromic (EC) windows controlled to satisfy key visual comfort parameters. Using the Radiance lighting simulation software, interior illuminance and luminance levels were computed for a south-facing private office illuminated by a window split into two independently-controlled EC panes. The transmittance of these was optimized hourly for a workplane illuminance target while meeting visual comfort constraints, using a least-squares algorithm with linear inequality constraints. Blinds were successively deployed until visual comfort criteria were satisfied. The energy performance of electrochromics proved to be highly dependent on how blinds were controlled. With hourly blind position adjustments, electrochromics showed significantly higher (62\% and 53\%, respectively without and with overhang)lighting energy consumption than clear glass. With a control algorithm designed to better approximate realistic manual control by an occupant, electrochromics achieved significant savings (48\% and 37\%, respectively without and with overhang). In all cases, energy consumption decreased when the workplace illuminance target was increased. In addition, the fraction of time during which the occupant had an unobstructed view of the outside was significantly greater with electrochromics: 10 months out of the year versus a handful of days for the reference case.

}, keywords = {Building energy-efficiency, Control optimization, daylighting, Electrochromic windows}, doi = {10.1016/j.enbuild.2012.10.057}, author = {Luis L. Fernandes and Eleanor S. Lee and Gregory J. Ward} } @article {58920, title = {Modeling of optical and energy performance of tungsten-oxide-based electrochromic windows including their intermediate states}, journal = {Solar Energy Materials and Solar Cells}, volume = {108}, year = {2013}, month = {1/2013}, pages = {129 - 135}, abstract = {

Tungsten-oxide-based electrochromic (EC) windows are currently the most robust and matured dynamic windows where the transmittance of visual light and near-infrared radiation can be controlled by a small applied voltage. In its standard application, the window is commonly either in its clear or colored state. In this contribution, we study the optical and energy performance of such window in the fully bleached and fully colored state as well as when it is kept in intermediate states. Different configurations in terms of placement of the EC layer stack and possible additional low-emissivity (low-E) coating within the insulated glass unit are considered. Using optical data and software tools we find that even a small coloration has a significant effect on the energy performance because the solar heat gain coefficient is readily reduced by the absorption of the EC layer stack. We compare the performance of the EC windows to commercially available solar-control (spectrally selective) low-E windows.

}, keywords = {Electrochromic windows, Energy efficient window modeling, Energy simulation, Smart windows}, issn = {09270248}, doi = {10.1016/j.solmat.2012.09.010}, author = {Sunnie H.N. Lim and Jan Isidorsson and Lizhong Sun and B. Leo Kwak and Andr{\'e} Anders} } @article {58230, title = {Near-Infrared Spectrally Selective Plasmonic Electrochromic Thin Films}, journal = {Advanced Optical Materials}, volume = {1}, year = {2013}, month = {03/2013}, pages = {215 - 220}, abstract = {

A plasmonic electrochromic effect in which electrochemical doping reversibly modulates near-infrared surface plasmon absorption of aluminium-doped zinc oxide and tin-doped indium oxide nanocrystals is reported. Optical performance, switching kinetics, and cycling durability point to high-performance NIR selective plasmonic electrochromic coatings based on earth-abundant materials.

}, keywords = {aluminum zinc oxide, indium tin oxide, nanocrystal, spectroelectrochemistry, surface plasmon}, doi = {10.1002/adom.201200051}, author = {Guillermo Garcia and Raffaella Buonsanti and Anna Llordes and Evan L. Runnerstrom and Amy Bergerud and Delia J. Milliron} } @techreport {60935, title = {A Pilot Demonstration of Electrochromic and Thermochromic Windows in the Denver Federal Center, Building 41, Denver, Colorado}, year = {2013}, note = {

Completed September 30, 2012, released March 30, 2014.

}, month = {07/2013}, abstract = {

Chromogenic glazing materials are emerging technologies that tint reversibly from a clear to dark tinted state either passively in response to environmental conditions or actively in response to a command from a switch or building automation system. Switchable coatings on glass manage solar radiation and visible light while enabling unobstructed views to the outdoors. Building energy simulations estimate that actively controlled, near-term chromogenic glazings can reduce perimeter zone heating, ventilation, and air- conditioning (HVAC) and lighting energy use by 10-20\% and reduce peak electricity demand by 20-30\%, achieving energy use levels that are lower than an opaque, insulated wall.

This project demonstrates the use of two types of chromogenic windows: thermochromic and electrochromic windows. By 2013, these windows will begin production in the U.S. by multiple vendors at high-volume manufacturing plants, enabling lower cost and larger area window products to be specified. Both technologies are in the late R\&D stage of development, where cost reductions and performance improvements are underway. Electrochromic windows have been installed in numerous buildings over the past four years, but monitored energy-efficiency performance has been independently evaluated in very limited applications. Thermochromic windows have been installed in one other building with an independent evaluation, but results have not yet been made public.

}, keywords = {building controls, daylighting, Demand Side Management, electrochromic, energy-efficiency, Smart windows, switchable windows, Thermochromic, Window}, url = {http://gsa.gov/portal/content/187967}, author = {Eleanor S. Lee and Luis L. Fernandes and Howdy Goudey and Jacob C. Jonsson and Dragan C. Curcija and Xiufeng Pang and Dennis L. DiBartolomeo and Sabine Hoffmann} } @techreport {3441, title = {A Post-Occupancy Monitored Evaluation of the Dimmable Lighting, Automated Shading, and Underfloor Air Distribution System in The New York Times Building}, year = {2013}, month = {01/2013}, institution = {Lawrence Berkeley National Laboratory}, address = {Berkeley, CA}, abstract = {

With aggressive goals to reduce national energy use and carbon emissions, the US Department of Energy will be looking to exemplary buildings that have already invested in new approaches to achieving the energy performance goals now needed at a national level. The New York Times Building, in New York, New York, incorporates a number of innovative technologies, systems and processes and could become a model for widespread replication in new and existing buildings. Post-occupancy data are invaluable in establishing confidence in innovation. A year-long monitored study was conducted to verify energy performance, assess occupant comfort and satisfaction with the indoor environment, and evaluate impacts on maintenance and operations. Lessons learned were derived from the analysis; these lessons could help identify and shape policy, financial, or supporting strategies to accelerate diffusion in the commercial building market.

}, author = {Eleanor S. Lee and Luis L. Fernandes and Brian E. Coffey and Andrew McNeil and Robert D. Clear and Thomas L. Webster and Fred S. Bauman and Darryl J. Dickerhoff and David Heinzerling and Tyler Hoyt} } @article {58229, title = {Regional performance targets for transparent near-infrared switching electrochromic window glazings}, journal = {Building and Environment}, volume = {61}, year = {2013}, month = {03/2013}, pages = {160 - 168}, abstract = {

With building heating and cooling accounting for nearly 14\% of the national energy consumption, emerging technologies that improve building envelope performance have significant potential to reduce building energy consumption. Actual savings from these technologies will depend heavily upon their performance in diverse climate and operational conditions. In many cases, early-stage research can benefit from detailed investigation in order to develop performance thresholds and identify target markets. One example, a dynamic, highly transparent, near-infrared switching electrochromic (NEC) window glazing, is the focus of this investigation. Like conventional electrochromics, the NEC glazing can dynamically tune its optical properties with a small applied voltage. Consequently, the glazing can block or transmit solar heat to reduce cooling or heating loads, respectively. Unlike conventional electrochromics, NEC glazings remain transparent to visible light, causing no adverse effect to daylighting or building aesthetics. This study utilizes the software COMFEN to simulate a broad range of NEC performance levels, for commercial and residential buildings in 16 climate-representative reference cities. These simulations are the basis for identifying performance levels necessary to compete with existing static technologies. These results indicate that energy savings are strongly influenced by blocking-state performance. Additionally, residential applications have lower performance requirements due to their characteristic internal heat gains. Finally, the most dynamic NEC performance level is simulated in competition with high performing static alternatives. Here heating and cooling energy savings range from 5 to 11\ kWh/m2 yr for commercial and 8{\textendash}15\ kWh/m2 yr for residential, in many regions on the order of 10\%.

}, keywords = {Dynamic windows, Electrochromic glazings, NIR-switching, Performance targets, Solar heat gain}, issn = {03601323}, doi = {10.1016/j.buildenv.2012.12.004}, author = {Nicholas DeForest and Arman Shehabi and Guillermo Garcia and Jeffery B. Greenblatt and Eric R. Masanet and Eleanor S. Lee and Stephen E. Selkowitz and Delia J. Milliron} } @techreport {58686, title = {Simulated daylight performance of a new prototype prismatic window film in deep open plan offices}, year = {2013}, month = {09/2013}, type = {DOE/ CEC PIER Technical Report}, author = {Andrew McNeil and Eleanor S. Lee} } @techreport {58691, title = {Tips for Daylighting with Windows: The Integrated Approach, 2nd Edition}, year = {2013}, abstract = {

These guidelines provide an integrated approach to the cost-effective design of perimeter zones in new commercial buildings and existing building retrofits. They function as a quick reference for building designers, through a set of easy steps and rules-of-thumb, emphasizing "how-to" practical details. References are given to more detailed sources of information, should the reader wish to go further.

The design method used in this document emphasizes that building decisions should be made within the context of the whole building as a single functioning system rather than as an assembly of distinct parts. This integrated design approach looks at the ramifications of each individual system decision on the whole building. For example, the decision on glazing selection will have an effect on lighting, mechanical systems, and interior design. Therefore, the entire design team should participate and influence this glazing decision{\textemdash}which typically rests with the architect alone. The benefit of an integrated design approach is a greater chance of success towards long-term comfort and sustained energy savings in the building.

}, author = {Jennifer Schumann and Eleanor S. Lee and Francis M. Rubinstein and Stephen E. Selkowitz and Alastair Robinson} } @article {57807, title = {U.S. energy savings potential from dynamic daylighting control glazings}, journal = {Energy and Buildings}, volume = {66}, year = {2013}, month = {11/2013}, pages = {415-423}, chapter = {415}, abstract = {

Daylighting controls have the potential to reduce the substantial amount of electricity consumed for lighting in commercial buildings. Material science research is now pursuing the development of a dynamic prismatic optical element (dPOE) window coating that can continuously readjust incoming light to maximize the performance and energy savings available from daylighting controls. This study estimates the technical potential for energy savings available from vertical daylighting strategies and explores additional savings that may be available if current dPOE research culminates in a successful market-ready product. Radiance daylight simulations are conducted with a multi-shape prismatic window coating. Simulated lighting energy savings are then applied to perimeter floorspace estimates generated from U.S. commercial building stock data. Results indicate that fully functional dPOE coatings, when paired with conventional vertical daylight strategies, have the potential to reduce energy use associated with U.S. commercial electric lighting demand by as much as 930 TBtu. This reduction in electric lighting demand represents an approximately 85\% increase in the energy savings estimated from implementing conventional vertical daylight strategies alone. Results presented in this study provide insight into energy and cost performance targets for dPOE coatings, which can help accelerate the development process and establish a successful new daylighting technology.

}, keywords = {Clerestories, daylighting, Dynamic prismatic optical elements (dPOE), energy efficiency, Glare, indoor environmental quality, radiance, windows}, doi = {10.1016/j.enbuild.2013.07.013}, author = {Arman Shehabi and Nicholas DeForest and Andrew McNeil and Eric R. Masanet and Jeffery B. Greenblatt and Eleanor S. Lee and Georgeta Masson and Brett A. Helms and Delia J. Milliron} } @article {57298, title = {A validation of a ray-tracing tool used to generate bi-directional scattering distribution functions for complex fenestration systems}, journal = {Solar Energy}, volume = {98}, year = {2013}, month = {12/2013}, pages = {404-414}, abstract = {

Fenestration attachments are anticipated to produce significant reductions in building energy use because they can be deployed quickly at low-cost. New software tools enable users to assess the building energy impacts of optically complex fenestration systems (CFS) such as shades, Venetian blinds, or daylighting systems. However, such tools require users to provide bi-directional scattering distribution function (BSDF) data that describe the solar-optical performance of the CFS. A free, open-source Radiance tool genBSDF enables users to generate BSDF data for arbitrary CFS. Prior to genBSDF, BSDF data for arbitrary fenestration systems could only be produced using either expensive software or with expensive equipment. genBSDF outputs CFS data in the Window 6 XML file format and so can be used with CFS-enabled software tools to model multi-layered window systems composed of glazing and shading layers.

We explain the basis and use of the genBSDF tool and validate the tool by comparing results for four different cases to BSDF data produced via alternate methods. This validation demonstrates that BSDFs created with genBSDF are comparable to BSDFs generated analytically using TracePro and by measurement with a scanning goniophotometer. This tool is expected to support accelerated adoption of fenestration attachments and daylighting technologies.

}, keywords = {Bi-directional scattering distribution function, Complex fenestration systems, daylighting, Solar heat gain}, doi = {10.1016/j.solener.2013.09.032}, author = {Andrew McNeil and Jacob C. Jonsson and Appelfeld, David and Gregory J. Ward and Eleanor S. Lee} } @techreport {58589, title = {On the benefits of a variable-resolution bidirectional scattering distribution data format}, year = {2012}, month = {09/2012}, pages = {5}, type = {DOE/ CEC PIER Technical Report Deliverable}, abstract = {

This summary report adds context to the recent development of a new format for variable-resolution bi-directional scattering data. Specifically we discuss why a high resolution BSDF format is needed, the advantages of a variable resolution data format, and the new capabilities that stem from this development.

}, author = {Andrew McNeil and Eleanor S. Lee} } @techreport {1212, title = {Development of a simulation-based controls framework for implementation of controls algorithms for complex fenestration systems}, year = {2012}, month = {09/2012}, pages = {15}, type = {DOE/ CEC PIER Technical Report}, abstract = {

Effectively controlled dynamic windows can substantially reduce the energy consumption of buildings. Unfortunately, modular and extensible frameworks for testing and evaluating window system control algorithms that include the effects of thermal mass are missing in the research community.

This paper describes a modular and extensible simulation-based framework that uses different simulation tools such as EnergyPlus, Modelica, Radiance, and the Building Controls Virtual Test Bed (BCVTB) to develop and evaluate the performance of integrated fa{\c c}ade control strategies. We present a simulation framework and a proof-of concept application using the framework to control a venetian blind in a physical test cell in order to reduce its zone thermal load based on solar inputs and internal gains measured at the test cell.

}, author = {Thierry Stephane Nouidui and Andrew McNeil and Eleanor S. Lee} } @booklet {1213, title = {Electro-Responsive Polymer Glazings For Smart Windows With Dynamic Daylighting Control}, year = {2012}, month = {02/2012}, abstract = {

In the context of alarming phenomenon of global warming with harmful consequences such as increased green house gases beyond predictions, the development of advanced energy efficient technologies became of a primary importance. Since the building sector accounts for 39\% of total US primary energy consumption, fenestration can significantly contribute to lowering the energy use for heating, cooling, and lighting. An estimated 9\% reduction in total US building energy use, or 3.47 Q, could be attained by dynamic solar/thermal control and daylighting if these advanced optical technologies were adopted throughout the residential and commercial building sectors. In spite of the great research and engineering efforts in the fast growing area of smart windows, development of glazing devices able to provide efficient, durable, and inexpensive products for dynamic daylight control is in infancy. Like the electrochromic glazings now emerging on the market, microscale, switchable daylight-redirecting glazings have the potential for widespread application if a low-cost, durable coating can be engineered and manufactured with the proper set of attributes.

Here we report on the development of a new technology using smart materials for switchable daylight-redirecting glazings. The proposed system consists in a prismatic optical element (POE) fabricated by micro-imprinting of an elastic redox-active polymer network capable to change its geometry and thereby its optical properties in response to an external stimulus. It is expected that the prismatic optical element reversibly collapses in response to an applied potential, thereby modulating the fraction of light which is redirected. The fabrication of the dynamic prismatic optical element from simulation-driven design to materials synthesis and device integration will be described. Investigation of specto-electrochemical characteristics of the redox-active grating and challenges encountered with respect to electromechanical induced structural changes will be also presented.

}, author = {Georgeta Masson and Rueben Mendlesberg and Irene Fernandez-Cuesta and Stefano Cabrini and Delia J. Milliron and Brett A. Helms and Eleanor S. Lee and Andrew McNeil and Stephen E. Selkowitz} } @article {55431, title = {End User Impacts of Automated Electrochromic Windows in a Pilot Retrofit Application}, journal = {Energy and Buildings}, volume = {47}, year = {2012}, month = {04/2012}, pages = {267-284}, chapter = {267}, abstract = {

Automated electrochromic (EC) windows, advanced thermally-improved window frames, and a dimmable lighting system were installed in a single, west-facing conference room in Washington DC. The EC windows were commercially-available, tungsten-oxide switchable devices, modulated automatically between either fully clear or fully tinted transparent states to control solar gains, daylight, and discomfort glare. Occupants were permitted to manually override the automated EC controls. The system was monitored over a 15-month period under normal occupied conditions. The last six months were used in the analysis. Manual override data were analyzed to assess the EC control system design and user satisfaction with EC operations. Energy and comfort were evaluated using both monitored data and simulations.

Of the 328 meetings that occurred over the six month period, the automatic system was manually overridden on 14 or 4\% of the meetings for reasons other than demonstration purposes. When overridden, occupants appeared to have switched the individual zones with deliberation, using a combination of clear and tinted zones and the interior Venetian blinds to produce the desired interior environment. Monitored weekday lighting energy savings were 91\% compared to the existing lighting system, which was less efficient, had a higher illuminance setpoint, and no controls. Annual performance was estimated using EnergyPlus, where the existing condition met the ASHRAE 90.1-2007 prescriptive requirements except for a higher window U-value. Annual energy savings were 48\% while peak demand savings were 35\%.

}, keywords = {buildings energy efficiency, control systems, daylighting, Electrochromic windows, Integrated systems, Intelligent buildings}, doi = {10.1016/j.enbuild.2011.12.003}, author = {Eleanor S. Lee and Erin S. Claybaugh and Marc LaFrance} } @article {58917, title = {Improved structural and electrical properties of thin ZnO:Al films by dc filtered cathodic arc deposition}, journal = {Journal of Materials Research}, volume = {27}, year = {2012}, month = {3/2012}, pages = {857 - 862}, abstract = {

Transparent conducting oxide films are usually several 100-nm thick to achieve the required low sheet resistance. In this study, we show that the filtered cathodic arc technique produces high-quality low-cost ZnO:Al material for comparably smaller thicknesses than achieved by magnetron sputtering, making arc deposition a promising choice for applications requiring films less than 100-nm thick. A mean surface roughness less than 1 nm is observed for ZnO:Al films less than 100-nm thick, and 35-nm-thick ZnO:Al films exhibit Hall mobility of 28 cm2/Vs and a low resistivity of 6.5 {\texttimes} 10-4 Ωcm. Resistivity as low as 5.2 {\texttimes} 10-4 Ωcm and mobility as high as 43.5 cm2/Vs are obtained for 135-nm films.

}, keywords = {physical vapor deposition, Plasma deposition, Transparent conductor}, issn = {0884-2914}, doi = {10.1557/jmr.2011.342}, author = {Yuankun Zhu and Rueben J. Mendelsberg and Sunnie H.N. Lim and Jiaqi Zhu and Jiecai Han and Andr{\'e} Anders} } @techreport {1214, title = {Using Radiance and GenOpt to design static daylight redirection systems}, year = {2012}, month = {09/2012}, type = {DOE/ CEC PIER Technical Report}, author = {Andrew McNeil and Eleanor S. Lee} } @article {3184, title = {A validation of the Radiance three-phase simulation method for modeling annual daylight performance of optically-complex fenestration systems}, journal = {Journal of Building Performance Simulation}, volume = {April 2012}, year = {2012}, month = {05/2012}, keywords = {bidirectional scattering distribution functions, buildings energy efficiency, daylighting, radiance, validation}, doi = {10.1080/19401493.2012.671852}, author = {Andrew McNeil and Eleanor S. Lee} } @conference {3385, title = {Acceleration of Radiance for Lighting Simulation by using Parallel Computing with OpenCL}, booktitle = {12th International Conference of the International Building Performance Simulation Association (Building Simulation 2011)}, year = {2011}, month = {11/2011}, pages = {p. 110-117}, address = {Sydney, Australia}, abstract = {

This study attempted to accelerate annual daylighting simulations for fenestration systems in Radiance ray-tracing program. The algorithm was optimized to reduce both the redundant data input/output operations and floating-point operations. To further accelerate the simulation speed, calculation for matrices multiplications was implemented in parallel on a graphics processing unit using OpenCL, a cross-platform parallel programming language. Numerical experiments show that combination of above measures can speed up the annual daylighting simulations 101.7 times or 28.6 times when sky vector has 146 or 2306 elements, respectively.

}, author = {Wangda Zuo and Andrew McNeil and Michael Wetter and Eleanor S. Lee} } @article {2974, title = {Achieving high mobility ZnO:Al at very high growth rates by dc filtered cathodic arc deposition}, journal = {Journal of Physics D: Applied Physics}, volume = {44}, year = {2011}, pages = {232003-232007}, chapter = {232003}, abstract = {

Achieving a high growth rate is paramount for making large-area transparent conducting oxide coatings at a low cost. Unfortunately, the quality of thin films grown by most techniques degrades as the growth rate increases. Filtered dc cathodic arc is a lesser known technique which produces a stream of highly ionized plasma, in stark contrast to the neutral atoms produced by standard sputter sources. Ions bring a large amount of potential energy to the growing surface which is in the form of heat, not momentum. By minimizing the distance from cathode to substrate, the high ion flux gives a very high effective growth temperature near the film surface without causing damage from bombardment. The high surface temperature is a direct consequence of the high growth rate and allows for high-quality crystal growth. Using this technique, 500{\textendash}1300\ nm thick and highly transparent ZnO\ :\ Al films were grown on glass at rates exceeding 250\ nm\ min-1 while maintaining resistivity below 5 {\texttimes} 10-4\ Ω\ cm with electron mobility as high as 60\ cm2\ V-1\ s-1.

}, doi = {10.1088/0022-3727/44/23/232003}, author = {Rueben J. Mendelsberg and Sunnie H.N. Lim and Yuankun Zhu and Joe Wallig and Delia J. Milliron and Andr{\'e} Anders} } @article {58919, title = {Dynamically Modulating the Surface Plasmon Resonance of Doped Semiconductor Nanocrystals}, journal = {Nano Letters}, volume = {11}, year = {2011}, month = {10/2011}, pages = {4415 - 4420}, abstract = {

Localized surface plasmon absorption features arise at high doping levels in semiconductor nanocrystals, appearing in the near-infrared range. Here we show that the surface plasmons of tin-doped indium oxide nanocrystal films can be dynamically and reversibly tuned by postsynthetic electrochemical modulation of the electron concentration. Without ion intercalation and the associated material degradation, we induce a \> 1200 nm shift in the plasmon wavelength and a factor of nearly three change in the carrier density.

}, keywords = {doping, indium tin oxide, nanocrystal, spectroelectrochemistry, surface plasmon}, issn = {1530-6984}, doi = {10.1021/nl202597n}, author = {Guillermo Garcia and Raffaella Buonsanti and Evan L. Runnerstrom and Rueben J. Mendelsberg and Anna Llordes and Andr{\'e} Anders and Thomas J. Richardson and Delia J. Milliron} } @techreport {58299, title = {Model-based controls for integrated shading and UFAD control: Report on initial studies}, year = {2011}, month = {10/2011}, type = {DOE/ CEC PIER Technical Report}, abstract = {

Methods and initial results are described for model-based controls with offline optimization for integrated shading and UFAD control for an office building in New York. Two cases are studied through lookup-table calculation and annual simulation of the resulting controllers: one case with interior blinds, the other case with exterior blinds. The interior blind case was found to reduce HVAC energy by 5\% over a simple baseline control, and the exterior blind case produced a 5.6\% HVAC energy savings over the baseline. Further investigations and case studies are planned.

}, keywords = {cloud computing, integrated controls, Model predictive control (MPC), offline optimization, shading and HVAC controls}, author = {Brian E. Coffey and Eleanor S. Lee} } @techreport {58281, title = {Modeling solar heat gains of complex fenestration systems using bidirectional scattering distribution functions}, year = {2011}, month = {09/2011}, type = {DOE/ CEC PIER Technical Report}, author = {Thierry Stephane Nouidui and Andrew McNeil and Christian Kohler and Brian E. Coffey and Eleanor S. Lee} } @article {12172, title = {Performance of Integrated Systems of Automated Roller Shade Systems and Daylight Responsive Dimming Systems}, journal = {Building and Environment}, volume = {46}, year = {2011}, month = {03/2011}, pages = {747-757}, chapter = {747}, abstract = {

Daylight responsive dimming systems have been used in few buildings to date because they require improvements to improve reliability. The key underlying factor contributing to poor performance is the variability of the ratio of the photosensor signal to daylight workplane illuminance in accordance with sun position, sky condition, and fenestration condition. Therefore, this paper describes the integrated systems between automated roller shade systems and daylight responsive dimming systems with an improved closed-loop proportional control algorithm, and the relative performance of the integrated systems and single systems. The concept of the improved closed-loop proportional control algorithm for the integrated systems is to predict the varying correlation of photosensor signal to daylight workplane illuminance according to roller shade height and sky conditions for improvement of the system accuracy. In this study, the performance of the integrated systems with two improved closed-loop proportional control algorithms was compared with that of the current (modified) closed-loop proportional control algorithm. In the results, the average maintenance percentage and the average discrepancies of the target illuminance, as well as the average time under 90\% of target illuminance for the integrated systems significantly improved in comparison with the current closed-loop proportional control algorithm for daylight responsive dimming systems as a single system.

}, keywords = {automated roller shade systems, daylight responsive dimming systems, daylighting, Integrated systems, photoelectric controls}, doi = {10.1016/j.buildenv.2010.10.007}, author = {Byoung-Chul Park and An-Seop Choi and Jae-Weon Jeong and Eleanor S. Lee} } @article {1799, title = {Simulating the Daylight Performance of Complex Fenestration Systems Using Bidirectional Scattering Distribution Functions within Radiance}, journal = {Leukos, The Journal of the Illuminating Engineering Society}, volume = {7}, year = {2011}, month = {04/2011}, chapter = {241}, abstract = {

We describe two methods which rely on bidirectional scattering distribution functions (BSDFs) to model the daylighting performance of complex fenestration systems (CFS), enabling greater flexibility and accuracy in evaluating arbitrary assemblies of glazing, shading, and other optically-complex coplanar window systems. Two tools within Radiance enable a) efficient annual performance evaluations of CFS, and b) accurate renderings of CFS despite the loss of spatial resolution associated with low-resolution BSDF datasets for inhomogeneous systems. Validation, accuracy, and limitations of the methods are discussed.

}, keywords = {bidirectional scattering distribution function (BSDF), Complex fenestration systems, daylighting systems, energy, Radiance software, Shading Systems, windows}, issn = {1550-2724}, doi = {10.1080/15502724.2011.10732150}, author = {Gregory J. Ward and Richard G. Mistrick and Eleanor S. Lee and Andrew McNeil and Jacob C. Jonsson} } @article {1957, title = {Visual Comfort Analysis of Innovative Interior and Exterior Shading Systems for Commercial Buildings using High Resolution Luminance Images}, journal = {LEUKOS The Journal of the Illuminating Engineering Society of North America}, volume = {7}, year = {2011}, month = {1/2011}, abstract = {

The objective of this study was to explore how calibrated high dynamic range (HDR) images (luminance maps) acquired in real world daylit environments can be used to characterize, evaluate, and compare visual comfort conditions of innovative facade shading and light-redirecting systems. Detailed (1536 x 1536 pixel) luminance maps were time-lapse acquired from two view positions in an unoccupied full scale testbed facility. These maps were analyzed using existing visual comfort metrics to quantify how innovative interior and exterior shading systems compare to conventional systems under real sun and sky conditions over a solstice-to-solstice test interval. The results provide a case study in the challenges and potential of methods of visualizing, evaluating and summarizing daily and seasonal variation of visual comfort conditions computed from large sets of image data.

}, doi = {10.1582/LEUKOS.2011.07.03003}, author = {Kyle S. Konis and Eleanor S. Lee and Robert D. Clear} } @article {11677, title = {Daylight metrics and energy savings}, journal = {Lighting Research + Technology}, volume = {41}, year = {2009}, month = {09/2009}, pages = {261-283}, chapter = {261}, abstract = {

The drive towards sustainable, low-energy buildings has increased the need for simple, yet accurate methods to evaluate whether a "daylit" building meets minimum standards for energy and human comfort performance. Current metrics do not account for the temporal and spatial aspects of daylight, nor of occupants comfort or interventions. This paper reviews the historical basis of current compliance methods for achieving daylit buildings, proposes a technical basis for development of better metrics, and provides two case study examples to stimulate dialogue on how metrics can be applied in a practical, real-world context.

}, doi = {10.1177/1477153509339703}, author = {John Mardaljevic and Lisa Heschong and Eleanor S. Lee} } @article {58228, title = {Field Measurements of Innovative Indoor Shading Systems in a Full-Scale Office Testbed}, journal = {ASHRAE Transactions}, volume = {115}, year = {2009}, month = {10/2009}, pages = {706-728}, chapter = {706}, abstract = {

The development of spectrally selective low-e glass with its superior solar control and high daylight admission has led to widespread use of large-area, "transparent" or visually clear glass windows in commercial building facades. This type of fa{\c c}ade can provide significant inherent daylighting potential (ability to offset lighting energy use) and move us closer to the goal of achieving zero energy buildings, if not for the unmitigated glare that results from the unshaded glazing. Conventional shading systems result in a significant loss of daylight and view. Can innovative shading solutions successfully balance the tradeoffs between daylight, solar heat gains, discomfort glare, and view?

To investigate this issue, a six-month solstice-to-solstice field study was conducted in a sunny climate to measure the thermal and daylighting performance of a south-facing, full- scale, office testbed with large-area windows and a variety of innovative indoor shading systems. Indoor shading systems included manually-operated and automated roller shades, Venetian blinds, daylight-redirecting blinds, and a static translucent diffusing panel placed inboard of the window glazing. These innovative systems were compared to a reference shade lowered to block direct sun.

With continuous dimming controls, all shading systems yielded lighting energy savings between 43-69\% compared to a non-dimming case, but only the automated systems were able to meet visual comfort criteria throughout the entire monitored period. Cooling loads due to solar and thermal loads from the window were increased by 2-10\% while peak cooling loads were decreased by up to 14\%. The results from this experiment illustrate that some indoor shading systems can preserve daylight potential while meeting comfort requirements. Trends will differ significantly depending on application.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Joseph H. Klems and Robert D. Clear and Kyle S. Konis and Mehry Yazdanian and Byoung-Chul Park} } @techreport {1458, title = {High Performance Building Facade Solutions: PIER Final Project Report}, year = {2009}, month = {12/2009}, abstract = {

Building fa{\c c}ades directly influence heating and cooling loads and indirectly influence lighting loads when daylighting is considered, and are therefore a major determinant of annual energy use and peak electric demand. fa{\c c}ades also significantly influence occupant comfort and satisfaction, making the design optimization challenge more complex than many other building systems.

This work focused on addressing significant near-term opportunities to reduce energy use in California commercial building stock by a) targeting voluntary, design-based opportunities derived from the use of better design guidelines and tools, and b) developing and de ploying more efficient glazings, shading systems, daylighting systems, fa{\c c}ade systems and integrated controls.

This two-year project, supported by the California Energy Commission PIER program and the US Department of Energy, initiated a collaborative effort between The Lawrence Berkeley National Laboratory (LBNL) and major stakeholders in the fa{\c c}ades industry to develop, evaluate, and accelerate market deployment of emerging, high-performance, integrated fa{\c c}ade solutions. The LBNL Windows Testbed Facility acted as the primary cata lyst and mediator on both sides of the building industry supply-user business transaction by a) aiding component suppliers to create and optimize cost effective, integrated systems that work, and b) demonstrating and verifying to the owner, designer, and specifier community that these integrated systems reliably deliver required energy performance. An industry consortium was initiated amongst approximately seventy disparate stakeholders, who unlike the HVAC or lighting industry, has no single representative, multi-disciplinary body or organized means of communicating and collaborating. The consortium provided guidance on the project and more importantly, began to mutually work out and agree on the goals, criteria, and pathways needed to attain the ambitious net zero energy goals defined by California and the US.

A collaborative test, monitoring, and reporting protocol was also formulated via the Windows Testbed Facility in collaboration with industry partners, transitioning industry to focus on the import ance of expecting measured performance to consistently achieve design performance expectations. The facility enables accurate quantification of energy use, peak demand, and occupant comfort impacts of synergistic fa{\c c}ade-lighting-HVAC systems on an apples-to-apples comparative basis and its data can be used to verify results from simulations.

Emerging interior and exterior shading technologies were investigated as potential near-term, low-cost solutions with potential broad applicability in both new and retrofit construction. Commercially-available and prototype technologies were developed, tested, and evaluated. Full-scale, monitored field tests were conducted over solstice-to-solstice periods to thoroughly evaluate the technologies, uncover potential risks associated with an unknown, and quantify performance benefits. Exterior shading systems were found to yield net zero energy levels of performance in a sunny climate and significant reductions in summer peak demand. Automated interior shading systems were found to yield significant daylighting and comfort-related benefits.

In support of an integrated design process, a PC-based commercial fenestration (COMFEN) software package, based on EnergyPlus, was developed that enables architects and engineers to x quickly assess and compare the performance of innovative fa{\c c}ade technologies in the early sketch or schematic design phase. This tool is publicly available for free and will continue to improve in terms of features and accuracy. Other work was conducted to develop simulation tools to model the performance of any arbitrary complex fenestration system such as common Venetian blinds, fabric roller shades as well as more exotic innovative fa{\c c}ade systems such as optical louver systems.

The principle mode of technology transfer was to address the key market barriers associated with lack of information and facile simulation tools for early decisionmaking. The third party data generated by the field tests and simulation data provided by the COMFEN tool enables utilities to now move forward toward incentivizing these technologies in the marketplace.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Dennis L. DiBartolomeo and Joseph H. Klems and Robert D. Clear and Kyle S. Konis and Robert J. Hitchcock and Mehry Yazdanian and Robin Mitchell and Maria Konstantoglou} } @article {11918, title = {High quality ZnO:Al transparent conducting oxide films synthesized by pulsed filtered cathodic arc deposition}, journal = {Thin Solid Films}, year = {2009}, abstract = {

Aluminum-doped zinc oxide, ZnO:Al or AZO, is a well-known n-type transparent conducting oxide with great potential in a number of applications currently dominated by indium tin oxide (ITO). In this study, the optical and electrical properties of AZO thin films deposited on glass and silicon by pulsed filtered cathodic arc deposition are systematically studied. In contrast to magnetron sputtering, this technique does not produce energetic negative ions, and therefore ion damage can be minimized. The quality of the AZO films strongly depends on the growth temperature while only marginal improvements are obtained with post-deposition annealing. The best films, grown at a temperature of about 200{\textdegree}C, have resistivities in the low to mid 10-4Ω cm range with a transmittance better than 85\% in the visible part of the spectrum. It is remarkable that relatively good films of small thickness (60 nm) can be fabricated using this method.

}, author = {Andr{\'e} Anders and Sunnie H.N. Lim and Kin Man Yu and Joakim Andersson and Johanna Ros{\'e}n and Mike McFarland and Jeff Brown} } @article {58915, title = {Innovative Fa{\c c}ade Systems for Low-energy Commercial Buildings}, year = {2009}, month = {11/2009}, publisher = {Lawrence Berkeley National Laboratory}, address = {Berkeley}, abstract = {

Glazing and fa{\c c}ade systems have very large impacts on all aspects of commercial building performance. They directly influence peak heating and cooling loads, and indirectly influence lighting loads when daylighting is considered. In addition to being a major determinant of annual energy use, they can have significant impacts on peak cooling system sizing, electric load shape, and peak electric demand. Because they are prominent architectural and design elements and because they influence occupant preference, satisfaction and comfort, the design optimization challenge is more complex than with many other building systems.

Fa{\c c}ade designs that deliberately recognize the fundamental synergistic relationships between the fa{\c c}ade, lighting, and mechanical systems have the potential to deliver high performance over the life of the building. These "integrated" fa{\c c}ade systems represent a key opportunity for commercial buildings to significantly reduce energy and demand, helping to move us toward our goal of net zero energy buildings by 2030.

Provision of information {\textemdash} technology concepts, measured data, case study information, simulation tools, etc. {\textemdash} can enable architects and engineers to define integrated fa{\c c}ade solutions and draw from a wide variety of innovative technologies to achieve ambitious energy efficiency goals.

This research is directed toward providing such information and is the result of an on-going collaborative research and development (R\&D) program, supported by the U.S. Department of Energy and the California Energy Commission Public Interest Energy Research (PIER) program.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Dennis L. DiBartolomeo and Joseph H. Klems and Robert D. Clear and Kyle S. Konis and Maria Konstantoglou and Mark Perepelitza} } @conference {1798, title = {Simulating Complex Window Systems Using BSDF Data}, booktitle = {26th Conference on Passive and Low Energy Architecture (PLEA), June-22-24}, year = {2009}, month = {06/2009}, address = {Quebec City, Canada}, abstract = {

Nowadays, virtual models are commonly used to evaluate the performance of conventional window systems. Complex fenestration systems can be difficult to simulate accurately not only because of their geometry but also because of their optical properties that scatter light in an unpredictable manner. Bi-directional Scattering Distribution Functions (BSDF) have recently been developed based on a mixture of measurements and modelling to characterize the optics of such systems. This paper describes the workflow needed to create then use these BSDF datasets in the Radiance lighting simulation software. Limited comparisons are made between visualizations produced using the standard ray-tracing method, the BSDF method, and that taken in a full-scale outdoor mockup.

}, author = {Maria Konstantoglou and Jacob C. Jonsson and Eleanor S. Lee} } @conference {12020, title = {Light-scattering properties of a woven shade-screen material used for daylighting and solar heat-gain control}, booktitle = {SPIE Optics+Photonics}, year = {2008}, month = {08/2008}, address = {San Diego, CA}, abstract = {

Shade-screens are widely used in commercial buildings as a way to limit the amount of direct sunlight that can disturb people in the building. The shade screens also reduce the solar heat-gain through glazing the system. Modern energy and daylighting analysis software such as EnergyPlus and Radiance require complete scattering properties of the scattering materials in the system.

In this paper a shade screen used in the LBNL daylighting testbed is characterized using a photogoniometer and a normal angle of incidence integrating sphere. The data is used to create a complete bi-directional scattering distribution function (BDSF) that used in simulation programs.

The resulting BDSF is compared to a model{\textquoteright}s BDSF, both directly and by calculating the solar heat-gain coefficient for a dual-pane system using Window 6.

}, author = {Jacob C. Jonsson and Eleanor S. Lee and Michael D. Rubin} } @article {1859, title = {The structure and electron energy loss near edge structure of tungsten oxide thin films prepared by pulsed cathodic arc deposition and plasma-assisted pulsed magnetron sputtering}, journal = {Journal of Physics: Condensed Matter}, volume = {20}, year = {2008}, month = {04/2008}, pages = {175216}, abstract = {

The microstructure and energy-loss near-edge structure (ELNES) of pulsed cathodic arc and pulsed magnetron sputtered WO3 thin films were investigated. It was found that the cathodic arc deposited material consisted of the α-WO3 phase with a high degree of crystallinity. In contrast, the magnetron sputtered material was highly disordered making it difficult to determine its phase. A self-consistent real space multiple scattering approach was used to calculate the NES of the various phases of WO3. Each phase was found to exhibit a unique NES allowing different phases of WO3 to be identified. The real space approach also allowed the origin of the main features in the NES to be investigated as the cluster size increased. The calculated NES for the room temperature γ-WO3 was found to compare well to previous X-ray absorption spectra and to NES obtained by full-potential band structure calculation.

}, doi = {10.1088/0953-8984/20/17/175216}, author = {Matthew R. Field and Dougal G. McCulloch and Sunnie H.N. Lim and Andr{\'e} Anders and Vicki J. Keast and R.W. Burgess} } @techreport {58305, title = {Commissioning and verification procedures for the automated roller shade system at The New York Times Headquarters}, year = {2007}, month = {05/2007}, address = {Berkeley}, abstract = {

This document describes the procedures for verification testing of a newly installed automated roller shade system. The automated roller shade system has been designed to control direct sun and window glare while admitting daylight and permitting view out. Procedures in this document focus on verifying that the glare control aspect of this commercially-available system works prior to building occupancy. A high dynamic range luminance measurement tool, developed for this project, is used to verify that the average window luminance is within acceptable limits. Additional spreadsheet and visualization tools are described. The commissioning agent (CxA) and The New York Times will use these procedures during the commissioning phase of the building to verify that the automated control system is operating as intended.

}, author = {Eleanor S. Lee and Robert D. Clear and Gregory J. Ward and Luis L. Fernandes} } @techreport {58303, title = {Daylighting the New York Times Headquarters Building: Final Report: Commissioning Daylighting Systems and Estimation of Demand Response}, year = {2007}, month = {08/2007}, address = {Berkeley}, abstract = {

The technical energy-savings potential for smart integrated window-daylighting systems is excellent and can yield significant reductions in US commercial building energy use if adopted by a significant percentage of the market. However, conventional automated shades and daylighting controls have been commercially available for over two decades with less than 1-2\% market penetration in the US. As with many innovations, the problem with accelerating market adoption is one of demonstrating real performance and decreasing risk and cost. The New York Times considered use of such daylighting systems for their new 139,426 m2 (1.5 Mft2) headquarters building in downtown Manhattan.

In the initial phase of work, The New York Times employed a unique approach to create a competitive marketplace for daylighting systems and to address their concerns about risk by building a full-scale daylighting mockup and evaluating commercially-available products. This field test formed the strategic cornerstone for accelerating an industry response to the building owners{\textquoteright} challenge to a sleepy market. A procurement specification was produced and bids were received that met The Times cost-effective criteria. The Times decided to proceed with using these innovative systems in their new building.

This next phase of work consisted of two distinct tasks: 1) to develop and use commissioning tools and procedures to insure that the automated shade and daylighting control systems operate as intended prior to occupancy; and 2) to estimate the peak demand savings resulting from different levels of demand response (DR) control strategies (from moderate to severe load curtailment) and then determine the financial implications given various DR programs offered by the local utility and New York Independent System Operator in the area.

Commissioning daylighting control systems is mandatory to insure that design intent is met, that the systems are tuned to optimal performance, and to eliminate problems and errors before occupants move in. Commissioning tools were developed and procedures were defined and then used to verify that the daylighting systems operated according to the technical specifications. For both lighting control and shading systems, the Times and the manufacturers were able to resolve most of the bugs and fine-tune the systems prior to occupancy.

The demand response (DR) strategies at the New York Times building involve unique state-of-the-art systems with dimmable ballasts, movable shades on the glass facade, and underfloor air HVAC. The process to develop the demand response strategies, the results of the EnergyPlus model, the activities to implement the DR strategies in the controls design at the New York Times Headquarters building and the evaluation of economics of participating in DR programs are presented and discussed. The DR simulation iv efforts for this building design are novel, with an innovative building owner evaluating DR and future DR program participation strategies during the design and construction phase using advanced simulation tools.

}, keywords = {automated daylighting controls, automated window shades, daylighting, demand response, energy-efficiency, visual comfort}, author = {Eleanor S. Lee and Glenn D. Hughes and Robert D. Clear and Luis L. Fernandes and Sila Kiliccote and Mary Ann Piette and Francis M. Rubinstein and Stephen E. Selkowitz} } @article {11811, title = {Energy and visual comfort performance of electrochromic windows with overhangs}, journal = {Building and Environment}, volume = {42}, year = {2007}, month = {06/2007}, pages = {2439-2449}, chapter = {2439}, abstract = {

DOE-2 building energy simulations were conducted to determine if there were practical architectural and control strategy solutions that would enable electrochromic (EC) windows to significantly improve visual comfort without eroding energy-efficiency benefits. EC windows were combined with overhangs since opaque overhangs provide protection from direct sun which EC windows are unable to do alone. The window wall was divided into an upper and lower aperture so that various combinations of overhang position and control strategies could be considered. The overhang was positioned either at the top of the upper window aperture or between the upper and lower apertures. Overhang depth was varied. EC control strategies were fully bleached at all times, modulated based on incident vertical solar radiation limits, or modulated to meet the design work plane illuminance with daylight. The EC performance was compared to a state-of-the-art spectrally selective low-e window with the same divided window wall, window size, and overhang as the EC configuration. The reference window was also combined with an interior shade which was manually deployed to control glare and direct sun. Both systems had the same daylighting control system to dim the electric lighting. Results were given for south-facing private offices in a typical commercial building.

In hot and cold climates such as Houston and Chicago, EC windows with overhangs can significantly reduce the average annual daylight glare index (DGI) and deliver significant annual energy use savings if the window area is large. Total primary annual energy use was increased by 2-5\% for moderate-area windows in either climate but decreased by 10\% in Chicago and 5\% in Houston for large-area windows. Peak electric demand can be reduced by 7-8\% for moderate-area windows and by 14-16\% for large-area windows in either climate. Energy and peak demand reductions can be significantly greater if the reference case does not have exterior shading or state-of-the-art glass.

}, keywords = {building simulation, Control algorithms, daylighting, Electrochromic windows, energy efficiency}, doi = {10.1016/j.buildenv.2006.04.016}, author = {Eleanor S. Lee and Aslihan Tavil} } @techreport {58306, title = {Quick Start Guide: Commissioning and verification procedures for the automated roller shade system at The New York Times Headquarters}, year = {2007}, month = {05/2007}, address = {Berkeley}, abstract = {

This quick start guide summarizes the steps required to verify the performance of a newly installed automated roller shade system. The automated roller shade system at The New York Times Headquarters has been designed to control direct sun and window glare while admitting daylight and permitting view out. Procedures in this guide focus on verifying that the glare control aspect of this commerciallyavailable system works prior to building occupancy. A high dynamic range luminance measurement tool, developed for this project, is used to verify that the average window luminance is within acceptable limits. The commissioning agent (CxA) and The New York Times will use these procedures during the commissioning phase of the building to verify that the automated control system is operating as intended.

}, author = {Eleanor S. Lee and Robert D. Clear and Gregory J. Ward and Luis L. Fernandes} } @techreport {1077, title = {Advancement of Electrochromic Windows}, year = {2006}, month = {04/2006}, abstract = {

This guide provides consumer-oriented information about switchable electrochromic (EC) windows. Electrochromic windows change tint with a small applied voltage, providing building owners and occupants with the option to have clear or tinted windows at any time, irrespective of whether it{\textquoteright}s sunny or cloudy. EC windows can be manually or automatically controlled based on daylight, solar heat gain, glare, view, energy-efficiency, peak electricity demand response, or other criteria. Window controls can be integrated with other building systems, such as lighting and heating/cooling mechanical systems, to optimize interior environmental conditions, occupant comfort, and energy-efficiency.

}, keywords = {commercial buildings, daylight, daylighting controls, Electrochromic windows, energy efficiency, human factors, peak demand, switchable windows, visual comfort}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Robert D. Clear and Dennis L. DiBartolomeo and Joseph H. Klems and Luis L. Fernandes and Gregory J. Ward and Vorapat Inkarojrit and Mehry Yazdanian} } @techreport {1264, title = {A Design Guide for Early-Market Electrochromic Windows}, year = {2006}, abstract = {

Switchable variable-tint electrochromic windows preserve the view out while modulating transmitted light, glare, and solar heat gains and can reduce energy use and peak demand. To provide designers objective information on the risks and benefits of this technology, this study offers data from simulations, laboratory tests, and a 2.5-year field test of prototype large-area electrochromic windows evaluated under outdoor sun and sky conditions. The study characterized the prototypes in terms of transmittance range, coloring uniformity, switching speed, and control accuracy. It also integrated the windows with a daylighting control system and then used sensors and algorithms to balance energy efficiency and visual comfort, demonstrating the importance of intelligent design and control strategies to provide the best performance. Compared to an efficient low-e window with the same daylighting control system, the electrochromic window showed annual peak cooling load reductions from control of solar heat gains of 19-26\% and lighting energy use savings of 48-67\% when controlled for visual comfort. Subjects strongly preferred the electrochromic window over the reference window, with preferences related to perceived reductions in glare, reflections on the computer monitor, and window luminance. The EC windows provide provided the benefit of greater access to view year-round. Though not definitive, findings can be of great value to building professionals.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Robert D. Clear and Dennis L. DiBartolomeo and Joseph H. Klems and Luis L. Fernandes and Gregory J. Ward and Vorapat Inkarojrit and Mehry Yazdanian} } @article {11783, title = {Effects of Overhangs on the Performance of Electrochromic Windows}, journal = {Architectural Science Review}, number = {6-Dec}, year = {2006}, abstract = {

In this study, various facade designs with overhangs combined with electrochromic (EC) window control strategies were modeled for a typical commercial office building in a hot and cold climate using the DOE 2.1E building energy simulation program. EC windows were combined with overhangs since opaque overhangs provide protection from direct sun which EC windows are unable to do alone. The window wall was divided into an upper and lower aperture so that various combinations of overhang position and control strategies could be considered. The overhang was positioned either at the top of the upper window aperture or between the upper and lower apertures. Overhang depth was varied. EC control strategies were fully bleached at all times, modulated based on incident vertical solar radiation limits, or modulated to meet the design work plane illuminance with daylight. Annual total energy use (ATE), peak electric demand (PED), average daylight illuminance (DI), and daylight glare index (DGI) for south-facing private offices were computed and compared to determine which combinations of fa{\c c}ade design and control strategies yielded the greatest energy efficiency, daylight amenity, and visual comfort.

}, author = {Aslihan Tavil and Eleanor S. Lee} } @article {11879, title = {Filtered cathodic arc deposition with ion-species-selective bias}, journal = {Review of Scientific Instruments}, year = {2006}, abstract = {

A dual-cathode arc plasma source was combined with a computer-controlled bias amplifier such as to synchronize substrate bias with the pulsed production of plasma. In this way, bias can be applied in a material-selective way. The principle has been applied to the synthesis metal-doped diamond-like carbon films, where the bias was applied and adjusted when the carbon plasma was condensing, and the substrate was at ground when the metal was incorporated. In doing so, excessive sputtering by too-energetic metal ions can be avoided while the sp3/sp2 ratio can be adjusted. It is shown that the resistivity of the film can be tuned by this species-selective bias. The principle can be extended to multiple-material plasma sources and complex materials.

}, author = {Andr{\'e} Anders and Nitisak Pasaja and Sakon Sansongsiri and Sunnie H.N. Lim} } @conference {12088, title = {Monitored Energy Performance of Electrochromic Windows Controlled for Daylight and Visual Comfort}, booktitle = {2006 ASHRAE Annual Meeting}, volume = {112 Issue 2}, year = {2006}, month = {10/2006}, address = {Quebec City, Canada}, abstract = {

A 20-month field study was conducted to measure the energy performance of south-facing large-area tungsten-oxide absorptive electrochromic (EC) windows with a broad switching range in a private office setting. The EC windows were controlled by a variety of means to bring in daylight while minimizing window glare. For some cases, a Venetian blind was coupled with the EC window to block direct sun. Some tests also involved dividing the EC window wall into zones where the upper EC zone was controlled to admit daylight while the lower zone was controlled to prevent glare yet permit view. If visual comfort requirements are addressed by EC control and Venetian blinds, a 2-zone EC window configuration provided average daily lighting energy savings of 10-15\% compared to the reference case with fully lowered Venetian blinds. Cooling load reductions were 0-3\%. If the reference case assumes no daylighting controls, lighting energy savings would be 44-11\%. Peak demand reductions due to window cooling load, given a critical demand-response mode, were 19-26\% maximum on clear sunny days. Peak demand reductions in lighting energy use were 0\% or 72-100\% compared to a reference case with and without daylighting controls, respectively. Lighting energy use was found to be very sensitive to how glare and sun is controlled. Additional research should be conducted to fine-tune EC control for visual comfort based on solar conditions so as to increase lighting energy savings.

}, keywords = {building automation and controls, Building envelope, commercial buildings}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Joseph H. Klems and Mehry Yazdanian and Stephen E. Selkowitz} } @article {12113, title = {The New York Times Headquarters Daylighting Mockup: Monitored Performance of the Daylighting Control System}, journal = {Energy \& Buildings}, volume = {38}, number = {7}, year = {2006}, pages = {914-929}, abstract = {

A nine-month monitored field study of the performance of automated roller shades and daylighting controls was conducted in a 401 m2 unoccupied, furnished daylighting mockup. The mockup mimicked the southwest corner of a new 110 km2 commercial building in New York, New York, where The New York Times will be the major tenant. This paper focuses on evaluating the performance of two daylighting control systems installed in separate areas of an open plan office with 1.2-m high workstation partitions: 1) Area A had 0-10 V dimmable ballasts with an open-loop proportional control system and an automated shade controlled to reduce window glare and increase daylight, and 2) Area B had digital addressable lighting interface (DALI) ballasts with a closed-loop integral reset control system and an automated shade controlled to block direct sun. Daylighting control system performance and lighting energy use were monitored. The daylighting control systems demonstrated very reliable performance after they were commissioned properly. Work plane illuminance levels were maintained above 90\% of the maximum fluorescent illuminance level for 99.9+/-0.5\% and 97.9+/-6.1\% of the day on average over the monitored period, respectively, in Areas A and B. Daily lighting energy use savings were significant in both Areas over the equinox-to-equinox period compared to a non-daylit reference case. At 3.35 m from the window, 30\% average savings were achieved with a sidelit west-facing condition in Area A while 50-60\% were achieved with a bilateral daylit south-facing condition in Area B. At 4.57-9.14 m from the window, 5-10\% and 25-40\% savings were achieved in Areas A and B, respectively. Average savings for the 7-m deep dimming zone were 20-23\% and 52-59\% for Areas A and B, respectively, depending on the lighting schedule. The large savings and good reliability can be attributed to the automatic management of the interior shades. The DALI-based system exhibited faulty behavior that remains unexplained, but operational errors are expected to be resolved as DALI products reach full maturity. The building owner received very competitive bids ($30-75 US/DALI ballast) and was able to justify use of the daylighting control system based on operational cost savings and increased amenity. Additional energy savings due to reduced solar and lighting heat gains were not quantified but will add to the total operational cost savings.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz} } @article {12188, title = {Plasma biasing to control the growth conditions of diamond-like carbon}, journal = {Surface and Coatings Technology}, volume = {201}, year = {2006}, month = {01/2007}, pages = {4628-4632}, chapter = {4628}, abstract = {

It is well known that the structure and properties of diamond-like carbon, and in particular the sp3/sp2 ratio, can be controlled by the energy of the condensing carbon ions or atoms. In many practical cases, the energy of ions arriving at the surface of the growing film is determined by the bias applied to the substrate. The bias causes a sheath to form between substrate and plasma in which the potential difference between plasma potential and surface potential drops. In this contribution, we demonstrate that the same results can be obtained with grounded substrates by shifting the plasma potential. This plasma biasing (as opposed to substrate biasing) is shown to work well with pulsed cathodic carbon arcs, resulting in tetrahedral amorphous carbon (ta-C) films that are comparable to the films obtained with the conventional substrate bias. To verify the plasma bias approach, ta-C films were deposited by both conventional and plasma bias and characterized by transmission electron microscopy (TEM) and electron energy loss spectrometry (EELS). Detailed data for comparison of these films are provided.

}, keywords = {Diamond-like carbon films, Electron energy loss spectroscopy, Plasma bias, Substrate bias, transmission electron microscopy}, doi = {10.1016/j.surfcoat.2006.09.313}, author = {Andr{\'e} Anders and Nitisak Pasaja and Sunnie H.N. Lim and Tim C. Petersen and Vicki J. Keast} } @article {1812, title = {Smoothing of ultrathin silver films by transition metal seeding}, journal = {Applied Physics Letters}, year = {2006}, abstract = {

The nucleation and coalescence of silver islands on coated glass was investigated by in-situ measurements of the sheet resistance. Sub-monolayer amounts of transition metals (Nb, Ti, Ni, Cr, Zr, Ta, and Mo) were deposited prior to the deposition of silver. It was found that some, but not all, of the transition metals lead to coalescence of silver at nominally thinner films with smoother topology. The smoothing effect of the transition metal at sub-monolayer thickness can be explained by a thermodynamic model of surface energies.

}, author = {Andr{\'e} Anders and Eungsun Byon and Dong-Ho Kim and Kentaro Fukuda and Sunnie H.N. Lim} } @article {1861, title = {Subject Response to Electrochromic Windows}, journal = {Energy and Buildings}, volume = {38}, number = {7}, year = {2006}, month = {07/2006}, pages = {758-779}, chapter = {758}, abstract = {

Forty-three subjects worked in a private office with switchable electrochromic windows, manually-operated Venetian blinds, and dimmable fluorescent lights. The electrochromic window had a visible transmittance range of approximately 3-60\%. Analysis of subject responses and physical data collected during the work sessions showed that the electrochromic windows reduced the incidence of glare compared to working under a fixed transmittance (60\%) condition. Subjects used the Venetian blinds less often and preferred the variable transmittance condition, but used slightly more electric lighting with it than they did when window transmittance was fixed.

}, keywords = {Electrochromic windows, energy use, Subjective response, Venetian blind use}, doi = {10.1016/j.enbuild.2006.03.011}, author = {Robert D. Clear and Vorapat Inkarojrit and Eleanor S. Lee} } @conference {1988, title = {Zero Energy Windows}, booktitle = {2006 ACEEE Summer Study on Energy Efficiency in Buildings}, year = {2006}, month = {08/2006}, address = {Pacific Grove, CA}, abstract = {

Windows in the U.S. consume 30 percent of building heating and cooling energy, representing an annual impact of 4.1 quadrillion BTU (quads) of primary energy. Windows have an even larger impact on peak energy demand and on occupant comfort. An additional 1 quad of lighting energy could be saved if buildings employed effective daylighting strategies.

The ENERGY STAR(r) program has made standard windows significantly more efficient. However, even if all windows in the stock were replaced with today{\textquoteright}s efficient products, window energy consumption would still be approximately 2 quads. However, windows can be "net energy gainers" or "zero-energy" products. Highly insulating products in heating applications can admit more useful solar gain than the conductive energy lost through them. Dynamic glazings can modulate solar gains to minimize cooling energy needs and, in commercial buildings, allow daylighting to offset lighting requirements. The needed solutions vary with building type and climate. Developing this next generation of zero-energy windows will provide products for both existing buildings undergoing window replacements and products which are expected to be contributors to zero-energy buildings.

This paper defines the requirements for zero-energy windows. The technical potentials in terms of national energy savings and the research and development (R\&D) status of the following technologies are presented:

Market transformation policies to promote these technologies as they emerge into the marketplace are then described.

}, author = {Dariush K. Arasteh and Stephen E. Selkowitz and Joshua S. Apte and Marc LaFrance} } @article {11682, title = {Daylighting control performance of a thin-film ceramic electrochromic window: Field study results}, journal = {Energy and Buildings}, volume = {38}, number = {4}, year = {2005}, pages = {30-44}, abstract = {

Control system development and lighting energy monitoring of ceramic thin-film electrochromic (EC) windows were initiated at the new full-scale Window Systems testbed facility at the Lawrence Berkeley National Laboratory (LBNL) in Berkeley, California. The new facility consists of three identically configured side-by-side private offices with large-area windows that face due south. In one room, an array of EC windows with a center-of-glass visible transmittance (Tv) range of 0.05-0.60 was installed. In the two other rooms, unshaded windows with a Tv=0.50 or 0.15 were used as reference. The same dimmable fluorescent lighting system was used in all three rooms. This study explains the design and commissioning of an integrated EC window-lighting control system and then illustrates its performance in the testbed under clear, partly cloudy, and overcast sky conditions during the equinox period. The performance of an early prototype EC window controller is also analyzed. Lighting energy savings data are presented. Daily lighting energy savings were 44-59\% compared to the reference window of Tv=0.15 and 8-23\% compared to the reference window of Tv=0.50. The integrated window-lighting control system maintained interior illuminance levels to within ?10\% of the setpoint range of 510-700 lux for 89-99\% of the day. Further work is planned to refine the control algorithms and monitor cooling load, visual comfort, and human factor impacts of this emerging technology.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @techreport {58284, title = {Daylighting the New York Times Headquarters Building: Final Report}, year = {2005}, month = {06/2005}, abstract = {

The technical energy-savings potential for smart integrated window-daylighting systems is excellent and can yield significant reductions in US commercial building energy use if adopted by a significant percentage of the market. However, conventional automated shades and daylighting controls have been commercially available for over two decades with less than 1-2\% market penetration in the US. As with all innovations, the problem with accelerating market adoption is one of decreasing risk. As the building owner researches technology options, the usual questions surface that concern the purchase of any new product: how will it work for my application, are the vendor claims valid, what risks are incurred, and will the performance benefits be sustained over the life of the installation? In their effort to create an environment that "enhances the way we work" in their new 139 km2 (1.5 Mft2) headquarters building in downtown Manhattan, The New York Times employed a unique approach to create a competitive marketplace for daylighting systems. A monitored field test formed the strategic cornerstone for accelerating an industry response to the building owners{\textquoteright} challenge to a sleepy market (i.e., US automated shading and daylighting control products have had few major technical advances over the past 10 years). Energy, control system, and environmental quality performance of commercially-available automated roller shade and daylighting control systems were evaluated. Procurement specifications were produced. Bids were received that met The Times cost-effective criteria. The Times will proceed with the use of these systems in their final building. Competitively-priced new products have been developed as a result of this research and are now available on the market.

}, keywords = {automated daylighting controls, automated window shades, daylighting, energy-efficiency, visual comfort}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Glenn D. Hughes and Robert D. Clear and Gregory J. Ward and John Mardaljevic and Judy Lai and Mehlika Inanici and Vorapat Inkarojrit} } @conference {11943, title = {The Impact of Overhang Designs on the Performance of Electrochromic Windows}, booktitle = {ISES 2005 Solar World Congress}, year = {2005}, month = {08/2005}, address = {Orlando, FL}, abstract = {

In this study, various facade designs with overhangs combined with electrochromic window control strategies were modeled with a prototypical commercial office building in a hot and cold climate using the DOE 2.1E building energy simulation program. Annual total energy use (ATE), peak electric demand (PED), average daylight illuminance (DI), and daylight glare index (DGI) were computed and compared to determine which combinations of fa{\c c}ade design and control strategies yielded the greatest energy efficiency, daylight amenity, and visual comfort.

}, author = {Aslihan Tavil and Eleanor S. Lee} } @techreport {1386, title = {The Energy-Savings Potential of Electrochromic Windows in the US Commercial Buildings Sector}, year = {2004}, abstract = {

Switchable electrochromic (EC) windows have been projected to significantly reduce the energy use of buildings nationwide. This study quantifies the potential impact of electrochromic windows on US primary energy use in the commercial building sector and also provides a broader database of energy use and peak demand savings for perimeter zones than that given in previous LBNL simulation studies. The DOE-2.1E building simulation program was used to predict the annual energy use of a three-story prototypical commercial office building located in five US climates and 16 California climate zones. The energy performance of an electrochromic window controlled to maintain daylight illuminance at a prescribed setpoint level is compared to conventional and the best available commercial windows as well as windows defined by the ASHRAE 90.1-1999 and California Title 24-2005 Prescriptive Standards. Perimeter zone energy use and peak demand savings data by orientation, window size, and climate are given for windows with interior shading, attached shading, and horizon obstructions (to simulate an urban environment).

Perimeter zone primary energy use is reduced by 10-20\% in east, south, and west zones in most climates if the commercial building has a large window-to-wall area ratio of 0.60 compared to a spectrally selective low-e window with daylighting controls and no interior or exterior shading. Peak demand for the same condition is reduced by 20-30\%. The emerging electrochromic window with daylighting controls is projected to save approximately 91.5-97.3 1012 Btu in the year 2030 compared to a spectrally selective low-E window with manually-controlled interior shades and no daylighting controls if it reaches a 40\% market penetration level in that year.

}, author = {Eleanor S. Lee and Mehry Yazdanian and Stephen E. Selkowitz} } @conference {11989, title = {Integrating Automated Shading and Smart Glazings with Daylight Controls}, booktitle = {International Symposium on Daylighting Buildings}, year = {2004}, month = {03/2004}, pages = {B13-B20}, address = {Tokyo, Japan}, abstract = {

Most commercial buildings utilize windows and other glazed envelope components for a variety of reasons. Glass is a key element in the architectural expression of the building and typically provides occupants with a visual connection with the outdoors and daylight to enhance the quality of the indoor environment. But the building skin must serve a crucial function in its role to help maintain proper interior working environments under extremes of external environmental conditions. Exterior temperature conditions vary slowly over a wide range and solar and daylight fluxes can vary very rapidly over a very wide range. The technical problem of controlling heat loss and gain is largely solved with highly insulating glazing technologies on the market today. The challenge of controlling solar gain and managing daylight, view and glare is at a much earlier stage. In most cases a static, fixed control solution will not suffice. Some degree of active, rapid response to changing outdoor conditions and to changing interior task requirements is needed. This can be provided with technology within the glass or glazing assembly itself, or the functionality can be added to the facade either on the interior or exterior of the glazing. In all cases sensors, actuators, and a control logic must be applied for proper functionality. Traditional manually operated mechanical shading systems such as blinds or shades can be motorized and then controlled by occupant action or by sensors and building controls. Emerging smart glass technology can dynamically change optical properties, and can be activated manually or by automated control systems. In all of these cases electric lighting should be controlled to meet occupant needs, while maximizing energy efficiency and minimizing electric demand. As with the fenestration controls, lighting control requires sensors (photocells or the human eye), actuation (switching or dimming) and a control logic that determines what action should be taken under each set of conditions. Some variation on the combination of all of these elements comprises the typical equipment and systems found in most commercial buildings today. The new challenge is to provide a fully functional and integrated facade and lighting system that operates appropriately for all environmental conditions and meets a range of occupant subjective desires and International Symposium on objective performance requirements. And finally these rigorous performance goals must be achieved with solutions that are cost effective and operate over long periods with minimal maintenance.

}, author = {Stephen E. Selkowitz and Eleanor S. Lee} } @article {12036, title = {Low-Cost Networking for Dynamic Window Systems}, journal = {Energy and Buildings}, volume = {36}, number = {6}, year = {2004}, pages = {503-513}, abstract = {

A low-cost building communications network is needed that would allow individual window and lighting loads to be controlled fromsan existing enterprise LAN network. This building communications network concept, which we term Integrated Building EnvironmentalsCommunications System (IBECSTM), would enable both occupant-based and building-wide control of individual window, lighting, andssensor devices. IBECS can reduce the cost of systemic control because it allows a drastic cost reduction in per point networking costs. This kind of effort is needed to encourage the control industry to make the commitment to build this technology and to demonstratesto prospective customers that this breakthrough approach to more comprehensive systemic control will provide them with high-quality,sconvenient control while saving them money.

The development and demonstration of network interfaces to DC- and AC-motorized shades and to an electrochromic window aresdescribed. The network interfaces enable one to control and monitor the condition of these fenestration appliances from a variety of sources,sincluding a user?s personal computer. By creating a functional specification for an IBECS network interface and testing a prototype, thesability to construct such an interface was demonstrated and the cost-effective price per point better understood. The network interfacesswere demonstrated to be reliable in a full-scale test of three DC-motorized Venetian blinds in an open-plan office over 2 years and in limitedsbench-scale tests of an electrochromic window.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Francis M. Rubinstein and Stephen E. Selkowitz} } @conference {12049, title = {Market Transformation Opportunities for Emerging Dynamic Facade and Dimmable Lighting Control Systems}, booktitle = {2004 ACEEE Summer Study on Energy Efficiency in Buildings}, year = {2004}, month = {08/2004}, address = {Pacific Grove, CA}, abstract = {

Automated shading and daylighting control systems have been commercially available for decades. The new challenge is to provide a fully functional and integrated facade and lighting system that operates appropriately for all environmental conditions and meets a range of occupant subjective desires and objective performance requirements. These rigorous performance goals must be achieved with solutions that are cost effective and can operate over long periods with minimal maintenance. It will take time and effort to change the marketplace for these technologies and practices, particularly in building a series of documented success stories, and driving costs and risks to much lower levels at which their use becomes the norm. In recent years, the architectural trend toward highly-transparent all-glass buildings presents a unique challenge and opportunity to advance the market for emerging, smart, dynamic window and dimmable daylighting control technologies.

We believe it is possible to accelerate product market transformation by developing projects where technical advances and the interests of motivated manufacturers and innovative owners converge. In this paper we present a case study example that explains a building owners decision-making process to use dynamic window and dimmable daylighting controls. The case study project undertaken by a major building owner in partnership with a buildings R\&D group was designed explicitly to use field test data in conjunction with the market influence of a major landmark building project in New York City to stimulate change in manufacturers product offerings. Preliminary observations on the performance of these systems are made. A cost model that was developed with the building owner is explained.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Glenn D. Hughes and David A. Thurm} } @book {58586, title = {Window Systems for High-Performance Buildings}, year = {2004}, month = {04/2004}, pages = {400}, publisher = {W. W. Norton \& Company, Inc.,}, organization = {W. W. Norton \& Company, Inc.,}, address = {New York, NY}, abstract = {

A guide to essential window design issues, technologies, and applications for designers, specifiers, and builders.

The challenge in designing facades and selecting windows in commercial buildings is balancing many issues and criteria. This fact-packed guide outlines the basics of glazing selection and provides critical information and performance data on the energy efficiency, interior environment, technical, and life-cycle-cost considerations that drive window design decisions in commercial buildings.

}, isbn = {978-0-393-73121-7}, issn = {0198711956}, author = {John Carmody and Stephen E. Selkowitz and Eleanor S. Lee and Dariush K. Arasteh} } @conference {58238, title = {Advanced Interactive Fa{\c c}ades {\textemdash} Critical Elements for Future Green Buildings?}, booktitle = {GreenBuild, the annual USGBC International Conference and Expo}, year = {2003}, month = {11/2013}, abstract = {

Building designers and owners have always been fascinated with the extensive use of glass in building envelopes. Today the highly glazed fa{\c c}ade has almost become an iconic element for a "green building" that provides daylighting and a visual connection with the natural environment. Even before the current interest in green buildings there was no shortage of highly glazed building designs. But many of these buildings either rejected sunlight, and some associated daylight and view with highly reflective glazings or used highly transmissive glass and encountered serious internal comfort problems that could only be overcome with large HVAC systems, resulting in significant energy, cost and environmental penalties.

}, author = {Stephen E. Selkowitz and {\O}yvind Aschehoug and Eleanor S. Lee} } @conference {58262, title = {Perspectives on Advanced Fa{\c c}ades with Dynamic Glazings and Integrated Lighting Controls}, booktitle = {CISBAT 2003, Innovation in Building Envelopes and Environmental Systems, International Conferences on Solar Energy in Buildings}, year = {2003}, month = {10/2003}, address = {Ecole Polytechnique Federale de Lausanne, Lausanne, Switzerland}, abstract = {

There is growing interest in North America on the subject of highly glazed building fa{\c c}ades. The concept of a smart, interactive fa{\c c}ade is not new {\textendash} the ability of specific fa{\c c}ade systems to work reliably and effectively is a far greater challenge. We have been exploring various dynamic fa{\c c}ade systems with integrated lighting and HVAC over the last 10 years. These include automated blind systems as well as emerging electrochromic glazings, both with automated dimmable lighting and smart controls. More recently we have extended this work to include internet-based control of lights, blinds and glazings using low cost chips embedded in fixtures, motors, and glazing controls. As each window and lighting element becomes a node on the internet they can be controlled via the existing building energy management system either from an occupants desktop computer, an on-site facility manager or even from a remote location. Recent experience in California with disruptions in electric supply and costly peak power suggest value for such capabilities. This paper briefly summaries the state of recent work in this field, describing a new facility with three side-by-side test rooms in Berkeley to test new electrochromic window prototypes, and identifies key performance, systems integration and cost issues now being studied. The authors bring a cross section of both North American and European experience to address the many technology, design and business issues involved.

}, author = {Stephen E. Selkowitz and Eleanor S. Lee and {\O}yvind Aschehoug} } @conference {11515, title = {Active Load Management with Advanced Window Wall Systems: Research and Industry Perspectives}, booktitle = {ACEEE 2002 Summer Study on Energy Efficiency in Buildings: Teaming for Efficency}, year = {2002}, month = {08/2002}, address = {Pacific Grove, CA}, abstract = {

Advanced window wall systems have the potential to provide demand response by reducing peak electric loads by 20-30\% in many commercial buildings through the active control of motorized shading systems, switchable window coatings, operable windows, and ventilated double-skin facade systems. These window strategies involve balancing daylighting and solar heat gains, heat rejection through ventilation, and night-time natural ventilation to achieve space-conditioning and lighting energy use reductions without the negative impacts on occupants associated with other demand responsive (DR) strategies.

This paper explores conceptually how advanced window systems fit into the context of active load management programs, which cause customers to directly experience the time-varying costs of their consumption decisions. Technological options are suggested. We present pragmatic criteria that building owners use to determine whether to deploy such strategies. A utility{\textquoteright}s perspective is given. Industry also provides their perspectives on where the technology is today and what needs to happen to implement such strategies more broadly in the US.

While there is significant potential for these advanced window concepts, widespread deployment is unlikely to occur with business-as-usual practice. Technologically, integrated window-lighting-HVAC products are underdeveloped. Implementation is hindered by fragmented labor practices, non-standard communication protocols, and lack of technical expertise. Design tools and information products that quantify energy performance, occupant impacts, reliability, and other pragmatic concerns are not available. Interest within the building industry in sustainability, energy-efficiency, and increased occupant amenity, comfort, and productivity will be the driving factors for these advanced facades in the near term {\textemdash} at least until the dust settles on the deregulated electricity market.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Mark S. Levi and Steven L. Blanc and Erin McConahey and Maurya McClintock and Pekka Hakkarainen and Neil L. Sbar and Michael P. Myser} } @article {30021, title = {Application issues for large-area electrochromic windows in commercial buildings}, journal = {Solar Energy Materials and Solar Cells}, volume = {71}, year = {2002}, month = {03/2002}, pages = {465{\textendash}491}, abstract = {

Projections of performance from small-area devices to large-area windows and enterprise marketing have created high expectations for electrochromic glazings. As a result, this paper seeks to precipitate an objective dialog between material scientists and building-application scientists to determine whether actual large-area electrochromic devices will result in significant performance benefits and what material improvements are needed, if any, to make electrochromics more practical for commercial building applications. Few in situ tests have been conducted with large-area electrochromic windows applied in buildings. This study presents monitored results from a full-scale field test of large-area electrochromic windows to illustrate how this technology will perform in commercial buildings. The visible transmittance (T v ) of the installed electrochromic ranged from 0.11 to 0.38. The data are limited to the winter period for a south-east-facing window. The effect of actual device performance on lighting energy use, direct sun control, discomfort glare, and interior illumination is discussed. No mechanical system loads were monitored. These data demonstrate the use of electrochromics in a moderate climate and focus on the most restrictive visual task: computer use in offices. Through this small demonstration, we were able to determine that electrochromic windows can indeed provide unmitigated transparent views and a level of dynamic illumination control never before seen in architectural glazing materials. Daily lighting energy use was 6-24\% less compared to the 11\%-glazing, with improved interior brightness levels. Daily lighting energy use was 3\% less to 13\% more compared to the 38\%-glazing, with improved window brightness control. The electrochromic window may not be able to fulfill both energy-efficiency and visual comfort objectives when low winter direct sun is present, particularly for computer tasks using cathode-ray tube (CRT) displays. However, window and architectural design as well as electrochromic control options are suggested as methods to broaden the applicability of electrochromics for commercial buildings. Without further modification, its applicability is expected to be limited during cold winter periods due to its slow switching speed. {\textcopyright} 2002 Elsevier Science B.V. All rights reserved.

}, issn = {0927-0248}, doi = {10.1016/S0927-0248(01)00101-5}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo} } @techreport {1372, title = {Energy Performance Analysis of Electrochromic Windows in New York Commercial Office Buildings}, year = {2002}, month = {11/2002}, abstract = {

A DOE-2.1E energy simulation analysis of a switchable electrochromic (EC) glazing with daylighting controls has been conducted for prototypical office buildings in New York (NY). The modeling included four types of office buildings: "old" and "new" vintages and large (10,405 m2, 112,000 ft2) and small (502m2, 5400 ft2) buildings. Five commercially available, base case windows with and without interior shades were modeled. Window area varied from 0 to 60\% of the exterior floor-to-floor wall area. The electric lighting had either no controls or continuous daylighting controls. The prototypes were modeled in New York City or Buffalo.

Energy performance ata are given for each of the four perimeter zones. Data are presented as a function of window-to-wall ratio in order to better understand the interactions between 1) electric lighting energy use and daylight admission and 2) solar heat gains and space-conditioning energy use. Maximum and minimum reductions in energy use between the EC glazing and all other base case conditions are also presented. Projected energy use reductions relative to typical specified NY office buildings are presented as an indication of the potential impacts EC glazings might have in retrofit and new construction.

The energy and demand reductions provided by EC glazings with daylighting controls relative to what is typically specified in office buildings in NY are quite substantial. EC glazings will also dampen fluctuations in interior daylight levels and window brightness, potentially increasing visual comfort.

}, author = {Eleanor S. Lee and L. Zhou and Mehry Yazdanian and Vorapat Inkarojrit and Jonathan L. Slack and Michael D. Rubin and Stephen E. Selkowitz} } @techreport {1467, title = {High-Performance Commercial Building Fa{\c c}ades}, year = {2002}, abstract = {

There is a significant and growing interest in the use of highly-glazed fa{\c c}ades in commercial buildings. Large portions of the fa{\c c}ade or even the entire fa{\c c}ade are glazed with relatively high transmittance glazing systems, and typically with some form of sun control as well. With origins in Europe the trend is expanding to other regions, including the United States. A subset of these designs employ a second layer creating a double envelope system, which can then accommodate additional venting and ventilation practices. The stated rationale for use of the these design approaches varies but often includes a connection to occupant benefits as well as sustainable design associated with daylighting and energy savings. As with many architectural trends, understanding the reality of building performance in the field as compared to design intent is often difficult to ascertain. We have been particularly interested in this emerging trend because prior simulation studies have shown that it should be technically possible to produce an all-glass fa{\c c}ade with excellent performance although it is not a simple challenge. The published solutions are varied enough and sufficiently complex that we undertook a year-long international review of advanced fa{\c c}ades to better understand the capabilities and limitations of existing systems and the tools and processes used to create them. This is also intended to create a framework for addressing the missing tools, technologies, processes and data bases that will be needed to turn the promise of advanced fa{\c c}ades into realities. This summary, available as a PDF file and a web site, reports those findings.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Christian Kohler and Vladimir Bazjanac and Vorapat Inkarojrit} } @article {11955, title = {In Situ X-Ray Absorption Spectroscopy Study of Hydrogen Absorption by Nickel-Magnesium Thin Films}, journal = {Physical Review B}, volume = {67}, number = {8}, year = {2002}, month = {02/2003}, abstract = {

Structural and electronic properties of co-sputtered Ni-Mg thin films with varying Ni to Mg ratio were studied by in situ x-ray absorption spectroscopy in the Ni L-edge and Mg K-edge regions. Codeposition of the metals led to increased disorder and decreased coordination around Ni and Mg compared to pure metal films. Exposure of the metallic films to hydrogen resulted in formation of hydrides and increased disorder. The presence of hydrogen as a near neighbor around Mg caused a drastic reduction in the intensities of multiple scattering resonances at higher energies. The optical switching behavior and changes in the x-ray spectra varied with Ni to Mg atomic ratio. Pure Mg films with Pd overlayers were converted to MgH2: The H atoms occupy regular sites as in bulk MgH2. Although optical switching was slow in the absence of Ni, the amount of H2 absorption was large. Incorporation of Ni in Mg films led to an increase in the speed of optical switching but decreased maximum transparency. Significant shifts in the Ni L3 and L2 peaks are consistent with strong interaction with hydrogen in the mixed films.

}, doi = {10.1103/PhysRevB.67.085106}, author = {Baker Farangis and Ponnusamy Nachimuthu and Thomas J. Richardson and Jonathan L. Slack and Rupert C.C. Perera and Eric M. Gullikson and Dennis W. Lindle and Michael D. Rubin} } @book {11676, title = {Daylight in Buildings. A Source Book on Daylighting Systems and Components}, year = {2001}, note = {

Download: Daylight in Buildings
A hard copy of the book may be obtained by sending a request to Ellen Thomas at\ EllenThomas@lbl.gov.\ Only one copy per individual, U.S. or Canadians only.\  If you reside elsewhere, go to\ http://task21.iea-shc.org/to find out how to obtain a copy in your country.\ 

}, url = {https://facades.lbl.gov/daylight-buildings-source-book-daylighting-systems}, author = {Nancy Ruck and {\O}yvind Aschehoug and Sirri Aydinli and Jens Christoffersen and Gilles Courret and Ian Edmonds and Roman Jakobiak and Martin Kischkoweit-Lopin and Martin Klinger and Eleanor S. Lee and Laurent Michel and Jean-Louis Scartezzini and Stephen E. Selkowitz} } @article {12068, title = {A Method for Simulating the Performance of Photosensor-Based Lighting Controls}, journal = {Energy and Buildings}, volume = {34}, number = {9}, year = {2001}, pages = {883-889}, abstract = {

The unreliability of photosensor-based lighting controls continues to be a significant market barrier that prevents widespread acceptance of daylight dimming controls in commercial buildings. Energy savings from the use of daylighting in commercial buildings is best realized through the installation of reliable photoelectric lighting controls that dim electric lights when sufficient daylight is available to provide adequate background and/or task illumination. In prior work, the authors discussed the limitations of current simulation approaches and presented a robust method to simulate the performance of photosensor-based controls using an enhanced version of the radiance lighting simulation package. The method is based on the concept of multiplying two fisheye images: one generated from the angular sensitivity of the photosensor and the other from a 180 or 360 deg. fisheye image of the space as seen by the photosensor. This paper includes a description of the method, its validation and possible applications for designing, placing, calibrating and commissioning photosensor-based lighting controls.

}, author = {Charles K. Ehrlich and Konstantinos M. Papamichael and Judy Lai and Kenneth L. Revzan} } @conference {1803, title = {Simulating the Operation of Photosensor-Based Lighting Controls}, booktitle = {2001 Building Simulation 7th International Building Performance Simulation Association Conference}, year = {2001}, month = {08/2001}, address = {Rio de Janeiro, Brazil}, abstract = {

Energy savings from the use of daylighting in commercial buildings are realized through implementation of photoelectric lighting controls that dim electric lights when sufficient daylight is available to provide adequate workplane illumination. The dimming level of electric lighting is based on the signal of a photosensor. Current simulation approaches for such systems are based on the questionable assumption that the signal of the photosensor is proportional to the task illuminance. This paper presents a method that simulates the performance of photosensor controls considering the acceptance angle, angular sensitivity, placement of the photosensor within a space, and color correction filter. The method is based on the multiplication of two fisheye images: one generated from the angular sensitivity of the photosensor and the other from a 180- or 360-degree fisheye image of the space as seen by the photosensor. The paper includes a detailed description of the method and its implementation, example applications, and validation results based on comparison with measurements in an actual office space.

}, author = {Charles K. Ehrlich and Konstantinos M. Papamichael and Judy Lai and Kenneth L. Revzan} } @conference {11791, title = {Electrochromic Windows for Commercial Buildings: Monitored Results from a Full-Scale Testbed}, booktitle = {ACEEE 2000 Summer Study on Energy Efficiency in Buildings, Efficiency and Sustainability, August 20-25, 2000}, year = {2000}, month = {04/2000}, address = {Pacific Grove, CA}, abstract = {

Electrochromic glazings promise to be the next major advance in energy-efficient window technology, helping to transform windows and skylights from an energy liability to an energy source for the nations building stock. Monitored results from a full-scale demonstration of large-area electrochromic windows are given. The test consisted of two side-by-side, 3.7x4.6 m, office-like rooms. In each room, five 62x173-cm lower electrochromic windows and five 62x43-cm upper electrochromic windows formed a large window wall. The window-to-exterior wall ratio (WWR) was 0.40. The southeast-facing electrochromic windows had an overall visible transmittance (Tv) range of Tv =0.11-0.38 and were integrated with a dimmable electric lighting system to provide constant work plane illuminance and to control direct sun.

Daily lighting use from the automated electrochromic window system decreased by 6 to 24\% compared to energy use with static, low-transmission (Tv =0.11), unshaded windows in overcast to clear sky winter conditions in Oakland, California. Daily lighting energy use increased as much as 13\% compared to lighting energy use with static windows that had Tv =0.38. Even when lighting energy savings were not obtainable, the visual environment produced by the electrochromic windows, indicated by well-controlled window and room luminance levels, was significantly improved for computer-type tasks throughout the day compared to the visual environment with unshaded 38\%-glazing. Cooling loads were not measured, but previous building energy simulations indicate that additional savings could be achieved. To ensure visual and thermal comfort, electrochromics require occasional use of interior or exterior shading systems when direct sun is present. Other recommendations to improve electrochromic materials and controls are noted along with some architectural constraints.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @conference {11844, title = {Establishing the Value of Advanced Glazings}, booktitle = {Glass in Buildings: An International Conference on the Use of Glass as an Architectural/Engineering Form and Material}, year = {1999}, month = {04/1999}, address = {Bath, UK}, abstract = {

Numerous glazing technologies are under development worldwide to improve the performance of building facades. High-performance glazings can provide substantial energy and related environmental benefits, but often at greatly increased first cost when compared to conventional design solutions. To increase market viability, we discuss strategies to reduce the actual and owner-perceived costs associated with developing and producing advanced window systems, specifically switchable electrochromic glazings, and we also suggest marketing strategies designed to appeal to early adopter and mainstream purchasers. These strategies may be applicable to a broad range of advanced glazing materials.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz} } @conference {11520, title = {Advanced Fenestration Systems for Improved Daylight Performance}, booktitle = {Daylighting 98 Conference }, year = {1998}, month = {05/1998}, address = {Ottawa, Canada}, abstract = {

The use of daylight to replace or supplement electric lighting in commercial buildings can result in significant energy and demand savings. High performance fenestration systems are a necessary, but not sufficient, element of any successful daylighting design that reduces lighting energy use. However, these savings may be reduced if the fenestration systems impose adverse thermal loads. New fenestration technologies have been developed over the last twenty years, aiming at controlling the intensity of the incoming solar radiation, its interior distribution and its spectral composition, as well as thermal losses and gains. Some of these have proven successful for specific or general building applications, while others are still under development and testing to understand limitations and potential benefits.

In this paper we review the state of the art of several advanced fenestration systems which, are designed to maximize the energy-saving potential of daylighting while improving comfort and visual performance, at an affordable cost. We first review the key performance issues that successful fenestration systems must address, and then review several classes of fenestration systems intended to meet those performance needs. The systems are reviewed in two categories: static and dynamic. Static systems include not only glazings, such as spectrally selective and holographic glazings, but specialized designs of light-shelves and light-pipes, while dynamic systems cover automatically operated blinds and electrochromic glazings.

We include a discussion of the research directions in this area, and how these efforts might lead to static and dynamic hardware and system solutions that fulfill the multiple roles that these systems must play in terms of energy efficiency, comfort, visual performance, health, and amenity in future buildings.

}, author = {Stephen E. Selkowitz and Eleanor S. Lee} } @article {11774, title = {The Effect of Venetian Blinds on Daylight Photoelectric Control Performance}, journal = {Journal of the Illuminating Engineering Society}, volume = {28}, number = {1}, year = {1998}, abstract = {

We investigate how a venetian blind, a common but optically complex fenestration system, contributes to the unreliable performance of daylighting control systems. Using a fully instrumented, full-scale testbed facility, we monitored the daylighting performance of a modified closed-loop proportional photoelectric control system in a private office over the course of a year. The ratio of workplane illuminance from daylight to photosensor signal is characterized in terms of solar condition and venetian blind angle. Variations in this ratio causes actual illuminance levels to be periodically insufficient. This type of characterization can be used by the installer to determine whether the initial control adjustments made during commissioning will lead to reliable performance under most daylight conditions. Commissioning guidelines are given with caution, based on our observations from this specific case study.

We quantified the effect of variability in this ratio on control performance. With a middle-of-the-road gain constant, monitored workplane illuminance levels did not fall below 90\% of the design setpoint for 91\% of the year. When discrepancies occurred, differences between the daylight correlation and measured conditions were the primary cause of insufficient illuminance at the workplane. This performance is not applicable to commercially-available closed-loop proportional systems because 1) typical systems are rarely commissioned properly upon installation, and 2) off-the-shelf systems combine the photosensor{\textquoteright}s response to daylight and electric light into one gain parameter. Even though the prototype system was subject to the same discrepancies in the daylight correlation fit as commercially-available systems, performance was substantially improved because the prototype was able to separate the electric lighting contribution to workplane illuminance from the daylighting contribution, at no added cost. Commissioning should accommodate the effect of the fenestration system, since variations in luminance distributions produced by the window are the primary cause of unreliable performance.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @conference {11809, title = {Energy and Daylight Performance of Angular Selective Glazings}, booktitle = {ASHRAE/DOE/BTECC Conference, Thermal Performance of the Exterior Envelopes of Buildings VII}, year = {1998}, month = {12/1998}, address = {Clearwater Beach, FL}, abstract = {

This paper presents the results of a study investigating the energy and daylight performance of anisotropic angular selective glazings. The DOE-2.1E energy simulation program was used to determine the annual cooling, lighting and total electricity use, and peak electric demand. RADIANCE, a lighting simulation program, was used to determine daylight illuminance levels and distribution. We simulated a prototypical commercial office building module located in Blythe, California. We chose three hypothetical conventional windows for comparison: a single-pane tinted window, a double-pane low-E window, and a double-pane spectrally selective window. Daylighting controls were used. No interior shades were modeled in order to isolate the energy effects of the angular selective glazing. Our results show that the energy performance of the prototype angular selective windows is about the same as conventional windows for a 9.14 m (30 ft) deep south-facing perimeter zone with a large-area window in the hot, sunny climate of Blythe. It is theoretically possible to tune the angular selectivity of the glazing to achieve annual cooling energy reductions of 18\%, total electricity use reductions of 15\%, and peak electric demand reductions of 11\% when compared to a conventional glazing with the same solar-optical properties at normal incidence. Angular selective glazings can provide more uniformly distributed daylight, particularly in the area next to the window, which will result in a more visually comfortable work environment.

}, author = {Robert Sullivan and Liliana O. Beltran and Eleanor S. Lee and Michael D. Rubin and Stephen E. Selkowitz} } @conference {2929, title = {Integrated Performance of an Automated Venetian Blind/Electric Lighting System in a Full-Scale Private Office}, booktitle = {ASHRAE/DOE/BTECC Conference, Thermal Performance of the Exterior Envelopes of Buildings VII}, year = {1998}, month = {09/1998}, address = {Clearwater Beach, FL}, abstract = {

Comprehensive results are presented from a full-scale testbed of a prototype automated venetian blind/lighting system installed in two unoccupied, private offices in Oakland, California. The dynamic system balanced daylight against solar heat gains in real-time, to reduce perimeter zone energy use and to increase comfort. This limited proof-of-concept test was designed to work out practical "bugs" and refine design details to increase cost effectiveness and acceptability of this innovative technology for real-world applications. We present results from 14 months of tuning the system design and monitoring energy performance and control system operations. For this southeast-facing office, we found that 1-22\% lighting energy savings, 13-28\% cooling load reductions, and 13-28\% peak cooling load reductions can be achieved by the dynamic system under clear sky and overcast conditions year round, compared to a static, partly closed blind with the same optimized daylighting control system. These energy savings increase if compared to conventional daylighting controls with manually-operated blinds. Monitored data indicated that the control system met design objectives under all weather conditions to within 10\% for at least 90\% of the year. A pilot human factors study indicated that some of our default control settings should be adjusted to increase user satisfaction. With these adjustments, energy savings will decrease. The final prototype design yielded a 10-year simple payback for this site. If mechanical system downsizing opportunities and qualitative improvements to worker{\textquoteright}s comfort are included, this innovative technology could be more cost effective. Marketing information for commercializing this technology is given.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Edward L. Vine and Stephen E. Selkowitz} } @article {1675, title = {Office Worker Response to an Automated Venetian Blind and Electric Lighting System: A Pilot Study}, journal = {Energy and Buildings}, volume = {28}, year = {1998}, month = {10/1998}, pages = {205-218}, chapter = {205}, abstract = {

A prototype integrated, dynamic building envelope and lighting system designed to optimize daylight admission and solar heat gain rejection on a real-time basis in a commercial office building is evaluated. Office worker response to the system and occupant-based modifications to the control system are investigated to determine if the design and operation of the prototype system can be improved. Key findings from the study are: (1) the prototype integrated envelope and lighting system is ready for field testing, (2) most office workers (N=14) were satisfied with the system, and (3) there were few complaints. Additional studies are needed to explain how illuminance distribution, lighting quality, and room design can affect workplane illuminance preferences.

}, keywords = {behavior, Comfort, commercial buildings, daylighting, envelope}, doi = {10.1016/S0378-7788(98)00023-1}, author = {Edward L. Vine and Eleanor S. Lee and Robert D. Clear and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @techreport {58590, title = {Spectrally Selective Glazings}, year = {1998}, month = {08/1998}, pages = {47}, institution = {New Technology Energy Management Program, Federal Energy Management Program}, abstract = {

Spectrally selective glazing is window glass that permits some portions of the solar spectrum to enter a building while blocking others. This high-performance glazing admits as much daylight as possible while preventing transmission of as much solar heat as possible. By controlling solar heat gains in summer, preventing loss of interior heat in winter, and allowing occupants to reduce electric lighting use by making maximum use of daylight, spectrally selective glazing significantly reduces building energy consumption and peak demand. Because new spectrally selective glazings can have a virtually clear appearance, they admit more daylight and permit much brighter, more open views to the outside while still providing the solar control of the dark, reflective energy-efficient glass of the past, as shown in the figures on the left.

Because of its solar heat transmission properties, spectrally selective glazing benefits both buildings in warm climates where solar heat gain can be a problem and buildings in colder climates where solar heat gains in summer and interior heat loss in winter are both of concern. In other words, these glazings are appropriate for residential and commercial buildings throughout the United States. The energy efficiency of spectrally selective glazing means that architects who use it can incorporate more glazing area than was possible in the past within the limitations of codes and standards specifying minimum energy performance. When spectrally selective glazing is used, the capacity of the building{\textquoteright}s cooling system can also be downsized because of reduced peak loads.

Spectrally selective glazings screen out or reflect heat-generating ultraviolet and infrared radiation arriving at a building{\textquoteright}s exterior surface while permitting most visible light to enter. Spectral selectivity is achieved by a microscopically thin, low-emissivity (low-E) coating on the glass or on a film applied to the glass. There are also carefully engineered types of blue- and green-tinted glass that can perform as well in a double-pane unit as some glass with a low-E coating. Conventional blue- and green-tinted glass can offer some of the same spectral properties as these special absorbers because impurities in tinted glass absorb portions of the solar spectrum. Absorption is less efficient than reflection, however, because heat absorbed by tinted glass continues to radiate to the building{\textquoteright}s interior.

This technology is most costeffective for residential and nonresidential facilities that have high cooling loads, high utility rates, poorly performing existing glazing (such as single-pane clear glass or dark tinted glass), or are located in the southern United States. In the northern United States, spectrally selective low-E windows can also be cost-effective for buildings with both heating and cooling requirements.

In general, the technology pays back in 3 to 10 years for U.S. commercial buildings where it replaces clear single-pane or tinted doublepane glass and for most commercial buildings in the southern United States where it replaces low-E, double-pane windows. Spectrally selective glazing is applicable in both new and retrofit construction.

This Federal Technology Alert provides detailed information and procedures for Federal energy managers to consider spectrally selective glazings. The principle of spectrally selective glazings is explained. Benefits related to energy efficiency and other architectural criteria are delineated. Guidelines are provided for appropriate application of spectrally selective glazing, and step-by-step instructions are given for estimating energy savings. Case studies are also presented to illustrate actual costs and energy savings. Current manufacturers, technology users, and references for further reading are included for users who have questions not fully addressed here.

}, author = {Eleanor S. Lee} } @article {11528, title = {Advanced Optical Daylighting Systems: Light Shelves and Light Pipes}, journal = {1996 IESNA Annual Conference}, volume = {26}, year = {1997}, note = {

Presented at the 1996 IESNA Annual Conference
Cleveland, OH,
August 4-7, 1996

}, pages = {91-106}, chapter = {91}, address = {Cleveland, OH}, abstract = {

We present two perimeter daylighting systems that passively redirect beam sunlight further from the window wall using special optical films, an optimized geometry, and a small glazing aperture. The objectives of these systems are (1) to increase daylight illuminance levels at 4.6-9.1 m (15-30 ft) from the window aperture with minimum solar heat gains and (2) to improve the uniformity of the daylighting luminance gradient across the room under variable solar conditions throughout the year. The designs were developed through a series of computer-assisted ray-tracing studies, laser visualization techniques, and photometric measurements and observations using physical scale models. Bi-directional illuminance measurements in combination with analytical routines were then used to simulate daylight performance for any solar position, and were incorporated into the DOE-2.1E building energy analysis computer program to evaluate energy savings. Results show increased daylight levels and an improved luminance gradient throughout the year compared to conventional daylighting systems.

}, doi = {10.1080/00994480.1997.10748194}, author = {Liliana O. Beltran and Eleanor S. Lee and Stephen E. Selkowitz} } @article {2882, title = {Building Design Advisor: Automated Integration of Multiple Simulation Tools}, journal = {Automation in Construction}, volume = {6}, number = {4}, year = {1997}, month = {08/1997}, pages = {341-352}, publisher = {Elsevier}, chapter = {341}, abstract = {

The Building Design Advisor (BDA) is a software environment that supports the integrated use of multiple analysis and visualization tools throughout the building design process, from the initial, conceptual and schematic phases to the detailed specification of building components and systems. Based on a comprehensive design theory, the BDA uses an object-oriented representation of the building and its context, and acts as a data manager and process controller to allow building designers to benefit from the capabilities of multiple tools.

The BDA provides a graphical user interface that consists of two main elements: the Building Browser and the Decision Desktop. The Browser allows building designers to quickly navigate through the multitude of descriptive and performance parameters addressed by the analysis and visualization tools linked to the BDA. Through the Browser the user can edit the values of input parameters and select any number of input and/or output parameters for display in the Decision Desktop. The Desktop allows building designers to compare multiple design alternatives with respect to multiple descriptive and performance parameters addressed by the tools linked to the BDA.

The BDA is implemented as a Windows{\textregistered}-based application for personal computers. Its initial version is linked to a Schematic Graphic Editor (SGE), which allows designers to quickly and easily specify the geometric characteristics of building components and systems. For every object created in the SGE, the BDA activates a Default Value Selector (DVS) mechanism that selects "smart" default values from a Prototypes Database for all non-geometric parameters required as input to the analysis and visualization tools linked to the BDA. In addition to the SGE that is an integral part of its user interface, the initial version of the BDA is linked to a daylight analysis tool, an energy analysis tool, and a multimedia, Web-based Case Studies Database (CSD). The next version of the BDA will be linked to additional analysis tools, such as the DOE-2 (thermal, energy and energy cost) and RADIANCE (day/lighting and rendering) computer programs. Plans for the future include the development of links to cost estimating and environmental impact modules, building rating systems, CAD software and electronic product catalogs.

}, doi = {10.1016/S0926-5805(97)00043-5}, author = {Konstantinos M. Papamichael and John LaPorta and Hannah L. Chauvet} } @conference {2869, title = {Design and Performance of an Integrated Envelope/Lighting System}, booktitle = {ICBEST {\textquoteright}97 International Conference on Building Envelope Systems and Technology}, year = {1997}, month = {04/1997}, pages = {375-380}, address = {Bath, UK}, abstract = {

Dynamic envelope/lighting systems offer the potential to achieve a near optimum energy-efficient environment meeting occupant needs throughout the year by adapting to dynamic meteorological conditions and changing occupant preferences in real time. With the dramatic increased functionality of the microprocessor, there is an untapped potential to make dynamic envelope/lighting systems easier to use, diagnose, and monitor, and to integrate them as part of a sophisticated building-wide control system. This study addresses the complex relationship between this energy-efficiency technology and many of the non-energy issues related to its potential acceptance by the building industry, architects, owners, and users. We demonstrate the concept of integrated dynamic systems with a prototype motorized venetian blind operated in synchronization with electric lighting and daylighting controls via an intelligent control system. Research work conducted with simulation software and reduced-scale and full-scale field tests is summarized. Much of this work is directly relevant to other active shading and daylighting systems on the market today and to state-of-the-art window systems yet to come (i.e., electrochromics).

}, author = {Eleanor S. Lee and Stephen E. Selkowitz} } @article {12196, title = {Pressure Controlled GaN MBE Growth Using a Hollow Anode Nitrogen Ion Source}, journal = {Materials Research Society Proceedings}, volume = {449}, year = {1997}, note = {

1996 MRS Fall Meeting

}, abstract = {

GaN films were grown on sapphire substrates at temperatures below 1000 K utilizing a Hollow Anode nitrogen ion source. A Ga flux limited growth rate of ~0.5 μm/h is demonstrated. Active utilization of strain and the assistance of a nitrogen partial pressure during buffer layer growth are found to be crucial issues that can improve the film quality. The best films exhibit a full width at half maximum of the x-ray rocking curves of 80 arcsec and 1.85 meV for the excitonic photoluminescence measured at 4 K. A Volmer-Weber three dimensional growth mode and the spontaneous formation of cubic GaN inclusions in the hexagonal matrix are observed in the investigated growth temperature range. It is argued that this growth mode contributes to a limitation of the carrier mobility in these films that did not exceed 120 cm2/Vs through a minimum canier concentration of ~1015 cm-3 was achieved.

}, doi = {10.1557/PROC-449-221}, author = {Michael S.H. Leung and Ralf Klockenbrink and Christian F. Kisielowski and Hiroaki Fujii and Joachim Kr{\"u}ger and Sudhir G. Subramanya and Andr{\'e} Anders and Zuzanna Liliental-Weber and Michael D. Rubin and Eicke R. Weber}, editor = {Joachim Kr{\"u}ger} } @article {2867, title = {Thermal and Daylighting of an Automated Venetian Blind and Lighting System in a Full-Scale Private Office}, journal = {Energy and Buildings}, volume = {29}, number = {1}, year = {1997}, month = {07/01/1997}, pages = {47-63}, abstract = {

Dynamic envelope/lighting systems have the potential to optimize the perimeter zone energy balance between daylight admission and solar heat gain rejection on a real-time basis, and to increase occupant comfort. Two side-by-side full-scale offices in Oakland, California were built to further develop and test this concept. An automated venetian blind was operated in synchronization with a dimmable electric lighting system to block direct sun, provide the design workplane illuminance, and maximize view. The research program encompassed system design refinements, energy measurements, and human factors tests. In this study, we present lighting energy and cooling load data that were monitored in this facility over the course of a year. Significant energy savings and peak demand reductions were attained with the automated venetian blind/ lighting system compared to a static venetian blind with the same dimmable electric lighting system. Correlations between key weather parameters and cooling and lighting were used to illustrate how the dynamic system was able to simultaneously achieve optimization between lighting and cooling end uses under the full range of weather conditions of this sunny, moderate climate. Energy-efficiency estimates were conservative since experience shows that conventional daylighting control systems and manually operated shading devices are rarely used effectively in real world applications.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @techreport {1913, title = {Tips for Daylighting with Windows: The Integrated Approach}, year = {1997}, abstract = {

These guidelines provide an integrated approach to the cost-effective design of perimeter zones in new commercial buildings. They function as a quick reference for designers through a set of easy steps and rules-of-thumb, emphasizing "how-to" practical details. References are given to more detailed sources of information, should the reader wish to go further.

No guidelines can answer all possible questions from all types of users. However, this document addresses the most commonly occurring scenarios. The guidance here is limited by the medium; short paper documents can only go so far in assisting a designer with a unique project. This document has been carefully shaped to best meet the needs of a designer when time does not permit a more extensive form of assistance.

The design method used in this document emphasizes that building decisions should be made within the context of the whole building as a single functioning system rather than as an assembly of distinct parts. This integrated design approach looks at the ramifications of each individual system decision on the whole building. For example, the glazing selection will have an effect on lighting, mechanical, and interior design. Therefore, the entire design team should participate in and influence this decision{\textemdash}which typically rests with the architect alone. The benefit of an integrated design approach is a greater chance of success towards long term comfort and sustained energy savings in the building.

}, author = {Jennifer O{\textquoteright}Conner and Eleanor S. Lee and Francis M. Rubinstein and Stephen E. Selkowitz} } @conference {2884, title = {The Building Design Advisor}, booktitle = {ACADIA 1996 Conference}, year = {1996}, month = {03/1996}, address = {Tucson, AZ}, abstract = {

The Building Design Advisor (BDA) is a software environment that supports the integrated use of multiple analysis and visualization tools throughout the building design process, from the initial, schematic design phases to the detailed specification of building components and systems. Based on a comprehensive design theory, the BDA uses an object-oriented representation of the building and its context, and acts as a data manager and process controller to allow building designers to benefit from the capabilities of multiple tools. The BDA provides a graphical user interface that consists of two main elements: the Building Browser and the Decision Desktop. The Browser allows building designers to quickly navigate through the multitude of descriptive and performance parameters addressed by the analysis and visualization tools linked to the BDA. Through the Browser the user can edit the values of input parameters and select any number of input and/or output parameters for display in the Decision Desktop. The Desktop allows building designers to compare multiple design alternatives with respect to any number of parameters addressed by the tools linked to the BDA. The BDA is implemented as a Windows{\texttrademark}-based application for personal computers. Its initial version is linked to a Schematic Graphic Editor (SGE), which allows designers to quickly and easily specify the geometric characteristics of building components and systems. For every object created in the SGE, the BDA supplies モsmartヤ default values from a Prototypical Values Database (PVD) for all non-geometric parameters required as input to the analysis and visualization tools linked to the BDA. In addition to the SGE and the PVD, the initial version of the BDA is linked to a daylight analysis tool, an energy analysis tool, and a multimedia Case Studies Database (CSD). The next version of the BDA will be linked to additional tools, such as a photo-accurate rendering program and a cost analysis program. Future versions will address the whole building life-cycle and will be linked to construction, commissioning and building monitoring tools.

}, author = {Konstantinos M. Papamichael and John LaPorta and Hannah L. Chauvet and Deirdre Collins and Thomas Trzcinski and Jack A. Thorpe and Stephen E. Selkowitz} } @conference {11703, title = {Demonstration of a Light-Redirecting Skylight System at the Palm Springs Chamber of Commerce}, booktitle = {1996 ACEEE Summer Study on Energy Efficiency in Buildings: Profiting from Energy Efficiency}, year = {1996}, month = {08/1996}, address = {Pacific Grove, CA}, abstract = {

As part of a demonstration project to provide a comprehensive energy upgrade to a 294 m2 (3168 ft2) commercial building, an advanced skylight design was developed using optical light control materials and geometry to provide daylight to two adjoining offices. The skylight system was developed using outdoor physical model tests and simulation tools Limited on-site measurements and occupant polls were conducted. Market issues were addressed. The skylight systems were found to improve lighting quality and to control excessive daylight illuminance levels compared to a conventional diffusing bubble skylight. Daylighting principles developed in earlier work for vertical glazing systems (light shelves and light pipes) were shown to be applicable in skylight designs at full-scale.

}, author = {Eleanor S. Lee and Liliana O. Beltran and Stephen E. Selkowitz} } @article {2850, title = {Developing a Dynamic Envelope/Lighting Control System with Field Measurements}, journal = {Journal of the Illuminating Engineering Society}, volume = {26}, number = {1}, year = {1996}, month = {05/1996}, pages = {146-164}, abstract = {

The feasibility of an intelligent venetian blind/lighting control system was tested in a 1:3 scale model outdoors under variable sun and sky conditions. The control algorithm, block direct sun and meet the design workplane illuminance level, was implemented using commercially available and custom designed blind and lighting systems hardware. While blocking direct sunlight, the blinds were properly controlled to maintain the design workplane illuminance within a tolerance of -10\%, +25\% when there was sufficient daylight. When daylight levels alone were inadequate, the electric lighting control system maintained the design workplane illuminance. The electric lighting could be turned off if a user-specified time period at minimum power was exceeded. Lighting energy savings of 51-71\% (southwest) and 37-75\% (south) was attained for the period from 8:00 to 17:00 on clear sunny days, compared to a fixed, partially closed blind with the same lighting system. Practical details for implementation and commissioning are discussed. The impact of control variations, such as profile angle, time step interval, and control area, on energy demand is investigated.

}, author = {Dennis L. DiBartolomeo and Eleanor S. Lee and Francis M. Rubinstein and Stephen E. Selkowitz} } @conference {11831, title = {The Energy Performance of Electrochromic Windows in Heating-Dominated Geographic Locations}, booktitle = {SPIE International Symposium on Optical Materials Technology for Energy Efficiency \& Solar Energy Conversion XV}, year = {1996}, month = {09/1996}, address = {Freiburg, Germany}, abstract = {

This paper presents the results of a study investigating the energy performance of electrochromic windows in heating-dominated geographic locations under a variety of state-switching control strategies. We used the DOE-2.1E energy simulation program to analyze the annual heating, cooling and lighting energy use and performance as a function of glazing type, size, and electrochromic control strategy. We simulated a prototypical commercial office building module located in Madison, Wisconsin. Control strategies analyzed were based on daylight illuminance, incident total solar radiation, and space cooling load. Our results show that overall energy performance is best if the electrochromic is left in its clear or bleached state during the heating season, but controlled during the cooling season using daylight illuminance as a control strategy. Even in such heating dominated locations as Madison, there is still a well-defined cooling season when electrochromic switching will be beneficial. However, having the electrochromic remain in its bleached state during the winter season may result in glare and visual comfort problems for occupants much in the same way as conventional glazings.

}, author = {Robert Sullivan and Eleanor S. Lee and Michael D. Rubin and Stephen E. Selkowitz} } @proceedings {11942, title = {Impact of Growth Temperature, Pressure and Strain on the Morphology of GaN Films}, journal = {Materials Research Society Symposium N {\textendash} III-V Nitrides}, volume = {449}, year = {1996}, pages = {227}, abstract = {

GaN films grown on sapphire at different temperatures are investigated. A Volmer-Weber growth mode is observed at temperatures below 1000K that leads to thin films composed of oriented grains with finite size. Their size is temperature dependent and can actively be influenced by strain. Largest grains are observed in compressed films. It is argued that diffusing Ga ad-atoms dominate the observed effects with an activation energy of 2.3 {\textpm} 0.5 eV. Comparably large grain sizes are observed in films grown on off-axes sapphire substrates and on bulk GaN. This assures that the observed size limitation is a consequence of the 3D growth mode and not dependent on the choice of the substrate. In addition, the grain size and the surface roughness of the films depend on the nitrogen partial pressure in the molecular beam epitaxy (MBE) chamber,most likely due to collisions between the reactive species and the background gas molecules. This effect is utilized to grow improved nucleation layers on sapphire.

}, doi = {10.1557/PROC-449-227}, author = {Hiroaki Fujii and Christian F. Kisielowski and Joachim Kr{\"u}ger and Michael S.H. Leung and Ralf Klockenbrink and Michael D. Rubin and Eicke R. Weber}, editor = {Joachim Kr{\"u}ger} } @techreport {58561, title = {Optical and Electrochromic Properties of Sol-Gel Deposited Doped Tungsten Oxide Films}, year = {1996}, month = {01/1996}, address = {Berkeley}, abstract = {

The goal of this study is to investigate the effects of doping of tungsten oxide on its electrochromic properties. The work is directed toward the development of neutral coloring tungsten oxide materials with properties superior to undoped tungsten oxide. Two basic types of sol-gel formulations were used for experimentation. Type 1 used a WOCl4 precursor. Type 2 used a proprietary (Donnelly) tungsten complex precursor. The Type 2 precursor was used only for comparison to Type 1. Doping experiments were performed using the Type 1 chemistry. The dopants studied were Co, Cr, Nb, Ti, V and Y. The range of dopant was 1-12 mole \%. Improved electrochromic behavior was observed for tungsten oxide films doped with V and Ti.

Analysis of the films included x-ray diffraction, ellipsometry, cyclic voltammetry and spectrophotometry. X-ray diffraction showed that all films heat treated at temperatures below 300{\textdegree}C were amorphous in structure. The refractive indices for undoped films were measured. We found the n, k values of the Type 1 films to be lower than the Type 2 films. The n and k values were n=1.79 and k=2.8x10-3, and n=2.08 and k=3.6x10-3 at 550 nm, for Type 1 and Type 2 films respectively. Both types of tungsten oxide films showed low absorption and high transparency in the visible range. As expected, we found that the film density, and hence the refractive index and extinction coefficient, depended on coating solution chemistry, hydration, and densification procedures. Undoped Type 1 films showed slightly higher lithium diffusion coefficients (DLi), compared to undoped Type 2 films,\ DLi=1.36x 10-9 cm2 s-1 and 1.31 x 10-9 cm2 s-1, respectively.

We also noted that the properties of the films could be reproduced for any coating chemistry and densification scheme. The electrochemical and optical behavior were determined by using an in-situ cuvette cell with a 1M LiCl04 / propylene carbonate electrolyte. Cyclic voltammetric measurements showed that doped Type 1 films exhibited electrochemical reversibility beyond 1200 cycles without change in charge capacity. A slight lowering of charge capacity was noted for the undoped films after cycling. The charge capacity for the V doped film was 16.9 mC/cm2 compared to undoped film, 9.6 mC/cm2. Spectrophotometry showed that doped films tended to exhibit a higher absorbance in their colored state compared to undoped films. Considerable improvement in the lithium diffusivity was noted for all the doped films. The greatest change was a factor of 20x for vanadium doping. Doping appeared to increase the cyclic durability of all the tungsten films out to 1200 cycles. Color changes by doping were noted for several dopants. The doped films with the best overall properties were about 8\% vanadium and titanium tungsten oxide. The optimum concentration lies in the range of 7 to 12 mol\%. The electrochromic color was a neutral brownish-blue for vanadium and grayish-blue for titanium doped tungsten oxide.

}, author = {Nilg{\"u}n {\"O}zer and Carl M Lampert and Michael D. Rubin} } @conference {12157, title = {Origin of Strain in GaN Thin Films}, booktitle = {23rd International Conference on the Physics of Semiconductors}, volume = {4}, year = {1996}, pages = {513}, address = {Singapore}, abstract = {

Photoluminescence measurements are used to determine the strain in GaN thin films grown by Molecular Beam Epitaxy. The strain which originates from growth on lattice mismatched substrates and from differences in thermal expansion coefficients is found to be greatly relaxed. Residual strains are shown to depend on the thickness of GaN buffer layers and the III/V flux ration during main layer growth. The results strongly suggest that the residual biaxial strain caused by the post-growth cooling can be modified by the incorporation of point defects during the main layer growth which introduce an additional hydrostatic strain field. The effect allows for strain engineering of GaN crystals.

}, author = {Christian F. Kisielowski and Joachim Kr{\"u}ger and Michael S.H. Leung and Ralf Klockenbrink and Hiroaki Fujii and Tadeusz Suski and Sudhir G. Subramanya and Joel W. Ager III and Michael D. Rubin and Eicke R. Weber}, editor = {Joachim Kr{\"u}ger} } @conference {1817, title = {Sol-Gel Deposited Electrochromic Films for Electrochromic Smart Window Glass}, booktitle = {International Symposium on Glass Problems, International Commission on Glass}, year = {1996}, month = {09/1996}, address = {Istanbul, Turkey}, abstract = {

Electrochrornic windows offer the ability to dynamically change the transmittance of a glazing. With the appropriate sensor and controls, this smart window can be used for energy regulation and glare control for a variety of glazing applications. The most promising are building and automotive applications. This work covers the use of sol-gel deposition processes to make active films for these windows. The sol-gel process offers a low-capital investment for the deposition of these active films. Sol-gel serves as an alternative to more expensive vacuum deposition processes. The sol-gel process utilizes solution coating followed by a hydrolysis and condensation. In this investigation we report on tungsten oxide and nickel oxide films made by the sol-gel process for electrochromic windows. The properties of the sol-gel films compare favorably to those of films made by other techniques. A typical laminated electrochromic window consists of two glass sheets coated with transparent conductors, which are coated with the active films. The two sheets are laminated together with an ionically conductive polymer. The range of visible transmission modulation of the tungsten oxide was 60\% and for the nickel oxide was 20\%. We used the device configuration of glass/SnO2:F/WO3/polymer/LizNiOxHy/SnO2:F to test the films. The nickel oxide layer had a low level of lithiation and possibly contained a small amount of water. Lithiated oxymethylene-linked poly(ethylene oxide) was used as the laminating polymer. Commercially available Sn02:F/glass (LOF-Tec glass) was used as the transparent conducting glass. We found reasonable device switching characteristics which could be used for devices.

}, author = {Nilg{\"u}n {\"O}zer and Carl M Lampert and Michael D. Rubin} } @article {1849, title = {Strain Related Phenomena in GaN Thin Films}, journal = {Physical Review B}, volume = {54}, number = {24}, year = {1996}, month = {12/1996}, pages = {17745-17753}, chapter = {17745}, abstract = {

Photoluminescence (PL), Raman spectroscopy, and x-ray diffraction are employed to demonstrate the co-existence of a biaxial and a hydrostatic strain that can be present in GaN thin films. The biaxial strain originates from growth on lattice-mismatched substrates and from post-growth cooling. An additional hydrostatic strain is shown to be introduced by the presence of point defects. A consistent description of the experimental results is derived within the limits of the linear and isotropic elastic theory using a Poisson ratio nu =0.23+/-0.06 and a bulk modulus B=200+/-20 GPa. These isotropic elastic constants help to judge the validity of published anisotropic elastic constants that vary greatly. Calibration constants for strain-induced shifts of the near-band-edge PL lines with respect to the E2 Raman mode are given for strain-free, biaxially strained, and hydrostatically contracted or expanded thin films. They allow us to extract differences between hydrostatic and biaxial stress components if present. In particular, we determine that a biaxial stress of one GPa would shift the near-band-edge PL lines by 27+/-2 meV and the E2 Raman mode by 4.2+/-0.3 cm-1 by use of the listed isotropic elastic constants. It is expected from the analyses that stoichiometric variations in the GaN thin films together with the design of specific buffer layers can be utilized to strain engineer the material to an extent that greatly exceeds the possibilities known from other semiconductor systems because of the largely different covalent radii of the Ga and the N atom.

}, doi = {10.1103/PhysRevB.54.17745}, author = {Christian F. Kisielowski and Joachim Kr{\"u}ger and Sergei Ruvimov and Tadeusz Suski and Joel W. Ager III and Erin C. Jones and Zuzanna Liliental-Weber and Michael D. Rubin and Eicke R. Weber and Michael D. Bremser and Robert F. Davis}, editor = {Joachim Kr{\"u}ger} } @conference {1960, title = {Visual Quality Assessment of Electrochromic and Conventional Glazings}, booktitle = {SPIE Optical Materials Technology for Energy Efficiency and Solar Energy Conversion XV}, year = {1996}, month = {09/1996}, address = {Freiburg, Germany}, abstract = {

Variable transmission, switchable electrochromic glazings are compared to conventional static glazings using computer simulations to assess the daylighting quality of a commercial office environment where paper and computer tasks are performed. RADIANCE simulations were made for a west-facing commercial office space under clear and overcast sky conditions. This visualization tool was used to model different glazing types, to com-pute luminance and illuminance levels, and to generate a parametric set of photorealistic im-ages of typical interior views at various times of the day and year. Privacy and visual dis-play terminal (VDT) visibility is explored. Electrochromic glazings result in a more consis-tent glare-free daylit environment compared to their static counterparts. However, if the glazing is controlled to minimize glare or to maintain low interior daylight levels for critical visual tasks (e.g., VDT), occupants may object to the diminished quality of the outdoor view due to its low transmission (Tv=0.08) during those hours. RADIANCE proved to be a very powerful tool to better understand some of the design tradeoffs of this emerging glazing technology. Our ability to draw specific conclusions about the relative value of dif-ferent technologies or control strategies is limited by the lack of agreed upon criteria or standards for lighting quality and visibility.

}, author = {Martin Moeck and Eleanor S. Lee and Michael D. Rubin and Robert Sullivan and Stephen E. Selkowitz} } @conference {11620, title = {Chromogenic Switchable Glazing: Towards the Development of the Smart Window}, booktitle = {Proceedings of Window Innovations Conference 95}, year = {1995}, month = {06/1995}, address = {Toronto, Canada}, abstract = {

The science and technology of chromogenic materials for switchable glazings in building applications is discussed. These glazings can be used for dynamic control of solar and visible energy. Currently many researchers and engineers are involved with the development of products in this field. A summary of activities in Japan, Europe, Australia, USA and Canada is made. The activities of the International Energy Agency are included. Both non-electrically activated and electrically activated glazings are discussed. Technologies covered in the first category are photochromics, and thermochromics and thermotropics. A discussion of electrically activated chromogenic glazings includes dispersed liquid crystals, dispersed particles and electrochromics. A selection of device structures and performance characteristics are compared. A discussion of transparent conductors is presented. Technical issues concerning large-area development of smart windows are discussed.

}, author = {Carl M Lampert} } @article {2868, title = {The Design and Evaluation of Integrated Envelope and Lighting Control Strategies for Commercial Buildings}, journal = {ASHRAE Transactions}, volume = {101}, year = {1995}, pages = {326-342}, chapter = {326}, abstract = {

This study investigates control strategies for coordinating the variable solar-optical properties of a dynamic building envelope system with a daylight controlled electric lighting system to reduce electricity consumption and increase comfort in the perimeter zone of commercial buildings. Control strategy design can be based on either simple, instantaneous measured data, or on complex, predictive algorithms that estimate the energy consumption for a selected operating state of the dynamic envelope and lighting system. The potential benefits of optimizing the operation of a dynamic envelope and lighting system are (1) significant reductions in electrical energy end-uses {\textendash} lighting, and cooling due to solar and lighting heat gains {\textendash} over that achieved by conventional static envelope and lighting systems, (2) significant reductions in peak demand, and (3) increased occupant visual and thermal comfort. The DOE-2 building energy simulation program was used to model two dynamic envelope and lighting systems, an automated venetian blind and an electrochromic glazing system, and their control strategies under a range of building conditions. The energy performance of simple control strategies are compared to the optimum performance of a theoretical envelope and lighting system to determine the maximum potential benefit of using more complex, predictive control algorithms. Results indicate that (1) predictive control algorithms may significantly increase the energy-efficiency of systems with non-optimal solar-optical properties such as the automated venetian blind, and (2) simpler, non-predictive control strategies may suffice for more advanced envelope systems incorporating spectrally selective, narrow-band electrochromic coatings.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz} } @article {11790, title = {Electrochemical Lithium Insertion in Sol-gel Deposited LiNbO3 Films}, journal = {Solar Energy Materials and Solar Cells}, volume = {39}, number = {4-Feb}, year = {1995}, note = {

International Meeting of Electrochromism

}, month = {12/1995}, pages = {367-375}, chapter = {367}, abstract = {

Inorganic LiNbO3 ion conducting films were prepared by sol-gel process involving two alkoxides, lithium ethoxide and niobium ethoxide. The films were analyzed by ellipsometry, X-ray diffractometry, scanning electron microscopy and impedance spectroscopy. Impedance spectroscopy indicated that the Li+ conductivity values were in the range of 6-8 x 10-7 S cm-1. The morphology and thickness of these films played an important role in the insertion of lithium ions. Spectrophotometric investigation showed that LiNbO3 films exhibit very weak cathodic coloration from 350 to 900 nm spectral region. The previous termelectrochemical and opticalnext term properties clearly indicate that sol-gel deposited LiNbO3 films can be used as lithium ion conducting layers for electrochromic device application.

}, doi = {10.1016/0927-0248(96)80002-X}, author = {Nilg{\"u}n {\"O}zer and Carl M Lampert} } @article {11964, title = {The Influence of Nitrogen Ion Energy on the Quality of GaN Films Grown with Molecular Beam Epitaxy}, journal = {Journal of Electronic Materials}, volume = {24}, number = {4}, year = {1995}, month = {04/1995}, pages = {249-255}, chapter = {249}, abstract = {

Since the growth of GaN using molecular beam epitaxy (MBE) occurs under metastable growth conditions, activated nitrogen is required to drive the forward synthesis reaction. In the process of exciting the nitrogen using a plasma or ion-beam source, species with large kinetic energies are generated. Impingement on the growth surface by these species can result in subsurface damage to the growing film, as well as an enhancement of the reverse decomposition reaction rate. In this study, we investigate the effect of the kinetic energy of the impinging nitrogen ions during growth on the resulting optical and structural properties of GaN films. Strong band-edge photoluminescence and cathodoluminescence are found when a kinetic energy of ~10 eV are used, while luminescence is not detectable when the kinetic energies exceeds 18 eV. Also, we find that the use of conductive SiC substrates results in more homogeneous luminescence than the use of insulating sapphire substrates. This is attributed to sample surface charging in the case of sapphire substrates and subsequent variation in the incident ion flux and kinetic energy across the growth surface.This study clearly shows that the quality of GaN films grown by MBE are presently limited by damage from the impingement of high energy species on the growth surface.

}, keywords = {Activated nitrogen, GaN, molecular beam epitaxy (MBE), nitrogen ion energy}, issn = {0361-5235}, doi = {10.1007/BF02659683}, author = {T.C. Fu and Nathan Newman and Erin C. Jones and James S. Chan and Xiaohong Liu and Michael D. Rubin and Nathan W. Cheung and Eicke R. Weber} } @conference {12115, title = {NFRC Efforts to Develop a Residential Fenestration Annual Energy Rating Methodology}, booktitle = {Window Innovations Conference 1995}, year = {1995}, month = {06/1995}, address = {Toronto, Canada}, abstract = {

This paper documents efforts currently being undertaken by the National Fenestration Rating Councils Annual Energy Rating Subcommittee to develop procedures to quantify the energy impacts of fenestration products in typical residential buildings throughout the United States. Parallel paths focus on (1) the development of simplified heating and cooling indices and (2) the development of a more detailed methodology to calculate the cost and energy impacts of specific products in a variety of housing types. These procedures are currently under discussion by NFRCs Technical Committee; future efforts will also address commercial buildings.

}, author = {Brian Crooks and James Larsen and Robert Sullivan and Dariush K. Arasteh and Stephen E. Selkowitz} } @article {12140, title = {Optical and Electrochemical Characteristics of Niobium Oxide Films Prepared by Sol-Gel Process and Magnetron Sputtering: A Comparison}, journal = {Solar Energy Materials and Solar Cells}, volume = {40}, number = {4}, year = {1995}, month = {08/1996}, pages = {285-296}, chapter = {285}, abstract = {

Electrochromic niobia (Nb205) coatings were prepared by the sot-gel spin-coating and d.c. magnetron sputtering techniques. Parameters were investigated for the process fabrication of sol-gel spin coated Nb205 films exhibiting high coloration efficiency comparable with that d.c. magnetron sputtered niobia films. X-ray diffraction studies (XRD) showed that the sot-gel deposited and magnetron sputtered films heat treated at temperatures below 450{\textdegree}C, were amorphous, whereas those heat treated at higher temperatures were slightly crystalline. X-ray photoelectron spectroscopy (XPS) studies showed that the stoichiometry of the films was Nb205. The refractive index and electrochromic coloration were found to depend on the preparation technique. Both films showed low absorption and high transparency in the visible range. We found that the n, k values of the sot-gel deposited films to be lower than for the sputtered films. The n and k values were n = 1.82 and k = 3 {\texttimes} 10-3, and n = 2.28 and k = 4 {\texttimes} 10-3 at 530 urn for sot-gel deposited and sputtered films, respectively. The electrochemical behavior and structural changes were investigated in 1 M LiC104/propylene carbonate solution. Using the electrochemical measurements and X-ray photoelectron spectroscopy, the probable electrode reaction with the lithiation and delithiation is Nb2O5 + x Li+ + x e- <-> LixNb205. Cyclic voltametric (CV) measurements showed that both Nb205 films exhibits electrochemical reversibility beyond 1200 cycles without change in performance. {\textquotedblleft}In situ{\textquotedblright} optical measurement revealed that those films exhibit an electrochromic effect in the spectral range 300 \< λ \< 2100 nm but remain unchanged in the infrared spectral range. The change in visible transmittance was 40\% for 250 nm thick electrodes. Spectroelectrochemical measurements showed that spin coated films were essentially electrochemically equivalent to those prepared by d.c. magnetron sputter deposition.

}, keywords = {D.C. magnetron sputtering, electrochromism, Niobia, optical properties, sol-gel deposition}, doi = {10.1016/0927-0248(95)00147-6}, author = {Nilg{\"u}n {\"O}zer and Carl M Lampert and Michael D. Rubin} } @conference {12141, title = {Optical and Electrochemical Properties of Sol-gel Spin Coated CeO2-TiO2 Films}, booktitle = {SPIE Meeting}, year = {1995}, month = {07/1995}, address = {San Diego, CA}, abstract = {

The optical and electrochemical properties of sol-gel spin coated Ce02-TiO2 (50\% CeO2) films were investigated for electrochrornic applications. The coating solutions were prepared by using mixed organic-inorganic | Ti(OC2H5)4 and Ce(NH4)2 (NO3)6 | precursors. X-ray diffraction studies showed the sol-gel spin-coated films were composed of an amorphous matrix of titanium oxide containing nanocrystallites of cerium oxide. The coating solar transmission value was Ts=0.8 (250 nm thick). The refractive index and the extinction coefficient were derived from transmittance measurements in the UV-VIS-NIR regions. These films had refractive index value of n=2.18 and extinction coefficient value of k=8x10-4 at λ=550 nm. Cyclic voltametric measurements showed reversible electrochemical insertion of lithium ions in a CeO2-TiO2/LiClO4-propylene carbonate electrochemical cell. During cycling the films maintain high optical transmittance. Spectrophotometric and electrochemical investigations performed on CeO2-TiO2 films revealed that these films are suitable as an optically passive counter-electrode in lithium electrochromic devices.

}, keywords = {cerium oxide-titanium oxide, counter electrode, electrochemical properties, electrochromic device, optical properties, sol-gel deposition}, author = {Nilg{\"u}n {\"O}zer and Selmar DeSouza and Carl M Lampert} } @article {12195, title = {Preparation and Properties of Spin-Coated Nb2O5 Films by the Sol-Gel Process for Electrochemical Applications}, journal = {Thin Solid Films}, volume = {277}, number = {2-Jan}, year = {1995}, month = {05/1996}, pages = {162-168}, chapter = {162}, abstract = {

The preparation and properties of Nb2O5 coatings made by the sol-gel process were investigated. The films were deposited by spin coating on In2O3:Sn/glass and quartz substrates from a polymeric solutions of niobia derived from niobium ethoxide. The films were characterized by investigation of the stoichiometry, refractive index, optical transmission, electrochemical behavior, and the microstructure. X-ray diffraction studies showed the films to be amorphous for heat treatments below 450 {\textdegree}C. X-ray photoelectron spectroscopy (XPS) measurement revealed the O:Nb atomic stoichiometry to be 5:2. Cyclic voltammetric measurements showed that the Nb2O5/1 M LiClO4-propylene carbonate system exhibits electrochemical reversibility beyond 1200 cycles without change in performance. In situ UV-Vis-NIR spectroelectrochemical measurement revealed that Nb2O5 films exhibit an electrochromic effect in the spectral range 300\<λ\<2100 nm and remain unchanged in the infrared spectral range. The change in visible transmittance was 40\% for a 250 nm thick electrode. XPS spectra indicate that Nb(V) is reduced to a lower valence state Nb(IV) in a colored state with injected Li+. The bronze coloration is due to a simultaneous injection of electrons and Li+ ions into Nb2O5. The sol-gel-deposited\ Nb2O5 films are useful for cathodically coloring electrochromic electrodes in electrochromic devices.

}, keywords = {Electrochemistry, Niobium oxide, optical properties, X-ray photoelectron spectroscopy}, url = {http://dx.doi.org/10.1016/0040-6090(95)08011-2}, author = {Nilg{\"u}n {\"O}zer and Din-Guo Chen and Carl M Lampert} } @conference {1815, title = {Sol-Gel Deposited Amorphous Tantalum Oxide and Niobium Oxide Films as Protonic Conductors}, booktitle = {Window Innovations 95 Conference Proceedings}, year = {1995}, month = {06/1995}, address = {Toronto, Canada}, abstract = {

In this work we report on the preparation of tantalum oxide and niobium oxide films by the sol-gel method for use as proton ion conductors in electrochromic devices. Measurement of the proton conductivity was derived from impedence spectroscopy measurements. The proton conductivity for Ta2O5 and NbO5 films was 4.6 x 10-6 Scm-1 and 3.2 x 10-7 Scm-1 respectively. The structural and chemical properties of the films were investigated by X-ray diffraction, X-ray photoelectron spectroscopy and scanning electron microscopy. These films were found to be amorphous and close to the stoichometry of Ta2O5 and NbO5 respectively. In order to estimate the compatibility of these sol-gel deposited layers as ion conductors for EC devices, we investigated tantalum oxide and niobium oxide films deposited on sputtered WO3 films. Charge balance and coloration characteristics were investigated during voltammetric cycling in a pH 2 liquid electrolyte. Spectral transmittance was measured for colored and bleached conditions. The photopic weighted transmittance change and solar weighted transmittance change were Tp=35.2\% - 21.8\% and Ts=75.7\% - 14.2\% for tantala films on tungsten oxide. For niobia on tungsten oxide the values were Tp=85.3\% - 35.2\% and Ts=75.8\% - 28.1\%.

}, author = {Nilg{\"u}n {\"O}zer and Carl M Lampert} } @conference {1816, title = {Sol-Gel Deposited Electrochromic Coatings}, booktitle = {Am. Optical Society, Technical Digest}, volume = {17}, year = {1995}, month = {06/1995}, pages = {344-347}, address = {Tucson, AZ}, abstract = {

Electrochromic devices have increasing application in display devices, switchable minors and smart windows. A variety of vacuum depition technologies have been used to make electrochromic devices. The sol-gel process offers an alternative approach to the synthesis of optical quality and low cost electrochromic device layers. This study summarizes the developments in sol-gel deposited electrochromic films. The sol-gel process involves the formation of oxide networks upon hydrolysis-condensation of alkoxide precursors. In this study we cover the sol-gel deposited oxides of WO3, V2O5, TiO2, Nb2O5 and NiOx.

}, author = {Nilg{\"u}n {\"O}zer and Carl M Lampert} } @conference {1855, title = {Structural and Optical Properties of Sol-Gel Deposited Proton Conducting Ta2O5 Films}, booktitle = {8th International Workshop on Glasses and Ceramics From Gels}, year = {1995}, month = {09/1995}, address = {Faro, Portugal}, abstract = {

Proton conducting tantalum oxide films were deposited by spin coating using a sol-gel process. The coating solutions were prepared using Ta(OC2H5)5 as a precursor. X-ray diffraction studies determined that the sol-gel films, heat treated at temperatures below 400 {\textdegree}C, were amorphous. Films heat treated at higher temperatures were crystalline Ta2O5. The solar transmission values (Ts) of tantala films on glass generally range from 0.8-0.9 depending on thickness. The refractive index and the extinction coefficient were evaluated from transmittance characteristics in the UV-VIS-NIR regions. The refractive index values calculated at λ=550 nm increased from n=1.78 to 1.97 with increasing heat treatment from 150 to 450 {\textdegree}C. The films heat treated at different temperatures showed low absorption with extinction coefficients of less than k=1 x 10-3 in the visible range. Spectrophotometric and impedance spectroscopic investigations performed on Ta2O5 films revealed that these films have protonic conductivity of 3.2 x 10-6 S/cm. The films are suitable for proton conducting layers in electrochromic (EC) devices.

}, keywords = {electrochromic devices, optical proterties, proton conductor, tantalum oxide}, author = {Nilg{\"u}n {\"O}zer and Carl M Lampert} } @conference {1874, title = {Switchable Glazing: Science and Technology of Smart Windows}, booktitle = {Society of Vacuum Coaters 38th Annual Technical Conference }, year = {1995}, abstract = {

Electrically activated switchable glazing and their use as smart windows and other large-area applications are discussed. Electrochromic devices are compared to dispersed liquid crystals and dispersed particle glazing systems. A selection of device structures and performance characteristics are compared. A discussion of transparent conductors is presented. The characteristics of prototype and commercial devices from commercial and university labs in Japan, Europe, Australia, and USA are covered. A discussion of the future of this technology is made including areas of necessary development for the realization of devices in excess of 1 m2.

}, author = {Carl M Lampert} } @article {1900, title = {Thermal Annealing Characteristics of Si and Mg-implanted GaN Thin Films}, journal = {Applied Physics Letters}, volume = {68}, number = {19}, year = {1995}, month = {03/1996}, pages = {2702-2704}, chapter = {2702}, abstract = {

In this letter, we report the results of ion implantation of GaN using 28Si and 23Mg species. Structural and electrical characterizations of the GaN thin films after thermal annealing show that native defects in the GaN films dominate over implant doping effects. The formation energies of the annealing induced defects are estimated to range from 1.4 to 3.6 eV. A 30 keV10^14 cm-2 Mg implant results in the decrease of the free-carrier concentration by three orders of magnitude compared to unimplanted GaN up to an annealing temperature of 690 {\textdegree}C. Furthermore, we have observed the correlation between these annealing-induced defects to both improved optical and electrical properties.

}, keywords = {annealing, crystal doping, defect states, electrical properties, gallium nitrides, ion implantation, magnesium additions, microstructure, silicon additions}, issn = {0003-6951}, doi = {10.1063/1.116314}, author = {James S. Chan and Nathan W. Cheung and Lawrence F. Schloss and Erin C. Jones and William S. Wong and Nathan Newman and Xiaohong Liu and Eicke R. Weber and A. Gassman and Michael D. Rubin} } @article {11611, title = {Characterization of Sol-Gel Deposited Niobium Pentoxide Films for Electrochromic Devices}, journal = {Solar Energy Materials and Solar Cells}, volume = {36}, number = {4}, year = {1994}, pages = {433-443}, abstract = {

Niobium pentoxide films, fabricated by the sol-gel process, were spin coated onto conductive indium tin oxide (ITO)/glass, and microscope slides. These films were cycled in a 1M LiClO4 propylene carbonate (PC) solution, and exhibited electrochromic behavior upon the electrochemical insertion (reduction) and extraction (oxidation) of lithium. In-situ optical transmittance measurements were investigated in the ultraviolet/visible/near-infrared wavelength regions (250-2100 nm). Niobium pentoxide films showed reversible optical switching from 320 to 870 nm, but were found electrochromically inactive in the infrared region. Surface analysis using X-ray photoelectron spectroscopy (XPS) indicated little difference in the chemistry of Nb2O5 films as deposited and lithiated LixNb2O5 films, as XPS binding energies of Nb and O showed no appreciable shifts. These films were found to be amorphous by X-ray diffraction. Optical transmittance measurements combined with cyclic voltamograms and XPS spectra, revealed that the electrochromic behavior of these films occurs due to the insertion of Li+ cations into niobium pentoxide films. The bronze coloration of the niobium pentoxide films could make them useful as an electrochromic counter electrodesfor electrochromic devices.

}, author = {Nilg{\"u}n {\"O}zer and Timothy Barreto and Temel Buyuklimanl and Carl M Lampert} } @conference {11612, title = {Characterization of Tantalum Oxide Films Prepared by Sol-Gel Process for electrochemical devices}, year = {1994}, abstract = {

Tantalum oxide films were prepared by sol-gel process using tantalum ethoxide Ta(OC2H5)5. The dependence of deposition conditions (i.e. composition of polymeric solutions and spinning rate) on ionic conductivities for tantalum oxide films were studied. The best results achieved for films fabricated by the spin coating technique were from clear polymeric solutions. These films had low packing density ρ=3.2 g/cm3 and good proton conductivity (about 10-6 Ω-1 cm-1). X-ray photoelectron spectroscopy (XPS) was used for studying the compositions of the tantalum oxide films. We report on the use of tantalum oxide films as ion conductors in devices consisting of WO3/Ta2O5/H+ ion storage polymer structure. We found tantalum oxide to have very good properties for proton device applications.

}, author = {Nilg{\"u}n {\"O}zer and Yongxiang He and Carl M Lampert} } @conference {11643, title = {A Comprehensive Approach to Integrated Envelope and Lighting Systems for New Commercial Buildings}, booktitle = {ACEEE 1994 Summer Study on Energy Efficiency in Buildings}, year = {1994}, month = {09/1994}, address = {Pacific Grove, CA}, abstract = {

We define a comprehensive approach to integrated envelope and lighting systems design as one that balances energy efficiency with anequal regard to the resultant environmental quality. By integrating envelope components (glazing, shading, and daylighting), lighting components (fixtures and controls) and building HVAC/ energy management control systems, we create building systems that have the potential to achieve significant decreases in electricity consumption and peak demand while satisfying occupant physiological and psychological concerns.

This paper presents results on the development, implementation, and demonstration of two specific integrated envelope and lighting systems:

  1. A system emphasizing dynamicsenvelope components and responsive electric lighting systems, that offer the potential to achieve energy efficiency goals and a near optimum comfort environment throughout the year by adapting to meteorological conditions and occupant preferences in real time, and
  2. perimeter daylighting systems that increase the depth of daylight penetration from sidelight windows and improves visual comfort with the use of a small inlet aperture.

The energy performance of the systems was estimated using the DOE-2 building energy simulation program. Field tests with reduced scale models were conducted to determine daylighting and thermal performance in real time under actual weather conditions. Demonstrations of these integrated systems are being planned or are in progress in collaboration with utility programs to resolve real-world implementation issues under complex site, building, and cost constraints. Results indicate that integrated systems offer solutions that not only achieve significant peak demand reductions but also realize consistent energy savings with added occupant comfort and satisfaction.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Francis M. Rubinstein and Joseph H. Klems and Liliana O. Beltran and Dennis L. DiBartolomeo} } @conference {11710, title = {The Design and Evaluation of Three Advanced Daylighting Systems: Light Shelves, Light Pipes and Skylights}, booktitle = {Solar 94, Golden Opportunities for Solar Prosperity}, year = {1994}, month = {06/1994}, address = {San Jose, CA}, abstract = {

We present results from the design and evaluation of three advanced daylighting systems: a light shelf, a light pipe, and a skylight. These systems use optical films and an optimizedsgeometry to passively intercept and redirect sunlight further into the building. The objectives of these designs are to increase daylighting illuminance levels at distances of 4.6-9.1 m (15-30 ft) from the window, and to improve the uniformity of the daylight distribution and the luminance gradient across the room under variable sun and sky conditions throughout the year. The designs were developed through a series of computer-assisted ray-tracing studies, photometric measurements, and observations using physical scale models. Comprehensive sets of laboratory measurements in combination with analytical routines were then used to simulate daylight performance for any solar position. Results show increased daylight levels and an improved luminance gradient throughout the year - indicating that lighting energy consumption and cooling energy due to lighting can be substantially reduced with improvements to visual comfort. Future development of the designs may further improve the daylighting performance of these systems.

}, author = {Liliana O. Beltran and Eleanor S. Lee and Konstantinos M. Papamichael and Stephen E. Selkowitz} } @conference {11772, title = {Effect of Switching Control Strategies on the Energy Performance of Electrochromic Windows}, booktitle = {SPIE International Symposium on Optical Materials Technology for Energy Efficiency and Solar Energy Conversion XIII, April 18-22, 1994}, year = {1994}, month = {04/1994}, address = {Freiburg, Germany}, abstract = {

This paper presents the results of a study investigating the energy performance of electrochromic windows under a variety of state-switching control strategies. We used the DOE-2.1E energy simulation program to analyze the annual cooling, lighting, and total electricity use and peak demand as a function of glazing type, size, and electrochromic control strategy. We simulated a prototypical commercial office building module located in the cooling-dominated location of Blythe, California. Control strategies analyzed were based on daylight illuminance, incident total solar radiation, and space cooling load. Our results show that when a daylighting strategy is used to reduce electric lighting requirements, control algorithms based on daylight illuminance results in the best overall annual energy performance. If daylighting is not an design option, controls based on space cooling load yield the best performance through solar heat gain reduction. The performance of incident total solar radiation control strategies varies as a function of the switching setpoints; for small to moderate window sizes which result in small to moderate solar gains, a large setpoint-range was best since it provides increased illuminance for daylighting without much cooling penalty; for larger window sizes, which provide adequate daylight, a smaller setpoint-range was best to reduce unwanted solar heat gains and the consequential increased cooling requirement. Of particular importance is the fact that reduction in peak electric demand was found to be independent of the type of control strategy used for electrochromic switching. This is because the electrochromics are generally in their most colored state under peak conditions, and the mechanism used for achieving such a state is not important.

}, author = {Robert Sullivan and Eleanor S. Lee and Konstantinos M. Papamichael and Michael D. Rubin and Stephen E. Selkowitz} } @conference {11890, title = {Fundamental Materials-Issues Involved in the Growth of GaN by Molecular Beam Epitaxy}, year = {1994}, abstract = {

Gallium nitride is one of the most promising materials for ultraviolet and blue light-emitting diodes and lasers. Both Molecular Beam Epitaxy (MBE) and Metal-Organic Chemical Vapor Deposition (MOCVD) have recently made strong progress in fabricating high-quality epitaxial GaN thin films. In this paper, we review materials-related issues involved in MBE growth. We show that a strong understanding of the unique meta-stable growth process allows us to correctly predict the optimum conditions for epitaxial GaN growth. The resulting structural, electronic and optical properties of the GaN films are described in detail.

}, author = {Nathan Newman and T.C. Fu and Z. Liu and Zuzanna Liliental-Weber and Michael D. Rubin and James S. Chan and Erin C. Jones and Jennifer T. Ross and Ian M. Tidswell and Kin Man Yu and Nathan W. Cheung and Eicke R. Weber} } @techreport {1447, title = {Glazing Material for Solar and Architectural Applications}, year = {1994}, month = {09/1994}, abstract = {

This report summarizes five collaborative research projects on glazings performed by participants in Subtask C of IEA Solar Heating and Cooling Programme (SHC) Task 10, Materials Research and Testing. The projects include materials characterization, optical and thermal measurements, and durability testing of several types of new glazings. Three studies were completed on electrochromic and dispersed liquid crystals for smart windows, and two were completed for low-E coatings and transparent insulation materials for more conventional window and wall applications. In the area of optical switching materials for smart windows, the group developed more uniform characterization parameters that are useful to determine lifetime and performance of electrochromics. The detailed optical properties of an Asahi (Japan) prototype electrochromic window were measured in several laboratories. A one square meter array of prototype devices was tested outdoors and demonstrated significant cooling savings compared to tinted static glazing. Three dispersed liquid crystal window devices from Taliq (USA) were evaluated. In the off state, these liquid crystal windows scatter light greatly. When a voltage of about 100 V ac is applied, these windows become transparent. Undyed devices reduce total visible light transmittance by only .25 when switched, but this can be increased to .50 with the use of dyed liquid crystals. A wide range of solar-optical and emittance measurements were made on low-E coated glass and plastic. Samples of pyrolytic tin oxide from Ford glass (USA) and multilayer metal-dielectric coatings from Interpane (Germany) and Southwall (USA) were evaluated. In addition to optical characterization, the samples were exposure-tested in Switzerland. The thermal and optical properties of two different types of transparent insulation materials were measured. Samples of the polycarbonate honeycomb (supplied by Arel in Israel) and monolithic aerogel (supplied by Airglass in Sweden) were evaluated. Discrepancies in the round robin thermal measurements for the honeycomb material pointed out some measurement problems due to different equipment and procedures used. Overall, these glazing studies were successful in improving the understanding and use of advanced glazings. Follow-on work on most of these glazings will be continued in the new IEA SHC Task 18, Advanced Glazing Materials.

}, author = {Windows and Daylighting Group}, editor = {Carl M Lampert} } @conference {11987, title = {Integrated Window Systems: An Advanced Energy-Efficient Residential Fenestration Product}, booktitle = {19th National Passive Solar Conference}, year = {1994}, month = {06/1994}, address = {San Jose, CA}, abstract = {

The last several years have produced a wide variety of new window products aimed at reducing the energy impacts associated with residential windows. Improvements have focused on reducing the rate at which heat flows through the total window product by conduction/convection and thermal radiation (quantified by the U-factor) as well as in controlling solar heat gain (measured by the Solar Heat Gain Coefficient (SHGC) or Shading Coefficient (SC).

Significant improvements in window performance have been made with low-E coated glazings, gas fills in multiple pane windows and with changes in spacer and frame materials and designs. These improvements have been changes to existing design concepts. They have pushed the limits of the individual features and revealed weaknesses. The next generation of windows will have to incorporate new materials and ideas, like recessed night insulation, seasonal sun shades and structural window frames, into the design, manufacturing and construction process, to produce an integrated window system that will be an energy and comfort asset.

}, author = {Dariush K. Arasteh and Brent T. Griffith and Paul LaBerge} } @conference {12233, title = {A Review of Electrochromic Window Performance Factors}, booktitle = {SPIE 13. International Symposium on Optical Materials Technology for Energy Efficiency and Solar Energy Conversion}, year = {1994}, month = {04/1994}, address = {Freiburg, Germany}, abstract = {

The performance factors which will influence the market acceptance of electrochromic windows are reviewed. A set of data representing the optical properties of existing and foreseeable electrochromic window devices was generated. The issue of reflective versus absorbing electrochromics was explored. This data was used in the DOE 2.1 building energy model to calculate the expected energy savings compared to conventional glazings. The effects of several different control strategies were tested. Significant energy and peak electric demand benefits were obtained for some electrochromic types. Use of predictive control algorithms to optimize cooling control may result in greater energy savings. Initial economic results considering annual savings, cooling equipment cost savings, and electrochromic window costs are presented. Calculations of thermal and visual comfort show additional benefits from electrochromics but more work is needed to quantify their importance. The design freedom and aesthetic possibilities of these dynamic glazings should provide additional market benefits, but their impact is difficult to assess at this time. Ultimately, a full assessment of the market viability of electrochromics must consider the impacts of all of these issues.

}, author = {Stephen E. Selkowitz and Michael D. Rubin and Eleanor S. Lee and Robert Sullivan} } @conference {1801, title = {Simulating the Energy Performance of Holographic Glazings}, booktitle = {13th SPIE International Symposium on Optical Materials Technology for Energy Efficiency and Solar Energy Conversion}, year = {1994}, month = {04/1994}, address = {Freiburg, Germany}, abstract = {

The light diffraction properties of holographic diffractive structures present an opportunity to improve the daylight performance in side-lit office spaces by redirecting and reflecting sunlight off the ceiling, providing adequate daylight illumination up to 30 ft (9.14 m) from the window wall. Prior studies of prototypical holographic glazings, installed above conventional view windows, have shown increased daylight levels over a deeper perimeter area than clear glass, for selected sun positions. In this study, we report on the simulation of the energy performance of prototypical holographic glazings assuming a commercial office building in the inland Los Angeles climate.

The simulation of the energy performance involved determination of both luminous and thermal performance. Since the optical complexity of holographic glazings prevented the use of conventional algorithms for the simulation of their luminous performance, we used a newly developed method that combines experimentally determined directional workplane illuminance coefficients with computer-based analytical routines to determine a comprehensive set of daylight factors for many sun positions. These daylight factors were then used within the DOE-2.1D energy simulation program to determine hourly daylight and energy performance over the course of an entire year for four window orientations.

Since the prototypical holographic diffractive structures considered in this study were applied on single pane clear glass, we also simulated the performance of hypothetical glazings, assuming the daylight performance of the prototype holographic glazings and the thermal performance of double-pane and low-e glazings. The results of our analyses show that these prototypical holographic glazings did not save significant electric energy or reduce peak electricity demand compared to conventional energy-efficient window systems in inland Los Angeles office buildings, mainly because of their low diffraction efficiency. Finally, we address various design and implementation issues towards potential performance improvement.

}, author = {Konstantinos M. Papamichael and Liliana O. Beltran and Reto A. Furler and Eleanor S. Lee and Stephen E. Selkowitz and Michael D. Rubin} } @article {1837, title = {Spectrally Selective Glazings for Residential Retrofits in Cooling-Dominated Climates}, journal = {ASHRAE Transactions}, volume = {100}, year = {1994}, abstract = {

Spectrally selective glazings can substantially reduce energy consumption and peak demand in residences by significantly reducing solar gains with minimal loss of illumination and view. In cooling-dominated climates, solar gains contribute 24{\textendash}31\% to electricity consumption and 40{\textendash}43\% to peak demand in homes with single pane clear glazing{\textemdash}standard practice for residential construction built before the implementation of building energy efficiency standards. The existing residential housing stock therefore offers a prime opportunity for significant demand-side management (DSM),but the energy and cost savings must be weighed against retrofit first costs in order for the technology to achieve full market penetration. Using DOE-2.1D for numerical simulation of building energy performance, we quantify the energy and peak demand reductions, cost savings, and HVAC capacity reductions using spectrally selective glazings for five cooling-dominated climates in California. The cost-effectiveness of various material and installation retrofit options is discussed. Glazing material improvements for retrofit applications that are needed to achieve a prescribed cost savings are also given.

}, keywords = {deserts, domestic, energy conservation, Glazing, housing, modernising, subtropics, usa, windows}, author = {Eleanor S. Lee and Deborah Hopkins and Michael D. Rubin and Dariush K. Arasteh and Stephen E. Selkowitz} } @conference {11610, title = {Characteristics of Laminated Electrochromic Devices Using Polyorganodisulfate Electrodes}, booktitle = {SPIE Proceedings 2017}, year = {1993}, pages = {143}, abstract = {

The use of polyorganodisulfides as optically passive counterelectrodes in a variety of electrochromic devices are discussed. Characteristic data is presented for electrochmmic devices using proton, and lithium coloration ions with polyethylene oxide electrolyte and polydimercaptothiadiazole positive electrodes. Solid state devices consisting of molybdenum doped W03, amorphous polyethylene oxide electrolyte (a-PEO), and a polyorganodisulfide counter-electrode colored rapidly from a pale yellow to a deep blue-green, upon application of 1.2 V d.c. The photopic transmittance changed from 61 to 98, and the solar transmittance from 45 to 5\% during the coloration process. Also, our experiments with polyimidazole are detailed. This family of compounds due to its unique electrical and ion conduction properties allow a single composite ion storage and ion conductor electrode to be made, simplifying the device construction. Devices rnade from this family of compounds color to deep blue-gray upon application of 1.2-1.5 V. Bleaching occurs at -0.4 to -0.5 s. The photopic transmittance changed from 55 to 9\%. and the solar transmittance from 34 to 4\% during coloration. Both coloration and bleaching are quite rapid.

}, author = {Carl M Lampert and Steven J. Visco and Marca M. Doeff and Yan Ping Ma and Yongxiang He and Jean-Christophe Giron} } @techreport {1379, title = {The Energy Performance of Prototype Holographic Glazings}, year = {1993}, month = {02/1993}, abstract = {

We report on the simulation of the energy performance of prototype holographic glazings in commercial office buildings in a California climate. These prototype glazings, installed above conventional side windows, are designed to diffract the transmitted solar radiation and reflect it off the ceiling, providing adequate daylight illumination for typical office tasks up to 10m from the window. In this study, we experimentally determined a comprehensive set of solar-optical properties and characterized the contribution of the prototype holographic glazings to workplane illuminance in a scale model of a typical office space. We then used the scale model measurements to simulate the energy performance of the holographic glazings over the course of an entire year for four window orientations (North, East, South and West) for the inland Los Angeles climate, using the DOE-2.lD building energy analysis computer program. The results of our experimental analyses indicate that these prototype holographic glazings diffract only a small fraction of the incident light. The results of this study indicate that these prototype holographic glazings will not save energy in commercial office buildings. Their performance is very similar to that of clear glass, which, through side windows, cannot efficiently illuminate more than a 4m - 6m depth of a building{\textquoteleft}s perimeter, because the cooling penalties due to solar heat gain are greater than the electric lighting savings due to daylighting.

}, author = {Konstantinos M. Papamichael and Liliana O. Beltran and Reto A. Furler and Eleanor S. Lee and Stephen E. Selkowitz and Michael D. Rubin} } @article {12154, title = {Optical Switching Technology for Glazing}, journal = {Thin Solid Films}, volume = {236}, number = {2-Jan}, year = {1993}, month = {12/1993}, pages = {6-13}, chapter = {6}, abstract = {

The technology of optical switching devices for dynamic glazings and other applications is discussed. The status of the state of the industry and its developments is detailed. The technical emphasis will be on the properties of chromogenic materials covering electrochromic, phase-dispersed liquid crystals and dispersed-particle systems. Such technologies can be used for dynamic control of solar energy through building and vehicle glazings. Both visible and solar control can be obtained from these devices. Switching ranges can be from as high as 80\% to 5-10\% transmittance in the visible region. The energy and daylighting benefits of such glazings are discussed. Also, chromogenic glazings can be used for other product applications such as the modulation of reflector surfaces and large electronic information display systems. The science of selected electrochromic devices is covered. Technical issues concerning large-scale chromogenic devices are discussed.

}, doi = {10.1016/0040-6090(93)90633-Z}, author = {Carl M Lampert} } @article {1921, title = {Towards Large-area Photovoltaic Nanocells: Experiences Learned from Smart Window Technology}, journal = {Solar Energy Materials and Solar Cells}, volume = {32}, number = {3}, year = {1993}, month = {03/1994}, pages = {307-321}, chapter = {307}, abstract = {

This investigation covers two technologies which have different applications but have many similar characteristics. One is the nanocell photoelectrochemical solar cell, the other is the electrochromic window. At first it is hard to see what they have in common other then that they both interact with light.

}, doi = {10.1016/0927-0248(94)90266-6}, author = {Carl M Lampert} }