@article {31851, title = {Split-pane electrochromic window control based on an embedded photometric device with real-time daylighting computing}, journal = {Building and Environment}, volume = {161}, year = {2019}, month = {08/2019}, pages = {106229}, abstract = {

Well-designed electrochromic (EC) glazing control can improve the energy performance of buildings and visual comfort of occupants in highly glazed buildings. This paper designed and demonstrated a compact integrated EC glazing automation system to control tint states of a split-pane EC window according to variations of sky conditions. The control is based on monitoring the luminance distribution of the sky and real-time lighting computation for a building interior, using an embedded photometric device (EPD). It optimizes tint states of EC glazing to offer sufficient daylight provision and temper discomfort glare for occupants, which potentially mitigates excessive solar heat gain. {\textquoteright}In-situ{\textquoteright} experiments were conducted in a full-scale testbed to demonstrate the daylighting performance under various sky conditions. Experimental results showed 83\% of the working time for work-plane illuminance (WPI) and 95\% of the time for daylight glare probability (DGP) were constrained in comfort range (WPI[500, 2000] lux, DGP\ <=\ 0.35) by the automated EC glazing (controlled by EPD) under clear skies; 68\% of the time for WPI and 94\% of the time for DGP in confined range under clear skies with thin clouds; 62\% of the time for WPI and 85\% of the time for DGP in confined range under partly cloudy skies.

}, keywords = {daylighting, electrochromic, Embedded Controller, HDR, windows}, issn = {03601323}, doi = {10.1016/j.buildenv.2019.106229}, url = {https://linkinghub.elsevier.com/retrieve/pii/S0360132319304391}, author = {Yujie Wu and Taoning Wang and Eleanor S. Lee and J{\'e}r{\^o}me H. K{\"a}mpf and Jean-Louis Scartezzini} } @techreport {29657, title = {Demonstration of Energy Efficient Retrofits for Lighting and Daylighting in New York City Office Buildings}, year = {2017}, month = {04/2017}, abstract = {

The U.S. Department of Energy{\textquoteright}s (DOE) Commercial Buildings Integration (CBI) program{\textquoteright}s mission (and that of the New York State Energy Research \& Development Authority (NYSERDA)) is to accelerate the adoption of cost-effective, underutilized building technologies with large energy savings potential. The key question which CBI asks for each high impact technology is: "What can the DOE do to improve the market adoption of this technology?" Answering this relies on an assessment of the most significant barriers, including:

Innovative, automated shading and LED lighting controls were identified as key technologies that have the potential to significantly reduce perimeter zone energy use and peak demand in existing commercial buildings.\  Technological advances in the field of low-cost embedded controls have enabled high-resolution sensing and more optimal control on a per fixture or shade basis. The Lawrence Berkeley National Laboratory (LBNL) partnered with the Building Energy Exchange (BEEx) and a commercial building owner to evaluate leading-edge technologies on a 40,000 ft2 floor in an occupied, high-rise commercial office building in New York, New York. This {\textquotedblleft}Living Laboratory{\textquotedblright} was monitored for a year prior to and six months following the installation of four sets of lighting and shading technologies and their performance was compared to a parallel reference floor in the same building.

The Living Laboratory demonstrated that there were many competitive products on the market, that the products were able to meet current needs, and that the various advanced features provided significant added value over and above that of conventional products. Monitored data provided detailed insights into how and why each technology performed the way it did, and what the impacts were on energy-efficiency, peak demand, visual and thermal comfort, indoor environmental quality, and occupant acceptance and satisfaction within the resultant environment.

}, author = {Eleanor S. Lee and Luis L. Fernandes and Taoning Wang and Stephen E. Selkowitz and Steven Mesh and Yetsuh Frank and Richard Yancey} } @techreport {29804, title = {Technology Assessments of High Performance Envelope with Optimized Lighting, Solar Control, and Daylighting}, year = {2016}, month = {09/2016}, institution = {Lawrence Berkeley National Laboratory}, address = {Berkeley, CA}, abstract = {

Innovative, cost-effective, energy efficiency technologies and strategies for new and retrofit construction markets are essential for achieving near-term, broad market impacts. This study focuses on innovative shading and daylighting technologies that have the potential to significantly curtail annual cooling and lighting electricity use and reduce summer peak electric demand, particularly in the hot, sunny, inland areas where there has been significant population growth.

The building industry is well aware that energy-efficiency potential does not always match actual, real world performance in the field due to a variety of mitigating factors. Third party verification of the energy savings potential of innovative technologies is important for market adoption. In the case of shading and daylighting technologies, new simulation tools have only recently been developed to improve modeling accuracy. Market acceptance is also heavily dependent on how well the technology balances comfort and indoor environmental quality (IEQ) requirements (e.g., view, brightness, etc.). PG\&E commissioned this full-scale monitored study to better understand the impact of mitigating factors on performance so as to make more informed decisions when constructing program interventions that support technology adoption in the market.

}, author = {Eleanor S. Lee and Anothai Thanachareonkit and Samir Touzani and Spencer M. Dutton and Jordan Shackelford and Darryl J. Dickerhoff and Stephen E. Selkowitz} } @techreport {58905, title = {COMFEN {\textendash} Early Design Tool for Commercial Facades and Fenestration Systems}, year = {2014}, month = {03/2014}, abstract = {

California leads the nation in building energy efficiency standards and is a leader in the United States for legislation to reduce greenhouse gas emissions. Achieving these goals in practice requires that design teams and owners have access to technologies, systems and decision support tools that support their design work. This California Energy Commission funded work on the COMFEN software tool, which gives building practitioners, such as architects and engineers, the ability to assess the energy consequences of building design decisions, is thus a key enabling element that supports the AEC community in achieving ever more stringent performance requirements. COMFEN can provide needed building design guidance to not achieve the shorter term code goals but supports more aggressive achievement of the net-zero energy performance and peak load reduction required for all new buildings by 2030 as well as supporting deep retrofit of existing building stock.

Achieving a net-zero energy building cannot be done solely by improving the efficiency of the engineering systems (HVAC, lighting, equipment). It also requires consideration of the essential nature of the building starting early in the design process, including factors such as architectural form, massing, orientation and enclosure. Making informed decisions about the fundamental character of a building requires continuous assessment of the effects of the complex interaction of these factors on the resulting performance of the building as the design evolves. The complexity of these interactions necessitates the use of modeling and simulation tools to dynamically analyze the effects of the relationships. Decisions about the building fundamentals are often made in the earliest stages of design, before a complete {\textquoteright}building{\textquoteright} exists to model so that a focus on representative spaces in the building allows earlier guidance for the decision making.

COMFEN, an early-design energy modeling tool developed by LBNL, is designed specifically to make informed decisions about building fundamentals by considering the design of the building envelope, orientation and massing on building performance. It supports exploratory work early in the process by architects but is also useful for engineers and consultants later in the design process. It also supports innovation broadly as it allows teams to model new technologies and systems that are becoming available but have not yet reached mainstream status.

COMFEN focuses on the concept of a "space" or "room" and uses the EnergyPlus and Radiance{\texttrademark} engines and a simple, graphic user interface to allow the user to explore the effects of changing key early-design input variables for the fa{\c c}ade, internal loads, lighting controls and HVAC system on energy consumption, peak energy demand, and thermal and visual comfort. COMFEN also provides the ability to import glazing systems that have been developed in Window7, utilizing the International Glazing DataBase (IGDB) for glass choices. Comparative results are rapidly presented in a variety of graphic and tabular formats to help users move toward optimal fa{\c c}ade and fenestration design choices.

While the underlying simulation engines were developed over time as part of DOE{\textquoteright}s national windows and daylighting program, the specific design features of COMFEN were evolved over a several year period by consulting with a series of largely California-based architectural and engineering firms who provided important guidance and feedback on desirable features and then on functionality once the features were implemented.

COMFEN is available at no charge on the LBNL website.

}, author = {Stephen E. Selkowitz and Robert J. Hitchcock and Robin Mitchell and Maurya McClintock and Kevin Settlemyre} } @techreport {61021, title = {High Performance Building Mockup in FLEXLAB}, year = {2014}, month = {12/2014}, institution = {Lawrence Berkeley National Laboratory}, address = {Berkeley, CA}, abstract = {

Genentech has ambitious energy and indoor environmental quality performance goals for Building 35 (B35) being constructed by Webcor at the South San Francisco campus. Genentech and Webcor contracted with the Lawrence Berkeley National Laboratory (LBNL) to test building systems including lighting, lighting controls, shade fabric, and automated shading controls in LBNL{\textquoteright}s new FLEXLAB facility. The goal of the testing is to ensure that the systems installed in the new office building will function in a way that reduces energy consumption and provides a comfortable work environment for employees.

LBNL tested three facades of the new office building in the rotating FLEXLAB testbed: west, south and east. External shading, lighting, and internal shading control was configured for each orientation to replicate the conditions of B35. The three facades were each tested for one week three times between July and October 2014. Changes were made between each test to improve the performance of the systems.

Linear pendant LED light fixtures will illuminate the open office areas of the office building. These fixtures were installed in FLEXLAB. The wide spacing between rows of light fixtures results in a low lighting power density of 0.57 W/ft2 in the open office areas, while still meeting the average illuminance criteria of 300 lux (28 footcandles). A combination of the wide spacing and optics of the light fixture creates a nonuniform lighting pattern on the ceiling of the space. Changing to a diffuse lens on the uplight will help reduce abrupt changes in luminance on the ceiling but non-uniformity will persist due to the wide spacing.

The pendant light fixtures allow separate control of the downward and upward light. The lighting control design aims to enhance the quality of space by dimming upward light unison providing uniform patterns of electric light on the ceiling. The downward light of each fixture dims to provide just enough light to meet illuminance criteria below the fixture.

Webcor installed two lighting control systems manufactured by Enlighted and Encelium for testing in FLEXLAB. The Encelium system uses an open loop control architecture with a ceiling-mounted photosensor at each facade (inside of the automated shade). While there is greater variation in workplane illuminance provided by the Encelium system, the system is better able to control upward versus downward lighting and is able to control the lighting according to the lighting design intent. The architecture of the Encelium system offers more functional flexibility by allowing any input (sensors, switches etc.) or multiple inputs to affect any fixture.

The Enlighted control system uses closed loop architecture with two photosensors per fixture (one for upward light and one for downward light). The Enlighted system controlled the lights more precisely than the Encelium system to meet workplane illuminance requirements, however the upward versus downward light control did not behave according to the lighting design intent.

MechoSystems provided motorized window shades and automated control. The shades in each window had a different color fabric, one dark grey and one medium grey. Both shade fabrics were an open weave with 3\% openness. Genentech selected the dark colored shade because it provides a better view of the exterior compared to the lighter colored shade. Anecdotal evidence suggests that some occupants may experience direct glare with 3\% open fabric while other occupants will not experience glare under the same conditions. Visual discomfort during the worst case sunny winter condition was not evaluated. However, the east-facing orientation during the equinox period was exposed to low sun angles in the third test period so findings of just acceptable visual discomfort are expected to be similar to what might be experienced during the winter.

The shades operated as expected on sunny days (which was the predominant condition during the test period). The testing identified substantial potential energy savings for the lighting systems by stopping the shade above the sill, preventing the shade from completely covering the window and allowing the sun to shine deeper into the space through the bottom few inches of the window. On partly cloudy days, which occurred more frequently after our testing concluded, anecdotal evidence suggests that the shades could be raised more often. LBNL suggests that a second threshold be implemented which drops the shade partway to prevent direct glare from bright sun, but doesn{\textquoteright}t close the shade down to the height required to limit sunshine depth.

Thermal comfort analysis suggests that occupants seated near the shaded window will be comfortable around 80\% of the time. The 20\% of time where the observed conditions fall outside the ASHRAE Standard 55 are almost always due to occupants being cold in the morning. This discomfort is mostly driven by cold surrounding surfaces causing a low mean radiant temperature and overcooling from outside air during economizer mode. Only one thermal comfort station, located near the facade, was used for the experiment. Thermal comfort further from the facade is unknown but is likely to be better due to the increased distance from the relatively cold facade.

Visual comfort studies indicated that occupants could sit as close as 3.5 feet to the east and west facade and 2.5 feet to the south facade when facing parallel to the window. Occupants must sit further away from the window to be comfortable when facing the window directly. Occupants should be 3.5 feet away when facing the south facade, 4.5 feet away when facing the west facade and 5.5 feet away when facing the east facade. Thermal comfort studies show that sitting within 30 inches of the facade has a negligible effect on comfort ratings.

Daylighting controls reduced lighting energy use in FLEXLAB by 46\% for east facade, 34\% for south facade and 35\% for west facade over 30 feet deep perimeter zone between 7 AM and 7 PM local time at autumn equinox. Occupancy controls will further reduce lighting energy use, though they were not implemented for the test due to the cell being tested unoccupied.

Genentech, Webcor, and the architectural and engineering team had access to the FLEXLAB during and for a month following the test period to observe, work, and discuss operational issues with employees and staff. The project team made their own qualitative observations about the space in terms of view, adequacy of lighting and daylight levels, color, furniture placement, etc. The project team worked collaboratively with the LBNL team to fine tune details of component design, control settings, troubleshooting, and operations. Because Genentech is introducing a new model for their work environment, a non-assigned workplace, there were detailed discussions on how to educate the occupants about the new technologies and their operational modes. Commissioning and tuning procedures were also discussed.

}, keywords = {commercial buildings, daylighting, energy management control systems, exterior shading, field test, lighting controls, monitored evaluation, shading controls, thermal comfort, visual comfort}, author = {Andrew McNeil and Christian Kohler and Eleanor S. Lee and Stephen E. Selkowitz} } @article {58920, title = {Modeling of optical and energy performance of tungsten-oxide-based electrochromic windows including their intermediate states}, journal = {Solar Energy Materials and Solar Cells}, volume = {108}, year = {2013}, month = {1/2013}, pages = {129 - 135}, abstract = {

Tungsten-oxide-based electrochromic (EC) windows are currently the most robust and matured dynamic windows where the transmittance of visual light and near-infrared radiation can be controlled by a small applied voltage. In its standard application, the window is commonly either in its clear or colored state. In this contribution, we study the optical and energy performance of such window in the fully bleached and fully colored state as well as when it is kept in intermediate states. Different configurations in terms of placement of the EC layer stack and possible additional low-emissivity (low-E) coating within the insulated glass unit are considered. Using optical data and software tools we find that even a small coloration has a significant effect on the energy performance because the solar heat gain coefficient is readily reduced by the absorption of the EC layer stack. We compare the performance of the EC windows to commercially available solar-control (spectrally selective) low-E windows.

}, keywords = {Electrochromic windows, Energy efficient window modeling, Energy simulation, Smart windows}, issn = {09270248}, doi = {10.1016/j.solmat.2012.09.010}, author = {Sunnie H.N. Lim and Jan Isidorsson and Lizhong Sun and B. Leo Kwak and Andr{\'e} Anders} } @article {58229, title = {Regional performance targets for transparent near-infrared switching electrochromic window glazings}, journal = {Building and Environment}, volume = {61}, year = {2013}, month = {03/2013}, pages = {160 - 168}, abstract = {

With building heating and cooling accounting for nearly 14\% of the national energy consumption, emerging technologies that improve building envelope performance have significant potential to reduce building energy consumption. Actual savings from these technologies will depend heavily upon their performance in diverse climate and operational conditions. In many cases, early-stage research can benefit from detailed investigation in order to develop performance thresholds and identify target markets. One example, a dynamic, highly transparent, near-infrared switching electrochromic (NEC) window glazing, is the focus of this investigation. Like conventional electrochromics, the NEC glazing can dynamically tune its optical properties with a small applied voltage. Consequently, the glazing can block or transmit solar heat to reduce cooling or heating loads, respectively. Unlike conventional electrochromics, NEC glazings remain transparent to visible light, causing no adverse effect to daylighting or building aesthetics. This study utilizes the software COMFEN to simulate a broad range of NEC performance levels, for commercial and residential buildings in 16 climate-representative reference cities. These simulations are the basis for identifying performance levels necessary to compete with existing static technologies. These results indicate that energy savings are strongly influenced by blocking-state performance. Additionally, residential applications have lower performance requirements due to their characteristic internal heat gains. Finally, the most dynamic NEC performance level is simulated in competition with high performing static alternatives. Here heating and cooling energy savings range from 5 to 11\ kWh/m2 yr for commercial and 8{\textendash}15\ kWh/m2 yr for residential, in many regions on the order of 10\%.

}, keywords = {Dynamic windows, Electrochromic glazings, NIR-switching, Performance targets, Solar heat gain}, issn = {03601323}, doi = {10.1016/j.buildenv.2012.12.004}, author = {Nicholas DeForest and Arman Shehabi and Guillermo Garcia and Jeffery B. Greenblatt and Eric R. Masanet and Eleanor S. Lee and Stephen E. Selkowitz and Delia J. Milliron} } @techreport {58691, title = {Tips for Daylighting with Windows: The Integrated Approach, 2nd Edition}, year = {2013}, abstract = {

These guidelines provide an integrated approach to the cost-effective design of perimeter zones in new commercial buildings and existing building retrofits. They function as a quick reference for building designers, through a set of easy steps and rules-of-thumb, emphasizing "how-to" practical details. References are given to more detailed sources of information, should the reader wish to go further.

The design method used in this document emphasizes that building decisions should be made within the context of the whole building as a single functioning system rather than as an assembly of distinct parts. This integrated design approach looks at the ramifications of each individual system decision on the whole building. For example, the decision on glazing selection will have an effect on lighting, mechanical systems, and interior design. Therefore, the entire design team should participate and influence this glazing decision{\textemdash}which typically rests with the architect alone. The benefit of an integrated design approach is a greater chance of success towards long-term comfort and sustained energy savings in the building.

}, author = {Jennifer Schumann and Eleanor S. Lee and Francis M. Rubinstein and Stephen E. Selkowitz and Alastair Robinson} } @article {57807, title = {U.S. energy savings potential from dynamic daylighting control glazings}, journal = {Energy and Buildings}, volume = {66}, year = {2013}, month = {11/2013}, pages = {415-423}, chapter = {415}, abstract = {

Daylighting controls have the potential to reduce the substantial amount of electricity consumed for lighting in commercial buildings. Material science research is now pursuing the development of a dynamic prismatic optical element (dPOE) window coating that can continuously readjust incoming light to maximize the performance and energy savings available from daylighting controls. This study estimates the technical potential for energy savings available from vertical daylighting strategies and explores additional savings that may be available if current dPOE research culminates in a successful market-ready product. Radiance daylight simulations are conducted with a multi-shape prismatic window coating. Simulated lighting energy savings are then applied to perimeter floorspace estimates generated from U.S. commercial building stock data. Results indicate that fully functional dPOE coatings, when paired with conventional vertical daylight strategies, have the potential to reduce energy use associated with U.S. commercial electric lighting demand by as much as 930 TBtu. This reduction in electric lighting demand represents an approximately 85\% increase in the energy savings estimated from implementing conventional vertical daylight strategies alone. Results presented in this study provide insight into energy and cost performance targets for dPOE coatings, which can help accelerate the development process and establish a successful new daylighting technology.

}, keywords = {Clerestories, daylighting, Dynamic prismatic optical elements (dPOE), energy efficiency, Glare, indoor environmental quality, radiance, windows}, doi = {10.1016/j.enbuild.2013.07.013}, author = {Arman Shehabi and Nicholas DeForest and Andrew McNeil and Eric R. Masanet and Jeffery B. Greenblatt and Eleanor S. Lee and Georgeta Masson and Brett A. Helms and Delia J. Milliron} } @conference {57409, title = {Application of a stochastic window use model in EnergyPlus}, booktitle = {SimBuild 2012, 5th National Conference of IBPSA-USA, August 1-3, 2012}, year = {2012}, month = {08/2012}, address = {Madison, WI}, abstract = {

Natural ventilation, used appropriately, has the potential to provide both significant HVAC energy savings, and improvements in occupant satisfaction.

Central to the development of natural ventilation models is the need to accurately represent the behavior of building occupants. The work covered in this paper describes a method of implementing a stochastic window model in EnergyPlus. Simulated window use data from three stochastic window opening models was then compared to measured window opening behavior, collected in a naturally-ventilated office in California. Recommendations regarding the selection of stochastic window use models, and their implementation in EnergyPlus, are presented.

}, url = {https://escholarship.org/uc/item/2gm7r783}, author = {Spencer M. Dutton and Hui Zhang and Yongchao Zhai and Edward A. Arens and Youness Bennani Smires and Samuel L. Brunswick and Kyle S. Konis and Philip Haves} } @booklet {1213, title = {Electro-Responsive Polymer Glazings For Smart Windows With Dynamic Daylighting Control}, year = {2012}, month = {02/2012}, abstract = {

In the context of alarming phenomenon of global warming with harmful consequences such as increased green house gases beyond predictions, the development of advanced energy efficient technologies became of a primary importance. Since the building sector accounts for 39\% of total US primary energy consumption, fenestration can significantly contribute to lowering the energy use for heating, cooling, and lighting. An estimated 9\% reduction in total US building energy use, or 3.47 Q, could be attained by dynamic solar/thermal control and daylighting if these advanced optical technologies were adopted throughout the residential and commercial building sectors. In spite of the great research and engineering efforts in the fast growing area of smart windows, development of glazing devices able to provide efficient, durable, and inexpensive products for dynamic daylight control is in infancy. Like the electrochromic glazings now emerging on the market, microscale, switchable daylight-redirecting glazings have the potential for widespread application if a low-cost, durable coating can be engineered and manufactured with the proper set of attributes.

Here we report on the development of a new technology using smart materials for switchable daylight-redirecting glazings. The proposed system consists in a prismatic optical element (POE) fabricated by micro-imprinting of an elastic redox-active polymer network capable to change its geometry and thereby its optical properties in response to an external stimulus. It is expected that the prismatic optical element reversibly collapses in response to an applied potential, thereby modulating the fraction of light which is redirected. The fabrication of the dynamic prismatic optical element from simulation-driven design to materials synthesis and device integration will be described. Investigation of specto-electrochemical characteristics of the redox-active grating and challenges encountered with respect to electromechanical induced structural changes will be also presented.

}, author = {Georgeta Masson and Rueben Mendlesberg and Irene Fernandez-Cuesta and Stefano Cabrini and Delia J. Milliron and Brett A. Helms and Eleanor S. Lee and Andrew McNeil and Stephen E. Selkowitz} } @article {2964, title = {An Hourly-Based Performance Comparison of an Integrated Micro-Structural Perforated Shading Screen with Standard Shading Systems}, journal = {Energy and Buildings}, volume = {50}, year = {2012}, abstract = {

This article evaluates the performance of an integrated micro structural perforated shading screen (MSPSS). Such a system maintains a visual connection with the outdoors while imitating the shading functionality of a venetian blind. Building energy consumption is strongly influenced by the solar gains and heat transfer through the transparent parts of the fenestration systems. MSPSS is angular-dependent shading device that provides an effective strategy in the control of daylight, solar gains and overheating through windows. The study focuses on using direct experimental methods to determine bi-directional transmittance properties of shading systems that are not included as standard shading options in readily available building performance simulation tools. The impact on the indoor environment, particularly temperature and daylight were investigated and compared to three other static complex fenestration systems. The bi-directional description of the systems was used throughout the article. The simulations were validated against outdoor measurements of solar and light transmittance.

}, keywords = {building performance modelling, complex fenestration system, daylight, shading, solar gains}, doi = {10.1016/j.enbuild.2012.03.038}, author = {Appelfeld, David and Andrew McNeil and Svendsen, Svend} } @conference {1174, title = {COMFEN 3.0: Evolution of an Early Design Tool for Commercial Fa{\c c}ades and Fenestration Systems}, booktitle = {Building Enclosure Sustainability Symposium (BESS), April 29-30, 2011}, year = {2011}, month = {03/2011}, address = {Pomona, CA}, abstract = {

Achieving a net-zero energy building cannot be done solely by improving the efficiency of the engineering systems. It also requires consideration of the essential nature of the building including factors such as architectural form, massing, orientation and enclosure. Making informed decisions about the fundamental character of a building requires assessment of the effects of the complex interaction of these factors on the resulting performance of the building. The complexity of these interactions necessitates the use of modeling and simulation tools to dynamically analyze the effects of the relationships, yet decisions about the building fundamentals are often made in the earliest stages of design, before a {\textquoteright}building{\textquoteright} exists to model.

To address these issues, Lawrence Berkeley National Laboratory (LBNL) has developed an early-design energy modeling tool (COMFEN) specifically to help make informed decisions about building fa{\c c}ade fundamentals by considering the design of the building envelope, orientation and massing on building performance. COMFEN focuses on the concept of a "space" or "room" and uses the EnergyPlus, and Radiance{\texttrademark} engines and a simple, graphic user interface to allow the user to explore the effects of changing key early-design input variables on energy consumption, peak energy demand, and thermal and visual comfort. Comparative results are rapidly presented in a variety of graphic and tabular formats to help users move toward optimal fa{\c c}ade and fenestration design choices.

While COMFEN 1.0 utilized an Excel{\texttrademark}{\textendash}based user interface, COMFEN 3.0 has been reworked to include a simple, more intuitive, yet powerful Graphic User Interface (GUI), a broader range of libraries for associated system and component choices and deliver a wider range of graphic outputs and options.

This paper (and presentation) outlines the objectives in developing and further refining COMFEN, the mechanics of the program, and plans for future development.\ 

}, author = {Stephen E. Selkowitz and Robin Mitchell and Maurya McClintock and Daniel McQuillen and Andrew McNeil and Mehry Yazdanian} } @conference {1807, title = {Singapore{\textquoteright}s Zero-Energy Building{\textquoteright}s Daylight Monitoring System}, booktitle = {International Conference on Applied Energy 2010: Energy Solutions for a Sustainable World}, year = {2010}, month = {04/2010}, address = {Singapore}, abstract = {

A setup to monitor the daylighting performance of different glazing types in Singapore is presented. The glazing is installed in the facade of four dedicated testing chambers in BCAA{\textquoteright}s Zero Energy Building in Singapore. These test rooms are equipped with sensors that both record illuminances on the work plane, and luminances as seen by occupants. The physical and logical design of the monitoring system is presented. Criteria to assess the daylighting performance are introduced, and initial results of the work in progress are presented.

}, author = {Stephen E. Selkowitz} } @techreport {1458, title = {High Performance Building Facade Solutions: PIER Final Project Report}, year = {2009}, month = {12/2009}, abstract = {

Building fa{\c c}ades directly influence heating and cooling loads and indirectly influence lighting loads when daylighting is considered, and are therefore a major determinant of annual energy use and peak electric demand. fa{\c c}ades also significantly influence occupant comfort and satisfaction, making the design optimization challenge more complex than many other building systems.

This work focused on addressing significant near-term opportunities to reduce energy use in California commercial building stock by a) targeting voluntary, design-based opportunities derived from the use of better design guidelines and tools, and b) developing and de ploying more efficient glazings, shading systems, daylighting systems, fa{\c c}ade systems and integrated controls.

This two-year project, supported by the California Energy Commission PIER program and the US Department of Energy, initiated a collaborative effort between The Lawrence Berkeley National Laboratory (LBNL) and major stakeholders in the fa{\c c}ades industry to develop, evaluate, and accelerate market deployment of emerging, high-performance, integrated fa{\c c}ade solutions. The LBNL Windows Testbed Facility acted as the primary cata lyst and mediator on both sides of the building industry supply-user business transaction by a) aiding component suppliers to create and optimize cost effective, integrated systems that work, and b) demonstrating and verifying to the owner, designer, and specifier community that these integrated systems reliably deliver required energy performance. An industry consortium was initiated amongst approximately seventy disparate stakeholders, who unlike the HVAC or lighting industry, has no single representative, multi-disciplinary body or organized means of communicating and collaborating. The consortium provided guidance on the project and more importantly, began to mutually work out and agree on the goals, criteria, and pathways needed to attain the ambitious net zero energy goals defined by California and the US.

A collaborative test, monitoring, and reporting protocol was also formulated via the Windows Testbed Facility in collaboration with industry partners, transitioning industry to focus on the import ance of expecting measured performance to consistently achieve design performance expectations. The facility enables accurate quantification of energy use, peak demand, and occupant comfort impacts of synergistic fa{\c c}ade-lighting-HVAC systems on an apples-to-apples comparative basis and its data can be used to verify results from simulations.

Emerging interior and exterior shading technologies were investigated as potential near-term, low-cost solutions with potential broad applicability in both new and retrofit construction. Commercially-available and prototype technologies were developed, tested, and evaluated. Full-scale, monitored field tests were conducted over solstice-to-solstice periods to thoroughly evaluate the technologies, uncover potential risks associated with an unknown, and quantify performance benefits. Exterior shading systems were found to yield net zero energy levels of performance in a sunny climate and significant reductions in summer peak demand. Automated interior shading systems were found to yield significant daylighting and comfort-related benefits.

In support of an integrated design process, a PC-based commercial fenestration (COMFEN) software package, based on EnergyPlus, was developed that enables architects and engineers to x quickly assess and compare the performance of innovative fa{\c c}ade technologies in the early sketch or schematic design phase. This tool is publicly available for free and will continue to improve in terms of features and accuracy. Other work was conducted to develop simulation tools to model the performance of any arbitrary complex fenestration system such as common Venetian blinds, fabric roller shades as well as more exotic innovative fa{\c c}ade systems such as optical louver systems.

The principle mode of technology transfer was to address the key market barriers associated with lack of information and facile simulation tools for early decisionmaking. The third party data generated by the field tests and simulation data provided by the COMFEN tool enables utilities to now move forward toward incentivizing these technologies in the marketplace.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Dennis L. DiBartolomeo and Joseph H. Klems and Robert D. Clear and Kyle S. Konis and Robert J. Hitchcock and Mehry Yazdanian and Robin Mitchell and Maria Konstantoglou} } @article {58915, title = {Innovative Fa{\c c}ade Systems for Low-energy Commercial Buildings}, year = {2009}, month = {11/2009}, publisher = {Lawrence Berkeley National Laboratory}, address = {Berkeley}, abstract = {

Glazing and fa{\c c}ade systems have very large impacts on all aspects of commercial building performance. They directly influence peak heating and cooling loads, and indirectly influence lighting loads when daylighting is considered. In addition to being a major determinant of annual energy use, they can have significant impacts on peak cooling system sizing, electric load shape, and peak electric demand. Because they are prominent architectural and design elements and because they influence occupant preference, satisfaction and comfort, the design optimization challenge is more complex than with many other building systems.

Fa{\c c}ade designs that deliberately recognize the fundamental synergistic relationships between the fa{\c c}ade, lighting, and mechanical systems have the potential to deliver high performance over the life of the building. These "integrated" fa{\c c}ade systems represent a key opportunity for commercial buildings to significantly reduce energy and demand, helping to move us toward our goal of net zero energy buildings by 2030.

Provision of information {\textemdash} technology concepts, measured data, case study information, simulation tools, etc. {\textemdash} can enable architects and engineers to define integrated fa{\c c}ade solutions and draw from a wide variety of innovative technologies to achieve ambitious energy efficiency goals.

This research is directed toward providing such information and is the result of an on-going collaborative research and development (R\&D) program, supported by the U.S. Department of Energy and the California Energy Commission Public Interest Energy Research (PIER) program.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Dennis L. DiBartolomeo and Joseph H. Klems and Robert D. Clear and Kyle S. Konis and Maria Konstantoglou and Mark Perepelitza} } @article {11798, title = {Electrochromically switched, gas-reservoir metal hydride devices with application to energy-efficient windows}, journal = {Thin Solid Films}, volume = {1}, year = {2008}, month = {08/2003}, address = {Eindhoven, Netherlands}, abstract = {

Proof-of-principle gas-reservoir MnNiMg electrochromic mirror devices have been investigated. In contrast to conventional electrochromic approaches, hydrogen is stored (at low concentration) in the gas volume between glass panes of the insulated glass units (IGUs). The elimination of a solid state ion storage layer simplifies the layer stack, enhances overall transmission, and reduces cost. The cyclic switching properties were demonstrated and system durability improved with the incorporation a thin Zr barrier layer between the MnNiMg layer and the Pd catalyst. Addition of 9\% silver to the palladium catalyst further improved system durability. About 100 full cycles have been demonstrated before devices slow considerably. Degradation of device performance appears to be related to Pd catalyst mobility, rather than delamination or metal layer oxidation issues originally presumed likely to present significant challenges.

}, author = {Andr{\'e} Anders and Jonathan L. Slack and Thomas J. Richardson} } @techreport {58303, title = {Daylighting the New York Times Headquarters Building: Final Report: Commissioning Daylighting Systems and Estimation of Demand Response}, year = {2007}, month = {08/2007}, address = {Berkeley}, abstract = {

The technical energy-savings potential for smart integrated window-daylighting systems is excellent and can yield significant reductions in US commercial building energy use if adopted by a significant percentage of the market. However, conventional automated shades and daylighting controls have been commercially available for over two decades with less than 1-2\% market penetration in the US. As with many innovations, the problem with accelerating market adoption is one of demonstrating real performance and decreasing risk and cost. The New York Times considered use of such daylighting systems for their new 139,426 m2 (1.5 Mft2) headquarters building in downtown Manhattan.

In the initial phase of work, The New York Times employed a unique approach to create a competitive marketplace for daylighting systems and to address their concerns about risk by building a full-scale daylighting mockup and evaluating commercially-available products. This field test formed the strategic cornerstone for accelerating an industry response to the building owners{\textquoteright} challenge to a sleepy market. A procurement specification was produced and bids were received that met The Times cost-effective criteria. The Times decided to proceed with using these innovative systems in their new building.

This next phase of work consisted of two distinct tasks: 1) to develop and use commissioning tools and procedures to insure that the automated shade and daylighting control systems operate as intended prior to occupancy; and 2) to estimate the peak demand savings resulting from different levels of demand response (DR) control strategies (from moderate to severe load curtailment) and then determine the financial implications given various DR programs offered by the local utility and New York Independent System Operator in the area.

Commissioning daylighting control systems is mandatory to insure that design intent is met, that the systems are tuned to optimal performance, and to eliminate problems and errors before occupants move in. Commissioning tools were developed and procedures were defined and then used to verify that the daylighting systems operated according to the technical specifications. For both lighting control and shading systems, the Times and the manufacturers were able to resolve most of the bugs and fine-tune the systems prior to occupancy.

The demand response (DR) strategies at the New York Times building involve unique state-of-the-art systems with dimmable ballasts, movable shades on the glass facade, and underfloor air HVAC. The process to develop the demand response strategies, the results of the EnergyPlus model, the activities to implement the DR strategies in the controls design at the New York Times Headquarters building and the evaluation of economics of participating in DR programs are presented and discussed. The DR simulation iv efforts for this building design are novel, with an innovative building owner evaluating DR and future DR program participation strategies during the design and construction phase using advanced simulation tools.

}, keywords = {automated daylighting controls, automated window shades, daylighting, demand response, energy-efficiency, visual comfort}, author = {Eleanor S. Lee and Glenn D. Hughes and Robert D. Clear and Luis L. Fernandes and Sila Kiliccote and Mary Ann Piette and Francis M. Rubinstein and Stephen E. Selkowitz} } @techreport {1077, title = {Advancement of Electrochromic Windows}, year = {2006}, month = {04/2006}, abstract = {

This guide provides consumer-oriented information about switchable electrochromic (EC) windows. Electrochromic windows change tint with a small applied voltage, providing building owners and occupants with the option to have clear or tinted windows at any time, irrespective of whether it{\textquoteright}s sunny or cloudy. EC windows can be manually or automatically controlled based on daylight, solar heat gain, glare, view, energy-efficiency, peak electricity demand response, or other criteria. Window controls can be integrated with other building systems, such as lighting and heating/cooling mechanical systems, to optimize interior environmental conditions, occupant comfort, and energy-efficiency.

}, keywords = {commercial buildings, daylight, daylighting controls, Electrochromic windows, energy efficiency, human factors, peak demand, switchable windows, visual comfort}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Robert D. Clear and Dennis L. DiBartolomeo and Joseph H. Klems and Luis L. Fernandes and Gregory J. Ward and Vorapat Inkarojrit and Mehry Yazdanian} } @techreport {1264, title = {A Design Guide for Early-Market Electrochromic Windows}, year = {2006}, abstract = {

Switchable variable-tint electrochromic windows preserve the view out while modulating transmitted light, glare, and solar heat gains and can reduce energy use and peak demand. To provide designers objective information on the risks and benefits of this technology, this study offers data from simulations, laboratory tests, and a 2.5-year field test of prototype large-area electrochromic windows evaluated under outdoor sun and sky conditions. The study characterized the prototypes in terms of transmittance range, coloring uniformity, switching speed, and control accuracy. It also integrated the windows with a daylighting control system and then used sensors and algorithms to balance energy efficiency and visual comfort, demonstrating the importance of intelligent design and control strategies to provide the best performance. Compared to an efficient low-e window with the same daylighting control system, the electrochromic window showed annual peak cooling load reductions from control of solar heat gains of 19-26\% and lighting energy use savings of 48-67\% when controlled for visual comfort. Subjects strongly preferred the electrochromic window over the reference window, with preferences related to perceived reductions in glare, reflections on the computer monitor, and window luminance. The EC windows provide provided the benefit of greater access to view year-round. Though not definitive, findings can be of great value to building professionals.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Robert D. Clear and Dennis L. DiBartolomeo and Joseph H. Klems and Luis L. Fernandes and Gregory J. Ward and Vorapat Inkarojrit and Mehry Yazdanian} } @article {11879, title = {Filtered cathodic arc deposition with ion-species-selective bias}, journal = {Review of Scientific Instruments}, year = {2006}, abstract = {

A dual-cathode arc plasma source was combined with a computer-controlled bias amplifier such as to synchronize substrate bias with the pulsed production of plasma. In this way, bias can be applied in a material-selective way. The principle has been applied to the synthesis metal-doped diamond-like carbon films, where the bias was applied and adjusted when the carbon plasma was condensing, and the substrate was at ground when the metal was incorporated. In doing so, excessive sputtering by too-energetic metal ions can be avoided while the sp3/sp2 ratio can be adjusted. It is shown that the resistivity of the film can be tuned by this species-selective bias. The principle can be extended to multiple-material plasma sources and complex materials.

}, author = {Andr{\'e} Anders and Nitisak Pasaja and Sakon Sansongsiri and Sunnie H.N. Lim} } @conference {12088, title = {Monitored Energy Performance of Electrochromic Windows Controlled for Daylight and Visual Comfort}, booktitle = {2006 ASHRAE Annual Meeting}, volume = {112 Issue 2}, year = {2006}, month = {10/2006}, address = {Quebec City, Canada}, abstract = {

A 20-month field study was conducted to measure the energy performance of south-facing large-area tungsten-oxide absorptive electrochromic (EC) windows with a broad switching range in a private office setting. The EC windows were controlled by a variety of means to bring in daylight while minimizing window glare. For some cases, a Venetian blind was coupled with the EC window to block direct sun. Some tests also involved dividing the EC window wall into zones where the upper EC zone was controlled to admit daylight while the lower zone was controlled to prevent glare yet permit view. If visual comfort requirements are addressed by EC control and Venetian blinds, a 2-zone EC window configuration provided average daily lighting energy savings of 10-15\% compared to the reference case with fully lowered Venetian blinds. Cooling load reductions were 0-3\%. If the reference case assumes no daylighting controls, lighting energy savings would be 44-11\%. Peak demand reductions due to window cooling load, given a critical demand-response mode, were 19-26\% maximum on clear sunny days. Peak demand reductions in lighting energy use were 0\% or 72-100\% compared to a reference case with and without daylighting controls, respectively. Lighting energy use was found to be very sensitive to how glare and sun is controlled. Additional research should be conducted to fine-tune EC control for visual comfort based on solar conditions so as to increase lighting energy savings.

}, keywords = {building automation and controls, Building envelope, commercial buildings}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Joseph H. Klems and Mehry Yazdanian and Stephen E. Selkowitz} } @article {12113, title = {The New York Times Headquarters Daylighting Mockup: Monitored Performance of the Daylighting Control System}, journal = {Energy \& Buildings}, volume = {38}, number = {7}, year = {2006}, pages = {914-929}, abstract = {

A nine-month monitored field study of the performance of automated roller shades and daylighting controls was conducted in a 401 m2 unoccupied, furnished daylighting mockup. The mockup mimicked the southwest corner of a new 110 km2 commercial building in New York, New York, where The New York Times will be the major tenant. This paper focuses on evaluating the performance of two daylighting control systems installed in separate areas of an open plan office with 1.2-m high workstation partitions: 1) Area A had 0-10 V dimmable ballasts with an open-loop proportional control system and an automated shade controlled to reduce window glare and increase daylight, and 2) Area B had digital addressable lighting interface (DALI) ballasts with a closed-loop integral reset control system and an automated shade controlled to block direct sun. Daylighting control system performance and lighting energy use were monitored. The daylighting control systems demonstrated very reliable performance after they were commissioned properly. Work plane illuminance levels were maintained above 90\% of the maximum fluorescent illuminance level for 99.9+/-0.5\% and 97.9+/-6.1\% of the day on average over the monitored period, respectively, in Areas A and B. Daily lighting energy use savings were significant in both Areas over the equinox-to-equinox period compared to a non-daylit reference case. At 3.35 m from the window, 30\% average savings were achieved with a sidelit west-facing condition in Area A while 50-60\% were achieved with a bilateral daylit south-facing condition in Area B. At 4.57-9.14 m from the window, 5-10\% and 25-40\% savings were achieved in Areas A and B, respectively. Average savings for the 7-m deep dimming zone were 20-23\% and 52-59\% for Areas A and B, respectively, depending on the lighting schedule. The large savings and good reliability can be attributed to the automatic management of the interior shades. The DALI-based system exhibited faulty behavior that remains unexplained, but operational errors are expected to be resolved as DALI products reach full maturity. The building owner received very competitive bids ($30-75 US/DALI ballast) and was able to justify use of the daylighting control system based on operational cost savings and increased amenity. Additional energy savings due to reduced solar and lighting heat gains were not quantified but will add to the total operational cost savings.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz} } @conference {1988, title = {Zero Energy Windows}, booktitle = {2006 ACEEE Summer Study on Energy Efficiency in Buildings}, year = {2006}, month = {08/2006}, address = {Pacific Grove, CA}, abstract = {

Windows in the U.S. consume 30 percent of building heating and cooling energy, representing an annual impact of 4.1 quadrillion BTU (quads) of primary energy. Windows have an even larger impact on peak energy demand and on occupant comfort. An additional 1 quad of lighting energy could be saved if buildings employed effective daylighting strategies.

The ENERGY STAR(r) program has made standard windows significantly more efficient. However, even if all windows in the stock were replaced with today{\textquoteright}s efficient products, window energy consumption would still be approximately 2 quads. However, windows can be "net energy gainers" or "zero-energy" products. Highly insulating products in heating applications can admit more useful solar gain than the conductive energy lost through them. Dynamic glazings can modulate solar gains to minimize cooling energy needs and, in commercial buildings, allow daylighting to offset lighting requirements. The needed solutions vary with building type and climate. Developing this next generation of zero-energy windows will provide products for both existing buildings undergoing window replacements and products which are expected to be contributors to zero-energy buildings.

This paper defines the requirements for zero-energy windows. The technical potentials in terms of national energy savings and the research and development (R\&D) status of the following technologies are presented:

Market transformation policies to promote these technologies as they emerge into the marketplace are then described.

}, author = {Dariush K. Arasteh and Stephen E. Selkowitz and Joshua S. Apte and Marc LaFrance} } @article {11582, title = {Bi-Directional Transmission Properties of Venetian Blinds: Experimental Assessment Compared to Ray-Tracing Calculations}, journal = {Solar Energy}, volume = {78}, number = {2}, year = {2005}, pages = {187-198}, abstract = {

An accurate evaluation of daylight distribution through advanced fenestration systems (complex glazing, solar shading systems) requires the knowledge of their Bidirectional light Transmission (Reflection) Distribution Function BT(R)DF. An innovative equipment for the experimental assessment of these bi-directional functions has been developed, based on a digital imaging detection system. An extensive set of BTDF measurements was performed with this goniophotometer on Venetian blinds presenting curved slats with a mirror coating on the upper side. In this paper, the measured data are compared with ray-tracing results achieved with a virtual copy of the device, that was constructed with a commercial ray-tracing software. The model of the blind was created by implementing the measured reflection properties of the slats coatings in the ray-tracing calculations. These comparisons represent an original and objective validation methodology for detailed bi-directional properties for a complex system; the good agreement between the two methods, yet presenting very different parameters and assessment methodologies, places reliance both on the digital-imaging detection system and calibration, and on the potentiality of a flexible calculation method combining ray-tracing simulations with simple components measurements.

}, author = {Marilyn Andersen and Michael D. Rubin and Rebecca Powles and Jean-Louis Scartezzini} } @article {11682, title = {Daylighting control performance of a thin-film ceramic electrochromic window: Field study results}, journal = {Energy and Buildings}, volume = {38}, number = {4}, year = {2005}, pages = {30-44}, abstract = {

Control system development and lighting energy monitoring of ceramic thin-film electrochromic (EC) windows were initiated at the new full-scale Window Systems testbed facility at the Lawrence Berkeley National Laboratory (LBNL) in Berkeley, California. The new facility consists of three identically configured side-by-side private offices with large-area windows that face due south. In one room, an array of EC windows with a center-of-glass visible transmittance (Tv) range of 0.05-0.60 was installed. In the two other rooms, unshaded windows with a Tv=0.50 or 0.15 were used as reference. The same dimmable fluorescent lighting system was used in all three rooms. This study explains the design and commissioning of an integrated EC window-lighting control system and then illustrates its performance in the testbed under clear, partly cloudy, and overcast sky conditions during the equinox period. The performance of an early prototype EC window controller is also analyzed. Lighting energy savings data are presented. Daily lighting energy savings were 44-59\% compared to the reference window of Tv=0.15 and 8-23\% compared to the reference window of Tv=0.50. The integrated window-lighting control system maintained interior illuminance levels to within ?10\% of the setpoint range of 510-700 lux for 89-99\% of the day. Further work is planned to refine the control algorithms and monitor cooling load, visual comfort, and human factor impacts of this emerging technology.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @techreport {58284, title = {Daylighting the New York Times Headquarters Building: Final Report}, year = {2005}, month = {06/2005}, abstract = {

The technical energy-savings potential for smart integrated window-daylighting systems is excellent and can yield significant reductions in US commercial building energy use if adopted by a significant percentage of the market. However, conventional automated shades and daylighting controls have been commercially available for over two decades with less than 1-2\% market penetration in the US. As with all innovations, the problem with accelerating market adoption is one of decreasing risk. As the building owner researches technology options, the usual questions surface that concern the purchase of any new product: how will it work for my application, are the vendor claims valid, what risks are incurred, and will the performance benefits be sustained over the life of the installation? In their effort to create an environment that "enhances the way we work" in their new 139 km2 (1.5 Mft2) headquarters building in downtown Manhattan, The New York Times employed a unique approach to create a competitive marketplace for daylighting systems. A monitored field test formed the strategic cornerstone for accelerating an industry response to the building owners{\textquoteright} challenge to a sleepy market (i.e., US automated shading and daylighting control products have had few major technical advances over the past 10 years). Energy, control system, and environmental quality performance of commercially-available automated roller shade and daylighting control systems were evaluated. Procurement specifications were produced. Bids were received that met The Times cost-effective criteria. The Times will proceed with the use of these systems in their final building. Competitively-priced new products have been developed as a result of this research and are now available on the market.

}, keywords = {automated daylighting controls, automated window shades, daylighting, energy-efficiency, visual comfort}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Glenn D. Hughes and Robert D. Clear and Gregory J. Ward and John Mardaljevic and Judy Lai and Mehlika Inanici and Vorapat Inkarojrit} } @article {11614, title = {Charge-State-Resolved Ion Energy Distributions of Aluminum Vacuum Arcs}, journal = {Journal of Applied Physics}, volume = {97}, number = {10}, year = {2004}, abstract = {

The charge-state-resolved ion energy distributions of metal ions present in a cathodic arc plasma have been measured and analyzed. Contrary to literature data, lower energies were observed for higher charged ions. The observations were explained by opposing acceleration by pressure gradient and electron-ion coupling, and deceleration by part of the discharge voltage. The distributions were well fitted by shifted Maxwellian distributions, giving additional information on plasma parameters. These results are of importance for an improved understanding of the evolution of ion energy distributions, and is hence instrumental for future progress in thin film growth modelling.

}, author = {Johanna Ros{\'e}n and Andr{\'e} Anders and Stanislav Mr{\'a}z and Jochen M. Schneider} } @conference {11745, title = {Development of Trade-Off Equations for EnergyStar Windows}, booktitle = {SimBuild 2004}, year = {2004}, month = {08/2004}, address = {Boulder, CO}, abstract = {

The authors explore the feasibility of adding a performance option to DOE{\textquoteright}s EnergyStar{\textcopyright} Windows program whereby windows of differing U-factors and SHGCs can qualify so long as they have equivalent annual energy performance. An iterative simulation procedure is used to calculate trade-off equations giving the change in SHGC needed to compensate for a change in U-factor. Of the four EnergyStar{\textcopyright} Window climate zones, trade-off equations are possible only in the Northern and Southern zones. In the North/Central and South/Central zones, equations are not possible either because of large intrazone climate variations or the current SHGC requirements are already near optimum.

}, author = {Yu Joe Huang and Robin Mitchell and Stephen E. Selkowitz and Dariush K. Arasteh and Robert D. Clear} } @techreport {1386, title = {The Energy-Savings Potential of Electrochromic Windows in the US Commercial Buildings Sector}, year = {2004}, abstract = {

Switchable electrochromic (EC) windows have been projected to significantly reduce the energy use of buildings nationwide. This study quantifies the potential impact of electrochromic windows on US primary energy use in the commercial building sector and also provides a broader database of energy use and peak demand savings for perimeter zones than that given in previous LBNL simulation studies. The DOE-2.1E building simulation program was used to predict the annual energy use of a three-story prototypical commercial office building located in five US climates and 16 California climate zones. The energy performance of an electrochromic window controlled to maintain daylight illuminance at a prescribed setpoint level is compared to conventional and the best available commercial windows as well as windows defined by the ASHRAE 90.1-1999 and California Title 24-2005 Prescriptive Standards. Perimeter zone energy use and peak demand savings data by orientation, window size, and climate are given for windows with interior shading, attached shading, and horizon obstructions (to simulate an urban environment).

Perimeter zone primary energy use is reduced by 10-20\% in east, south, and west zones in most climates if the commercial building has a large window-to-wall area ratio of 0.60 compared to a spectrally selective low-e window with daylighting controls and no interior or exterior shading. Peak demand for the same condition is reduced by 20-30\%. The emerging electrochromic window with daylighting controls is projected to save approximately 91.5-97.3 1012 Btu in the year 2030 compared to a spectrally selective low-E window with manually-controlled interior shades and no daylighting controls if it reaches a 40\% market penetration level in that year.

}, author = {Eleanor S. Lee and Mehry Yazdanian and Stephen E. Selkowitz} } @conference {11989, title = {Integrating Automated Shading and Smart Glazings with Daylight Controls}, booktitle = {International Symposium on Daylighting Buildings}, year = {2004}, month = {03/2004}, pages = {B13-B20}, address = {Tokyo, Japan}, abstract = {

Most commercial buildings utilize windows and other glazed envelope components for a variety of reasons. Glass is a key element in the architectural expression of the building and typically provides occupants with a visual connection with the outdoors and daylight to enhance the quality of the indoor environment. But the building skin must serve a crucial function in its role to help maintain proper interior working environments under extremes of external environmental conditions. Exterior temperature conditions vary slowly over a wide range and solar and daylight fluxes can vary very rapidly over a very wide range. The technical problem of controlling heat loss and gain is largely solved with highly insulating glazing technologies on the market today. The challenge of controlling solar gain and managing daylight, view and glare is at a much earlier stage. In most cases a static, fixed control solution will not suffice. Some degree of active, rapid response to changing outdoor conditions and to changing interior task requirements is needed. This can be provided with technology within the glass or glazing assembly itself, or the functionality can be added to the facade either on the interior or exterior of the glazing. In all cases sensors, actuators, and a control logic must be applied for proper functionality. Traditional manually operated mechanical shading systems such as blinds or shades can be motorized and then controlled by occupant action or by sensors and building controls. Emerging smart glass technology can dynamically change optical properties, and can be activated manually or by automated control systems. In all of these cases electric lighting should be controlled to meet occupant needs, while maximizing energy efficiency and minimizing electric demand. As with the fenestration controls, lighting control requires sensors (photocells or the human eye), actuation (switching or dimming) and a control logic that determines what action should be taken under each set of conditions. Some variation on the combination of all of these elements comprises the typical equipment and systems found in most commercial buildings today. The new challenge is to provide a fully functional and integrated facade and lighting system that operates appropriately for all environmental conditions and meets a range of occupant subjective desires and International Symposium on objective performance requirements. And finally these rigorous performance goals must be achieved with solutions that are cost effective and operate over long periods with minimal maintenance.

}, author = {Stephen E. Selkowitz and Eleanor S. Lee} } @article {12036, title = {Low-Cost Networking for Dynamic Window Systems}, journal = {Energy and Buildings}, volume = {36}, number = {6}, year = {2004}, pages = {503-513}, abstract = {

A low-cost building communications network is needed that would allow individual window and lighting loads to be controlled fromsan existing enterprise LAN network. This building communications network concept, which we term Integrated Building EnvironmentalsCommunications System (IBECSTM), would enable both occupant-based and building-wide control of individual window, lighting, andssensor devices. IBECS can reduce the cost of systemic control because it allows a drastic cost reduction in per point networking costs. This kind of effort is needed to encourage the control industry to make the commitment to build this technology and to demonstratesto prospective customers that this breakthrough approach to more comprehensive systemic control will provide them with high-quality,sconvenient control while saving them money.

The development and demonstration of network interfaces to DC- and AC-motorized shades and to an electrochromic window aresdescribed. The network interfaces enable one to control and monitor the condition of these fenestration appliances from a variety of sources,sincluding a user?s personal computer. By creating a functional specification for an IBECS network interface and testing a prototype, thesability to construct such an interface was demonstrated and the cost-effective price per point better understood. The network interfacesswere demonstrated to be reliable in a full-scale test of three DC-motorized Venetian blinds in an open-plan office over 2 years and in limitedsbench-scale tests of an electrochromic window.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Francis M. Rubinstein and Stephen E. Selkowitz} } @conference {12049, title = {Market Transformation Opportunities for Emerging Dynamic Facade and Dimmable Lighting Control Systems}, booktitle = {2004 ACEEE Summer Study on Energy Efficiency in Buildings}, year = {2004}, month = {08/2004}, address = {Pacific Grove, CA}, abstract = {

Automated shading and daylighting control systems have been commercially available for decades. The new challenge is to provide a fully functional and integrated facade and lighting system that operates appropriately for all environmental conditions and meets a range of occupant subjective desires and objective performance requirements. These rigorous performance goals must be achieved with solutions that are cost effective and can operate over long periods with minimal maintenance. It will take time and effort to change the marketplace for these technologies and practices, particularly in building a series of documented success stories, and driving costs and risks to much lower levels at which their use becomes the norm. In recent years, the architectural trend toward highly-transparent all-glass buildings presents a unique challenge and opportunity to advance the market for emerging, smart, dynamic window and dimmable daylighting control technologies.

We believe it is possible to accelerate product market transformation by developing projects where technical advances and the interests of motivated manufacturers and innovative owners converge. In this paper we present a case study example that explains a building owners decision-making process to use dynamic window and dimmable daylighting controls. The case study project undertaken by a major building owner in partnership with a buildings R\&D group was designed explicitly to use field test data in conjunction with the market influence of a major landmark building project in New York City to stimulate change in manufacturers product offerings. Preliminary observations on the performance of these systems are made. A cost model that was developed with the building owner is explained.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Glenn D. Hughes and David A. Thurm} } @book {58586, title = {Window Systems for High-Performance Buildings}, year = {2004}, month = {04/2004}, pages = {400}, publisher = {W. W. Norton \& Company, Inc.,}, organization = {W. W. Norton \& Company, Inc.,}, address = {New York, NY}, abstract = {

A guide to essential window design issues, technologies, and applications for designers, specifiers, and builders.

The challenge in designing facades and selecting windows in commercial buildings is balancing many issues and criteria. This fact-packed guide outlines the basics of glazing selection and provides critical information and performance data on the energy efficiency, interior environment, technical, and life-cycle-cost considerations that drive window design decisions in commercial buildings.

}, isbn = {978-0-393-73121-7}, issn = {0198711956}, author = {John Carmody and Stephen E. Selkowitz and Eleanor S. Lee and Dariush K. Arasteh} } @conference {58238, title = {Advanced Interactive Fa{\c c}ades {\textemdash} Critical Elements for Future Green Buildings?}, booktitle = {GreenBuild, the annual USGBC International Conference and Expo}, year = {2003}, month = {11/2013}, abstract = {

Building designers and owners have always been fascinated with the extensive use of glass in building envelopes. Today the highly glazed fa{\c c}ade has almost become an iconic element for a "green building" that provides daylighting and a visual connection with the natural environment. Even before the current interest in green buildings there was no shortage of highly glazed building designs. But many of these buildings either rejected sunlight, and some associated daylight and view with highly reflective glazings or used highly transmissive glass and encountered serious internal comfort problems that could only be overcome with large HVAC systems, resulting in significant energy, cost and environmental penalties.

}, author = {Stephen E. Selkowitz and {\O}yvind Aschehoug and Eleanor S. Lee} } @article {11635, title = {Comparison Between Ray-Tracing Simulations and Bi-Directional Transmission Measurements on Prismatic Glazing}, journal = {Solar Energy}, volume = {74}, number = {2}, year = {2003}, month = {02/2003}, pages = {157-173}, chapter = {157}, abstract = {

Evaluation of solar heat gain and daylight distribution through complex window and shading systems requires the determination of the bi-directional transmission distribution function (BTDF). Measurement of BTDF can be timeconsuming, and inaccuracies are likely because of physical constraints and experimental adjustments. A general calculation methodology, based on more easily measurable component properties, would be preferable and would allow much more flexibility. In this paper, measurements and calculations are compared for the specific case of prismatic daylight-redirecting panels. Measurements were performed in a photogoniometer equipped with a digital-imaging detection system. A virtual copy of the photogoniometer was then constructed with commercial ray-tracing software. For the first time, an attempt is made to validate detailed bi-directional properties for a complex system by comparing an extensive set of experimental BTDF data with ray-tracing calculations. The results generally agree under a range of input and output angles to a degree adequate for evaluation of glazing systems. An analysis is presented to show that the simultaneously measured diffuse and direct components of light transmitted by the panel are properly represented. Calculations were also performed using a more realistic model of the source and ideal model of the detector. Deviations from the photogoniometer model were small and the results were similar in form. Despite the lack of an absolute measurement standard, the good agreement in results promotes confidence in both the photogoniometer and in the calculation method.\ 

}, doi = {10.1016/S0038-092X(03)00115-4}, author = {Marilyn Andersen and Michael D. Rubin and Jean-Louis Scartezzini} } @conference {12035, title = {Lithium-Based Electrochromic Mirrors}, booktitle = {203rd Meeting of the Electrochemical Society}, year = {2003}, month = {04/2003}, address = {Paris, France}, abstract = {

Antimony, antimony-copper, and antimony-silver thin films were prepared by DC magnetron sputtering on glass substrates. Their reflectance and transmittance in the visible range were measured before and after electrochemical lithiation. The mixed metal films exhibited larger changes in reflectance and small shifts in the optical absorption edge compared with pure antimony films. Electrochromic cycling speed and stability of the Sb-Li system were improved by the addition of copper and silver.

}, author = {Thomas J. Richardson and Jonathan L. Slack} } @conference {58262, title = {Perspectives on Advanced Fa{\c c}ades with Dynamic Glazings and Integrated Lighting Controls}, booktitle = {CISBAT 2003, Innovation in Building Envelopes and Environmental Systems, International Conferences on Solar Energy in Buildings}, year = {2003}, month = {10/2003}, address = {Ecole Polytechnique Federale de Lausanne, Lausanne, Switzerland}, abstract = {

There is growing interest in North America on the subject of highly glazed building fa{\c c}ades. The concept of a smart, interactive fa{\c c}ade is not new {\textendash} the ability of specific fa{\c c}ade systems to work reliably and effectively is a far greater challenge. We have been exploring various dynamic fa{\c c}ade systems with integrated lighting and HVAC over the last 10 years. These include automated blind systems as well as emerging electrochromic glazings, both with automated dimmable lighting and smart controls. More recently we have extended this work to include internet-based control of lights, blinds and glazings using low cost chips embedded in fixtures, motors, and glazing controls. As each window and lighting element becomes a node on the internet they can be controlled via the existing building energy management system either from an occupants desktop computer, an on-site facility manager or even from a remote location. Recent experience in California with disruptions in electric supply and costly peak power suggest value for such capabilities. This paper briefly summaries the state of recent work in this field, describing a new facility with three side-by-side test rooms in Berkeley to test new electrochromic window prototypes, and identifies key performance, systems integration and cost issues now being studied. The authors bring a cross section of both North American and European experience to address the many technology, design and business issues involved.

}, author = {Stephen E. Selkowitz and Eleanor S. Lee and {\O}yvind Aschehoug} } @conference {11515, title = {Active Load Management with Advanced Window Wall Systems: Research and Industry Perspectives}, booktitle = {ACEEE 2002 Summer Study on Energy Efficiency in Buildings: Teaming for Efficency}, year = {2002}, month = {08/2002}, address = {Pacific Grove, CA}, abstract = {

Advanced window wall systems have the potential to provide demand response by reducing peak electric loads by 20-30\% in many commercial buildings through the active control of motorized shading systems, switchable window coatings, operable windows, and ventilated double-skin facade systems. These window strategies involve balancing daylighting and solar heat gains, heat rejection through ventilation, and night-time natural ventilation to achieve space-conditioning and lighting energy use reductions without the negative impacts on occupants associated with other demand responsive (DR) strategies.

This paper explores conceptually how advanced window systems fit into the context of active load management programs, which cause customers to directly experience the time-varying costs of their consumption decisions. Technological options are suggested. We present pragmatic criteria that building owners use to determine whether to deploy such strategies. A utility{\textquoteright}s perspective is given. Industry also provides their perspectives on where the technology is today and what needs to happen to implement such strategies more broadly in the US.

While there is significant potential for these advanced window concepts, widespread deployment is unlikely to occur with business-as-usual practice. Technologically, integrated window-lighting-HVAC products are underdeveloped. Implementation is hindered by fragmented labor practices, non-standard communication protocols, and lack of technical expertise. Design tools and information products that quantify energy performance, occupant impacts, reliability, and other pragmatic concerns are not available. Interest within the building industry in sustainability, energy-efficiency, and increased occupant amenity, comfort, and productivity will be the driving factors for these advanced facades in the near term {\textemdash} at least until the dust settles on the deregulated electricity market.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Mark S. Levi and Steven L. Blanc and Erin McConahey and Maurya McClintock and Pekka Hakkarainen and Neil L. Sbar and Michael P. Myser} } @techreport {1159, title = {A Characterization of the Nonresidential Fenestration Market}, year = {2002}, abstract = {

The purpose of this report is to characterize the nonresidential fenestration market in order to better understand market barriers to, and opportunities for, energy-efficient fenestration products. In particular, the goal is to:

The U.S. glass industry is a $27 billion enterprise with both large producers and small firms playing pivotal roles in the industry. While most sectors of the glass industry have restructured and consolidated in the past 20 years, the industry still employs 150,000 workers. Nonresidential glazing accounts for approximately 18\% of overall U.S. glass production. In 1999, nonresidential glazing was supplied to approximately 2.2 billion ft2 of new construction and additions. That same year, nonresidential glazing was also supplied to approximately 1.1 billion ft2 of remodeling construction. With an industry this large and complex, it is to be expected that many market participants can influence fenestration selection. If market barriers to the selection of high performance fenestration products are better understood, then the U. S. Department of Energy (USDOE), the Northwest Energy Efficiency Alliance (NEEA), and others can develop programs and policies that promote greater energy efficiency in commercial glazing products.

}, author = {Arman Shehabi and Charles N. Eley and Dariush K. Arasteh and Phil Degens} } @conference {11825, title = {Energy Efficient Windows in the Southern Residential Windows Market}, booktitle = {2002 ACEEE Summer Study on Energy Efficiency in Buildings}, year = {2002}, month = {08/2002}, address = {Pacific Grove, CA}, abstract = {

The greatest potential in the U.S. for cost-effective energy savings from currently available energy efficient residential windows and skylights exists in the southern market. Prindle and Arasteh recently reported that ten southern states could save over 400 million kwh and 233 MW of peak electricity generating capacity annually by adopting the International Energy Conservation Code (IECC) standard of 0.40 (or less) solar heat gain coefficient (SHGC) for new construction (Prindle \& Arasteh 2001). In 2000, Anello et al. demonstrated savings of 14.7 percent in reduced cooling load with high-performance windows (Anello et al. 2000). In 2002, Wilcox demonstrated savings of 20 percent while simulation analysis estimates cooling energy savings in the 30 percent range (Wilcox 2002).

In the southern market, there is significant opportunity for reducing cooling energy use with low solar gain low-E windows. Yet, the southern market has been slow to embrace this new technology. Market research shows that while low-E products have achieved up to 70 percent of the market share in some colder climates (Jennings, Degens \& Curtis 2002), they have gained less than 10 percent of the southern windows market (Prindle \& Arasteh 2001).

This paper will explore the residential windows market by considering the following: market barriers unique to the southern market; distribution channels in the South; the roles of utilities, codes officials, and other organizations; and other indirect factors that influence this market. This paper will profile current market transformation efforts with case studies of the Florida Windows Initiative, sponsored by the Efficient Windows Collaborative at the Alliance to Save Energy, and the Texas Windows Initiative, sponsored by the American Electric Power Company. Finally, this paper will identify the next steps that will be critical to transforming the southern residential windows market to more efficient window and skylight products.

}, author = {Alison Tribble and Kate Offringa and Bill Prindle and Dariush K. Arasteh and Jay Zarnikau and Arlene Stewart and Ken Nittler} } @techreport {1372, title = {Energy Performance Analysis of Electrochromic Windows in New York Commercial Office Buildings}, year = {2002}, month = {11/2002}, abstract = {

A DOE-2.1E energy simulation analysis of a switchable electrochromic (EC) glazing with daylighting controls has been conducted for prototypical office buildings in New York (NY). The modeling included four types of office buildings: "old" and "new" vintages and large (10,405 m2, 112,000 ft2) and small (502m2, 5400 ft2) buildings. Five commercially available, base case windows with and without interior shades were modeled. Window area varied from 0 to 60\% of the exterior floor-to-floor wall area. The electric lighting had either no controls or continuous daylighting controls. The prototypes were modeled in New York City or Buffalo.

Energy performance ata are given for each of the four perimeter zones. Data are presented as a function of window-to-wall ratio in order to better understand the interactions between 1) electric lighting energy use and daylight admission and 2) solar heat gains and space-conditioning energy use. Maximum and minimum reductions in energy use between the EC glazing and all other base case conditions are also presented. Projected energy use reductions relative to typical specified NY office buildings are presented as an indication of the potential impacts EC glazings might have in retrofit and new construction.

The energy and demand reductions provided by EC glazings with daylighting controls relative to what is typically specified in office buildings in NY are quite substantial. EC glazings will also dampen fluctuations in interior daylight levels and window brightness, potentially increasing visual comfort.

}, author = {Eleanor S. Lee and L. Zhou and Mehry Yazdanian and Vorapat Inkarojrit and Jonathan L. Slack and Michael D. Rubin and Stephen E. Selkowitz} } @techreport {1467, title = {High-Performance Commercial Building Fa{\c c}ades}, year = {2002}, abstract = {

There is a significant and growing interest in the use of highly-glazed fa{\c c}ades in commercial buildings. Large portions of the fa{\c c}ade or even the entire fa{\c c}ade are glazed with relatively high transmittance glazing systems, and typically with some form of sun control as well. With origins in Europe the trend is expanding to other regions, including the United States. A subset of these designs employ a second layer creating a double envelope system, which can then accommodate additional venting and ventilation practices. The stated rationale for use of the these design approaches varies but often includes a connection to occupant benefits as well as sustainable design associated with daylighting and energy savings. As with many architectural trends, understanding the reality of building performance in the field as compared to design intent is often difficult to ascertain. We have been particularly interested in this emerging trend because prior simulation studies have shown that it should be technically possible to produce an all-glass fa{\c c}ade with excellent performance although it is not a simple challenge. The published solutions are varied enough and sufficiently complex that we undertook a year-long international review of advanced fa{\c c}ades to better understand the capabilities and limitations of existing systems and the tools and processes used to create them. This is also intended to create a framework for addressing the missing tools, technologies, processes and data bases that will be needed to turn the promise of advanced fa{\c c}ades into realities. This summary, available as a PDF file and a web site, reports those findings.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Christian Kohler and Vladimir Bazjanac and Vorapat Inkarojrit} } @article {11955, title = {In Situ X-Ray Absorption Spectroscopy Study of Hydrogen Absorption by Nickel-Magnesium Thin Films}, journal = {Physical Review B}, volume = {67}, number = {8}, year = {2002}, month = {02/2003}, abstract = {

Structural and electronic properties of co-sputtered Ni-Mg thin films with varying Ni to Mg ratio were studied by in situ x-ray absorption spectroscopy in the Ni L-edge and Mg K-edge regions. Codeposition of the metals led to increased disorder and decreased coordination around Ni and Mg compared to pure metal films. Exposure of the metallic films to hydrogen resulted in formation of hydrides and increased disorder. The presence of hydrogen as a near neighbor around Mg caused a drastic reduction in the intensities of multiple scattering resonances at higher energies. The optical switching behavior and changes in the x-ray spectra varied with Ni to Mg atomic ratio. Pure Mg films with Pd overlayers were converted to MgH2: The H atoms occupy regular sites as in bulk MgH2. Although optical switching was slow in the absence of Ni, the amount of H2 absorption was large. Incorporation of Ni in Mg films led to an increase in the speed of optical switching but decreased maximum transparency. Significant shifts in the Ni L3 and L2 peaks are consistent with strong interaction with hydrogen in the mixed films.

}, doi = {10.1103/PhysRevB.67.085106}, author = {Baker Farangis and Ponnusamy Nachimuthu and Thomas J. Richardson and Jonathan L. Slack and Rupert C.C. Perera and Eric M. Gullikson and Dennis W. Lindle and Michael D. Rubin} } @conference {1854, title = {Structural and Electronic Properties of Magnesium-3D Transition Metal Switchable Mirrors}, booktitle = {Fifth International Meeting on Electrochromism}, year = {2002}, month = {12/2002}, address = {Golden, CO}, abstract = {

We have observed reversible mirror-to-transparent state switching in a variety of mixed metal thin films containing magnesium and first-row transition elements including Ni, Fe, Co, Mn, and Ti. The very large changes in both reflectance and transmittance on loading these films with hydrogen are accompanied by significant structural and electronic transformations. The valence states and coordination of metal atoms during hydrogen loading were followed using dynamic in situ transmissionmode X-ray absorption spectroscopy. Time-resolved Mg K-edge and Ni, Co, Mn, and Ti L-edge spectra reflect both reversible and irreversible changes in the metal environments. These spectra are compared to those of reference materials and to predictions from calculations.

}, keywords = {EXAFS, Hydrogen storage materials, NEXAFS, thin films, x-ray diffraction}, doi = {10.1016/j.ssi.2003.08.041}, author = {Baker Farangis and Ponnusamy Nachimuthu and Thomas J. Richardson and Jonathan L. Slack and Bruno K. Meyer and Rupert C.C. Perera and Michael D. Rubin} } @article {1985, title = {X-Ray Absorption Spectroscopy of Transition Metal-Magnesium Hydride Thin Films}, journal = {Journal of Alloys and Compounds}, volume = {356-357}, number = {2003}, year = {2002}, month = {08/2003}, pages = {204-207}, chapter = {204}, abstract = {

Mixed metal thin films containing magnesium and a first-row transition element exhibit very large changes in both reflectance and transmittance on exposure to hydrogen gas. Changes in electronic structure and coordination of the magnesium and transition metal atoms during hydrogen absorption were studied using dynamic in situ transmission mode X-ray absorption spectroscopy. Mg K-edge and Ni, Co, and Ti L-edge spectra reflect both reversible and irreversible changes in the metal environments. A significant shift in the nickel L absorption edge shows it to be an active participant in hydride formation. The effect on cobalt and titanium is much less dramatic, suggesting that these metals act primarily as catalysts for formation of magnesium hydride.

}, keywords = {EXAFS, Hydrogen storage materials, NEXAFS, thin films, x-ray diffraction}, doi = {10.1016/S0925-8388(02)01237-9}, author = {Thomas J. Richardson and Baker Farangis and Jonathan L. Slack and Ponnusamy Nachimuthu and Rupert C.C. Perera and Nobumichi Tamura and Michael D. Rubin} } @book {11676, title = {Daylight in Buildings. A Source Book on Daylighting Systems and Components}, year = {2001}, note = {

Download: Daylight in Buildings
A hard copy of the book may be obtained by sending a request to Ellen Thomas at\ EllenThomas@lbl.gov.\ Only one copy per individual, U.S. or Canadians only.\  If you reside elsewhere, go to\ http://task21.iea-shc.org/to find out how to obtain a copy in your country.\ 

}, url = {https://facades.lbl.gov/daylight-buildings-source-book-daylighting-systems}, author = {Nancy Ruck and {\O}yvind Aschehoug and Sirri Aydinli and Jens Christoffersen and Gilles Courret and Ian Edmonds and Roman Jakobiak and Martin Kischkoweit-Lopin and Martin Klinger and Eleanor S. Lee and Laurent Michel and Jean-Louis Scartezzini and Stephen E. Selkowitz} } @conference {11988, title = {Integrating Advanced Fa{\c c}ades into High Performance Buildings}, booktitle = {Glass Processing Days: 7th International Conference on Architectural and Automotive Glass}, year = {2001}, month = {06/2001}, address = {Tampere, Finland}, abstract = {

Glass is a remarkable material but its functionality is significantly enhanced when it is processed or altered to provide added intrinsic capabilities. The overall performance of glass elements in a building can be further enhanced when they are designed to be part of a complete fa{\c c}ade system. Finally the fa{\c c}ade system delivers the greatest performance to the building owner and occupants when it becomes an essential element of a fully integrated building design. This presentation examines the growing interest in incorporating advanced glazing elements into more comprehensive fa{\c c}ade and building systems in a manner that increases comfort, productivity and amenity for occupants, reduces operating costs for building owners, and contributes to improving the health of the planet by reducing overall energy use and environmental impacts. We explore the role of glazing systems in dynamic and responsive fa{\c c}ades that provide the following functionality:

Enhanced sun protection and cooling load control while improving thermal comfort and providing most of the light needed with daylighting;

Enhanced air quality and reduced cooling loads using natural ventilation schemes employing the fa{\c c}ade as an active air control element;

Reduced operating costs by minimizing lighting, cooling and heating energy use by optimizing the daylighting- thermal tradeoffs;

Net positive contributions to the energy balance of the building using integrated photovoltaic systems;

Improved indoor environments leading to enhanced occupant health, comfort and performance.

In addressing these issues fa{\c c}ade system solutions must of course respect the constraints of latitude, location, solar orientation, acoustics, earthquake and fire safety, etc. Since climate and occupant needs are dynamic variables, in a high performance building the fa{\c c}ade solution must have the capacity to respond and adapt to these variable exterior conditions and to changing occupant needs. This responsive performance capability can also offer solutions to building owners where reliable access to the electric grid is a challenge, in both less-developed countries and in industrialized countries where electric generating capacity has not kept pace with growth. We find that when properly designed and executed as part of a complete building solution, advanced fa{\c c}ades can provide solutions to many of these challenges in building design today.

}, author = {Stephen E. Selkowitz} } @article {12075, title = {Mixed Metal Films with Switchable Optical Properties}, journal = {Applied Physics Letters}, volume = {80}, number = {8}, year = {2001}, month = {02/2002}, pages = {1349-1351}, abstract = {

Thin, Pd-capped metallic films containing magnesium and first row transition metals (Mn, Fe, Co) switch reversibly from their initial reflecting state to visually transparent states when exposed to gaseous hydrogen or following reduction cathodic polarization in an alkaline electrolyte. Reversion to the reflecting state is achieved by exposure to air or by anodic polarization. The films were prepared by co-sputtering from one magnesium target and one manganese, iron, or cobalt target. Both the dynamic optical switching range and the speed of the transition depend on the magnesium-transition metal ratio. Infrared spectra of films in the transparent, hydrided (deuterided) states support the presence of the intermetallic hydride phases Mg3MnH7, Mg2FeH6, and Mg2CoH5.

}, doi = {10.1063/1.1454218}, author = {Thomas J. Richardson and Jonathan L. Slack and Baker Farangis and Michael D. Rubin} } @article {1875, title = {Switchable Mirrors Based on Nickel-Magnesium Films}, journal = {Applied Physics Letters}, volume = {78}, number = {20}, year = {2001}, month = {05/2001}, pages = {3047-3049}, chapter = {3047}, abstract = {

An electrochromic mirror electrode based on reversible uptake of hydrogen in nickel magnesium alloy films is reported. Thin, magnesium-rich Ni-Mg films prepared on glass substrates by cosputtering from Ni and Mg targets are mirror-like in appearance and have low visible transmittance. Upon exposure to hydrogen gas or on cathodic polarization in alkaline electrolyte, the films take up hydrogen and become transparent. When hydrogen is removed, the mirror properties are recovered. The transition is believed to result from reversible formation of Mg2NiH4 and MgH2. A thin overlayer of palladium was found to enhance the kinetics of hydrogen insertion and extraction, and to protect the metal surface against oxidation.

}, doi = {10.1063/1.1371959 }, author = {Thomas J. Richardson and Jonathan L. Slack and Robert D. Armitage and Robert Kostecki and Baker Farangis and Michael D. Rubin} } @article {11506, title = {21st Century Windows: Electrochromic Windows and Other Glazing Technologies}, journal = {Fenestration Magazine}, number = {Sep-00}, year = {2000}, abstract = {

One of our challenges for the 21st century will be to try to reduce adverse societal impacts on our planet. Buildings account for one of the nations largest energy costs and are the biggest source of greenhouse gas emissions. Within the building sector, windows were historically viewed as one of the weak links in buildings. The early response to this perspective was legislation to restrict window usage. The big conceptual leap in the last 25 years has been the recognition that better window technology and better building design can not only reduce these negative impacts, but can convert them into tangible human and economic benefits. The window industry has risen to the challenge of producing the cost-effective products that help translate researchers predictions into market reality. A look at trends in glazing and new findings from an electrochromic window study by the Lawrence Berkeley National Laboratory (LBNL) provides some additional clues on where fenestration technology will take us in the 21st Century.

Two notable achievements have marked progress for the window industry in the last 25 years: Low-E coatings and spectrally selective cool glazings.

}, author = {Stephen E. Selkowitz} } @conference {11791, title = {Electrochromic Windows for Commercial Buildings: Monitored Results from a Full-Scale Testbed}, booktitle = {ACEEE 2000 Summer Study on Energy Efficiency in Buildings, Efficiency and Sustainability, August 20-25, 2000}, year = {2000}, month = {04/2000}, address = {Pacific Grove, CA}, abstract = {

Electrochromic glazings promise to be the next major advance in energy-efficient window technology, helping to transform windows and skylights from an energy liability to an energy source for the nations building stock. Monitored results from a full-scale demonstration of large-area electrochromic windows are given. The test consisted of two side-by-side, 3.7x4.6 m, office-like rooms. In each room, five 62x173-cm lower electrochromic windows and five 62x43-cm upper electrochromic windows formed a large window wall. The window-to-exterior wall ratio (WWR) was 0.40. The southeast-facing electrochromic windows had an overall visible transmittance (Tv) range of Tv =0.11-0.38 and were integrated with a dimmable electric lighting system to provide constant work plane illuminance and to control direct sun.

Daily lighting use from the automated electrochromic window system decreased by 6 to 24\% compared to energy use with static, low-transmission (Tv =0.11), unshaded windows in overcast to clear sky winter conditions in Oakland, California. Daily lighting energy use increased as much as 13\% compared to lighting energy use with static windows that had Tv =0.38. Even when lighting energy savings were not obtainable, the visual environment produced by the electrochromic windows, indicated by well-controlled window and room luminance levels, was significantly improved for computer-type tasks throughout the day compared to the visual environment with unshaded 38\%-glazing. Cooling loads were not measured, but previous building energy simulations indicate that additional savings could be achieved. To ensure visual and thermal comfort, electrochromics require occasional use of interior or exterior shading systems when direct sun is present. Other recommendations to improve electrochromic materials and controls are noted along with some architectural constraints.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @conference {11799, title = {Electrochromism in Copper Oxide Thin Films}, booktitle = {4th International Meeting on Electrochromism}, year = {2000}, month = {08/2000}, address = {Uppsala, Sweden}, abstract = {

Transparent thin films of copper(I) oxide prepared on conductive SnO2:F glass substrates by anodic oxidation of sputtered copper films or by direct electrodeposition of Cu2O transformed reversibly to opaque metallic copper films when reduced in alkaline electrolyte. In addition, the same Cu2O films transform reversibly to black copper(II) oxide when cycled at more anodic potentials. Copper oxide-to-copper switching covered a large dynamic range, from 85\% and 10\% photopic transmittance, with a coloration efficiency of about 32 cm2/C. Gradual deterioration of the switching range occurred over 20 to 100 cycles. This is tentatively ascribed to coarsening of the film and contact degradation caused by the 65\% volume change on conversion of Cu to Cu2O. Switching between the two copper oxides (which have similar volumes) was more stable and more efficient (CE = 60 cm2/C), but covered a smaller transmittance range (60\% to 44\% T). Due to their large electrochemical storage capacity and tolerance for alkaline electrolytes, these cathodically coloring films may be useful as counter electrodes for anodically coloring electrode films such as nickel oxide or metal hydrides.

}, author = {Thomas J. Richardson and Jonathan L. Slack and Michael D. Rubin} } @conference {11844, title = {Establishing the Value of Advanced Glazings}, booktitle = {Glass in Buildings: An International Conference on the Use of Glass as an Architectural/Engineering Form and Material}, year = {1999}, month = {04/1999}, address = {Bath, UK}, abstract = {

Numerous glazing technologies are under development worldwide to improve the performance of building facades. High-performance glazings can provide substantial energy and related environmental benefits, but often at greatly increased first cost when compared to conventional design solutions. To increase market viability, we discuss strategies to reduce the actual and owner-perceived costs associated with developing and producing advanced window systems, specifically switchable electrochromic glazings, and we also suggest marketing strategies designed to appeal to early adopter and mainstream purchasers. These strategies may be applicable to a broad range of advanced glazing materials.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz} } @conference {11913, title = {High Performance Glazing Systems: Architectural Opportunities for the 21st Century}, booktitle = {Glass Processing Days 99 Conference}, year = {1999}, month = {06/1999}, address = {Tampere, Finland}, abstract = {

Glazing systems will fulfill important new roles in buildings in the 21st century. This paper provides an overview of three different functional impacts for advanced glazing systems. New technology and better integration with daylighting and climate control systems allow advanced glazings in building facades to 1) improve the comfort and performance of building occupants, 2) add value and reduce energy operating costs for building owners, and 3) assist in national and global efforts to reduce greenhouse gas emissions that contribute to global warming.

}, author = {Stephen E. Selkowitz} } @techreport {1770, title = {RESFEN 3.1: A PC Program for Calculating the Heating and Cooling Energy Use of Windows in Residential Buildings}, year = {1999}, month = {08/1999}, institution = {Lawrence Berkeley National Laboratory}, address = {Berkeley}, abstract = {

A computer tool such as RESFEN can help consumers and builders pick the most energy-efficient and cost-effective window for a given application, whether it is a new home, an addition, or a window replacement. It calculates heating and cooling energy use and associated costs as well as peak heating and cooling demand for specific window products. Users define a specific scenario by specifying house type (single-story or two-story), geographic location, orientation, electricity and gas cost, and building configuration details (such as wall, floor, and HVAC system type). Users also specify size, shading, and thermal properties of the window they wish to investigate. The thermal properties that RESFEN requires are: U-factor, Solar Heat Gain Coefficient, and air leakage rate. RESFEN calculates the energy and cost implications of the window compared to an insulated wall. The relative energy and cost impacts of two different windows can be compared.

RESFEN 3.0 was a major improvement over previous versions because it performs hourly calculations using a version of the DOE 2.1E (LBL 1980, Winkelmann et al. 1993) energy analysis simulation program. RESFEN 3.1 incorporates additional improvements including input assumptions for the base case buildings taken from the National Fenestration Rating Council (NFRC) Annual Energy Subcommittee{\textquoteright}s efforts.

}, author = {Robin Mitchell and Yu Joe Huang and Dariush K. Arasteh and Robert Sullivan and Santosh Phillip} } @conference {12227, title = {Residential Fenestration Performance Analysis Using RESFEN 3.1}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VII}, year = {1999}, month = {12/1998}, address = {Clearwater Beach, FL}, abstract = {

This paper describes the development efforts of RESFEN 3.1, a PC-based computer program for calculating the heating and cooling energy performance and cost of residential fenestration systems. The development of RESFEN has been coordinated with ongoing efforts by the National Fenestration Rating Council (NFRC) to develop an energy rating system for windows and skylights to maintain maximum consistency between RESFEN and NFRCs planned energy rating system. Unlike previous versions of RESFEN, that used regression equations to replicate a large data base of computer simulations, Version 3.1 produces results based on actual hour-by-hour simulations. This approach has been facilitated by the exponential increase in the speed of personal computers in recent years. RESFEN 3.1 has the capability of analyzing the energy performance of windows in new residential buildings in 52 North American locations. The user describes the physical, thermal and optical properties of the windows in each orientation, solar heat gain reductions due to obstructions, overhangs, or shades, and the location of the house. The RESFEN program then models a prototypical house for that location and calculates the energy use of the house using the DOE-2 program. The user can vary the HVAC system, foundation type, and utility costs. Results are presented for the annual heating and cooling energy use, energy cost, and peak energy demand of the house, and the incremental energy use or peak demand attributable to the windows in each orientation. This paper describes the capabilities of RESFEN 3.1, its usefulness in analyzing the energy performance of residential windows and its development effort and gives insight into the structure of the computer program. It also discusses the rationale and benefits of the approach taken in RESFEN in combining a simple-to-use graphical front-end with a detailed hour-by-hour simulation engine to produce an energy analysis tool for the general public that is user-friendly yet highly accurate.

}, author = {Yu Joe Huang and Robin Mitchell and Dariush K. Arasteh and Stephen E. Selkowitz} } @conference {11520, title = {Advanced Fenestration Systems for Improved Daylight Performance}, booktitle = {Daylighting 98 Conference }, year = {1998}, month = {05/1998}, address = {Ottawa, Canada}, abstract = {

The use of daylight to replace or supplement electric lighting in commercial buildings can result in significant energy and demand savings. High performance fenestration systems are a necessary, but not sufficient, element of any successful daylighting design that reduces lighting energy use. However, these savings may be reduced if the fenestration systems impose adverse thermal loads. New fenestration technologies have been developed over the last twenty years, aiming at controlling the intensity of the incoming solar radiation, its interior distribution and its spectral composition, as well as thermal losses and gains. Some of these have proven successful for specific or general building applications, while others are still under development and testing to understand limitations and potential benefits.

In this paper we review the state of the art of several advanced fenestration systems which, are designed to maximize the energy-saving potential of daylighting while improving comfort and visual performance, at an affordable cost. We first review the key performance issues that successful fenestration systems must address, and then review several classes of fenestration systems intended to meet those performance needs. The systems are reviewed in two categories: static and dynamic. Static systems include not only glazings, such as spectrally selective and holographic glazings, but specialized designs of light-shelves and light-pipes, while dynamic systems cover automatically operated blinds and electrochromic glazings.

We include a discussion of the research directions in this area, and how these efforts might lead to static and dynamic hardware and system solutions that fulfill the multiple roles that these systems must play in terms of energy efficiency, comfort, visual performance, health, and amenity in future buildings.

}, author = {Stephen E. Selkowitz and Eleanor S. Lee} } @article {11766, title = {Effect of Hydrogen Insertion on the Optical Properties of PD-Coated Magnesium Lanthanides}, journal = {Electrochimica Acta}, year = {1998}, month = {9/1998}, address = {London, U.K.}, abstract = {

Metallic magnesium lanthanide thin films upon insertion of hydrogen transform to a highly transparent hydride phase. With a Pd overlayer, the transformation can be produced either by electrochemical insertion of hydrogen or by exposing the film to hydrogen gas. Unlike amorphous oxide electrochromics, the transformation is accompanied by a large change in visible reflectance (about 50\%). The optical switching effect in these materials is investigated in terms of changes in the complex refractive index as determined by variable-angle spectroscopic ellipsometric and normal-incidence radiometric measurements over the solar spectrum. Furthermore the optical effect of converting the Pd caplayer to Pd-H was determined. It is shown that the pd layer limits the visible transmittance of the hyrdrided stack to about 35-40\%. Whereas the extinction coefficient of the dehydrided LnMg-layers at 550 nm is between 2.2 and 3.1, it is as low as 10-4 in the transparent state.

}, author = {Klaus von Rottkay and Michael D. Rubin and Franck Michalak and Robert D. Armitage and Thomas J. Richardson and Jonathan L. Slack and Peter A. Duine} } @article {11774, title = {The Effect of Venetian Blinds on Daylight Photoelectric Control Performance}, journal = {Journal of the Illuminating Engineering Society}, volume = {28}, number = {1}, year = {1998}, abstract = {

We investigate how a venetian blind, a common but optically complex fenestration system, contributes to the unreliable performance of daylighting control systems. Using a fully instrumented, full-scale testbed facility, we monitored the daylighting performance of a modified closed-loop proportional photoelectric control system in a private office over the course of a year. The ratio of workplane illuminance from daylight to photosensor signal is characterized in terms of solar condition and venetian blind angle. Variations in this ratio causes actual illuminance levels to be periodically insufficient. This type of characterization can be used by the installer to determine whether the initial control adjustments made during commissioning will lead to reliable performance under most daylight conditions. Commissioning guidelines are given with caution, based on our observations from this specific case study.

We quantified the effect of variability in this ratio on control performance. With a middle-of-the-road gain constant, monitored workplane illuminance levels did not fall below 90\% of the design setpoint for 91\% of the year. When discrepancies occurred, differences between the daylight correlation and measured conditions were the primary cause of insufficient illuminance at the workplane. This performance is not applicable to commercially-available closed-loop proportional systems because 1) typical systems are rarely commissioned properly upon installation, and 2) off-the-shelf systems combine the photosensor{\textquoteright}s response to daylight and electric light into one gain parameter. Even though the prototype system was subject to the same discrepancies in the daylight correlation fit as commercially-available systems, performance was substantially improved because the prototype was able to separate the electric lighting contribution to workplane illuminance from the daylighting contribution, at no added cost. Commissioning should accommodate the effect of the fenestration system, since variations in luminance distributions produced by the window are the primary cause of unreliable performance.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @article {11792, title = {Electrochromic lithium nickel oxide by pulsed laser deposition and sputtering}, journal = {Solar Energy Materials and Solar Cells}, volume = {54}, number = {4-Jan}, year = {1998}, month = {07/1998}, pages = {59-66}, chapter = {59}, abstract = {

Thin films of lithium nickel oxide were deposited by sputtering and pulsed laser deposition (PLD) from targets of pressed LiNiO2 powder. The composition and structure of these films were analyzed using a variety of techniques, such as nuclear-reaction analysis, Rutherford backscattering spectrometry (RBS), X-ray diffraction, infrared spectroscopy, and atomic-force microscopy. Crystalline structure, surface morphology and chemical composition of LixNi1-xO thin films depend strongly on deposition oxygen pressure, temperature as well as substrate{\textendash}target distance. The films produced at temperatures lower than 600{\textdegree}C spontaneously absorb CO2 and H2O at their surface once they are exposed to the air. The films deposited at 600{\textdegree}C proved to be stable in air over a long period. Even at room temperature the PLD films are denser and more stable than sputtered films. RBS determined the composition of the best films to be Li0.5Ni0.5O deposited by PLD at 60\ mTorr O2 pressure. Electrochemical tests show that the films exhibit excellent reversibility in the range 1.0{\textendash}3.4\ V versus lithium. Electrochemical formatting which is used to develop electrochromism in other films is not needed for the stoichiometric films. The optical transmission range is almost 70\% at 550\ nm for 150\ nm-thick films. Devices made from these films were analyzed using novel reference electrodes and by disassembling after cycling.

}, keywords = {Lithium nickel oxide, pulsed laser deposition, sputtering}, doi = {10.1016/S0927-0248(97)00223-7}, author = {Michael D. Rubin and Shi-Jie Wen and Thomas J. Richardson and John B. Kerr and Klaus von Rottkay and Jonathan L. Slack} } @article {11794, title = {Electrochromic Lithium Nickel Oxide Thin Films by RF-Sputtering from a LiNiO2 Target}, journal = {Electrochimica Acta}, volume = {44}, number = {18}, year = {1998}, pages = {3085-3092}, abstract = {

Thin films of lithium nickel oxide were deposited by rf sputtering from a stoichiometric LiNiO2 target. The composition and structure of these films depended on the oxygen pressure during deposition (sputtering gas is Argon), and, to a certain extent, the target history. The sputtering geometry, i.e. the substrate to target distance and the sputtering angle were also critical. the films exhibit excellent reversibility in the potential range 1.1V to 3.8 V vs Li/Li+ and could be cycled in a liquid electrolyte half cell for more than 3000 cycles with a switching range ΔTvis close to 70\%. The coloration efficiency in the visible was typically -30 to -40 cm2 C-1. The switching performance of a device utilizing a lithium nickel oxide film as counter electrode for a tungsten oxide electrochromic film is reported.

}, author = {Franck Michalak and Klaus von Rottkay and Thomas J. Richardson and Jonathan L. Slack and Michael D. Rubin} } @conference {11806, title = {The Elusive Challenge of Daylighted Buildings 25 Years Later}, booktitle = {Daylighting 98 Conference}, year = {1998}, month = {05/1998}, address = {Ottawa, Ontario, Canada}, abstract = {

As we approach the end of the decade of the 1990s, daylighting is increasingly promoted as a design strategy and building solution that can save energy and improve human performance and satisfaction in indoor spaces. Similar claims were made in the 1970s in the aftermath of the oil embargo. Twenty-five years later, in a world newly concerned about carbon emissions, global warming, and sustainable design, daylighted buildings are again proposed as a solution. While it is possible to find some examples of well daylighted buildings that have been built in the last 25 years, the fact that there are so few suggests that the optimistic outlook for daylighting needs to be critically (re)examined.

}, author = {Stephen E. Selkowitz} } @conference {11809, title = {Energy and Daylight Performance of Angular Selective Glazings}, booktitle = {ASHRAE/DOE/BTECC Conference, Thermal Performance of the Exterior Envelopes of Buildings VII}, year = {1998}, month = {12/1998}, address = {Clearwater Beach, FL}, abstract = {

This paper presents the results of a study investigating the energy and daylight performance of anisotropic angular selective glazings. The DOE-2.1E energy simulation program was used to determine the annual cooling, lighting and total electricity use, and peak electric demand. RADIANCE, a lighting simulation program, was used to determine daylight illuminance levels and distribution. We simulated a prototypical commercial office building module located in Blythe, California. We chose three hypothetical conventional windows for comparison: a single-pane tinted window, a double-pane low-E window, and a double-pane spectrally selective window. Daylighting controls were used. No interior shades were modeled in order to isolate the energy effects of the angular selective glazing. Our results show that the energy performance of the prototype angular selective windows is about the same as conventional windows for a 9.14 m (30 ft) deep south-facing perimeter zone with a large-area window in the hot, sunny climate of Blythe. It is theoretically possible to tune the angular selectivity of the glazing to achieve annual cooling energy reductions of 18\%, total electricity use reductions of 15\%, and peak electric demand reductions of 11\% when compared to a conventional glazing with the same solar-optical properties at normal incidence. Angular selective glazings can provide more uniformly distributed daylight, particularly in the area next to the window, which will result in a more visually comfortable work environment.

}, author = {Robert Sullivan and Liliana O. Beltran and Eleanor S. Lee and Michael D. Rubin and Stephen E. Selkowitz} } @conference {2929, title = {Integrated Performance of an Automated Venetian Blind/Electric Lighting System in a Full-Scale Private Office}, booktitle = {ASHRAE/DOE/BTECC Conference, Thermal Performance of the Exterior Envelopes of Buildings VII}, year = {1998}, month = {09/1998}, address = {Clearwater Beach, FL}, abstract = {

Comprehensive results are presented from a full-scale testbed of a prototype automated venetian blind/lighting system installed in two unoccupied, private offices in Oakland, California. The dynamic system balanced daylight against solar heat gains in real-time, to reduce perimeter zone energy use and to increase comfort. This limited proof-of-concept test was designed to work out practical "bugs" and refine design details to increase cost effectiveness and acceptability of this innovative technology for real-world applications. We present results from 14 months of tuning the system design and monitoring energy performance and control system operations. For this southeast-facing office, we found that 1-22\% lighting energy savings, 13-28\% cooling load reductions, and 13-28\% peak cooling load reductions can be achieved by the dynamic system under clear sky and overcast conditions year round, compared to a static, partly closed blind with the same optimized daylighting control system. These energy savings increase if compared to conventional daylighting controls with manually-operated blinds. Monitored data indicated that the control system met design objectives under all weather conditions to within 10\% for at least 90\% of the year. A pilot human factors study indicated that some of our default control settings should be adjusted to increase user satisfaction. With these adjustments, energy savings will decrease. The final prototype design yielded a 10-year simple payback for this site. If mechanical system downsizing opportunities and qualitative improvements to worker{\textquoteright}s comfort are included, this innovative technology could be more cost effective. Marketing information for commercializing this technology is given.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Edward L. Vine and Stephen E. Selkowitz} } @article {1675, title = {Office Worker Response to an Automated Venetian Blind and Electric Lighting System: A Pilot Study}, journal = {Energy and Buildings}, volume = {28}, year = {1998}, month = {10/1998}, pages = {205-218}, chapter = {205}, abstract = {

A prototype integrated, dynamic building envelope and lighting system designed to optimize daylight admission and solar heat gain rejection on a real-time basis in a commercial office building is evaluated. Office worker response to the system and occupant-based modifications to the control system are investigated to determine if the design and operation of the prototype system can be improved. Key findings from the study are: (1) the prototype integrated envelope and lighting system is ready for field testing, (2) most office workers (N=14) were satisfied with the system, and (3) there were few complaints. Additional studies are needed to explain how illuminance distribution, lighting quality, and room design can affect workplane illuminance preferences.

}, keywords = {behavior, Comfort, commercial buildings, daylighting, envelope}, doi = {10.1016/S0378-7788(98)00023-1}, author = {Edward L. Vine and Eleanor S. Lee and Robert D. Clear and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @conference {1932, title = {Tungsten-Vanadium Oxide Sputtered Films for Electrochromic Devices}, booktitle = {Electrochemical Society: Molecular Functions of Electroactive Thin Films}, volume = {98-26}, year = {1998}, month = {11/1998}, address = {Boston, MA}, abstract = {

Mixed vanadium and tungsten oxide films with compositions ranging from 0 to 100\% vanadium (metals basis) were prepared by reactive sputtering from metallic vanadium and tungsten targets in an atmosphere of argon and oxygen. The vanadium content varied smoothly with the fraction of total power applied to the vanadium target. Films containing vanadium were more color neutral than pure tungsten oxide films, tending to gray-brown at high V fraction. The electrochromic switching performance of these films was investigated by in situ monitoring of their visible transmittance during lithium insertion/extraction cycling in a non-aqueous electrolyte (1M LiClO4 in PC). the solar transmittance and reflectance was measured ex-situ. Films with vanadium content greater than about 15\%, exhibited a marked decrease in switching range. The coloration efficiencies followed a similar trend.

}, author = {Thomas J. Richardson and Klaus von Rottkay and Jonathan L. Slack and Franck Michalak and Michael D. Rubin} } @techreport {1951, title = {Validation studies of the DOE-2 Building Energy Simulation Program. Final Report}, year = {1998}, abstract = {

This report documents many of the validation studies (Table 1) of the DOE-2 building energy analysis simulation program that have taken place since 1981. Results for several versions of the program are presented with the most recent study conducted in 1996 on version DOE-2.1E and the most distant study conducted in 1981 on version DOE-1.3. This work is part of an effort related to continued development of DOE-2, particularly in its use as a simulation engine for new specialized versions of the program such as the recently released RESFEN 3.1. RESFEN 3.1 is a program specifically dealing with analyzing the energy performance of windows in residential buildings. The intent in providing the results of these validation studies is to give potential users of the program a high degree of confidence in the calculated results.

}, author = {Robert Sullivan and Frederick C. Winkelmann} } @article {11528, title = {Advanced Optical Daylighting Systems: Light Shelves and Light Pipes}, journal = {1996 IESNA Annual Conference}, volume = {26}, year = {1997}, note = {

Presented at the 1996 IESNA Annual Conference
Cleveland, OH,
August 4-7, 1996

}, pages = {91-106}, chapter = {91}, address = {Cleveland, OH}, abstract = {

We present two perimeter daylighting systems that passively redirect beam sunlight further from the window wall using special optical films, an optimized geometry, and a small glazing aperture. The objectives of these systems are (1) to increase daylight illuminance levels at 4.6-9.1 m (15-30 ft) from the window aperture with minimum solar heat gains and (2) to improve the uniformity of the daylighting luminance gradient across the room under variable solar conditions throughout the year. The designs were developed through a series of computer-assisted ray-tracing studies, laser visualization techniques, and photometric measurements and observations using physical scale models. Bi-directional illuminance measurements in combination with analytical routines were then used to simulate daylight performance for any solar position, and were incorporated into the DOE-2.1E building energy analysis computer program to evaluate energy savings. Results show increased daylight levels and an improved luminance gradient throughout the year compared to conventional daylighting systems.

}, doi = {10.1080/00994480.1997.10748194}, author = {Liliana O. Beltran and Eleanor S. Lee and Stephen E. Selkowitz} } @conference {2869, title = {Design and Performance of an Integrated Envelope/Lighting System}, booktitle = {ICBEST {\textquoteright}97 International Conference on Building Envelope Systems and Technology}, year = {1997}, month = {04/1997}, pages = {375-380}, address = {Bath, UK}, abstract = {

Dynamic envelope/lighting systems offer the potential to achieve a near optimum energy-efficient environment meeting occupant needs throughout the year by adapting to dynamic meteorological conditions and changing occupant preferences in real time. With the dramatic increased functionality of the microprocessor, there is an untapped potential to make dynamic envelope/lighting systems easier to use, diagnose, and monitor, and to integrate them as part of a sophisticated building-wide control system. This study addresses the complex relationship between this energy-efficiency technology and many of the non-energy issues related to its potential acceptance by the building industry, architects, owners, and users. We demonstrate the concept of integrated dynamic systems with a prototype motorized venetian blind operated in synchronization with electric lighting and daylighting controls via an intelligent control system. Research work conducted with simulation software and reduced-scale and full-scale field tests is summarized. Much of this work is directly relevant to other active shading and daylighting systems on the market today and to state-of-the-art window systems yet to come (i.e., electrochromics).

}, author = {Eleanor S. Lee and Stephen E. Selkowitz} } @conference {11778, title = {Effective Medium Approximation of the Optical properties of electrochromic cerium-titanium oxide compounds}, booktitle = {SPIE Proceedings}, volume = {3138}, year = {1997}, month = {07/1997}, pages = {19-Sep}, address = {San Diego, CA}, abstract = {

Cerium titanium oxide samples derived from a solution have been compared against sputtered films over a wide range of different compositions. X-ray diffraction was used to investigate the structural properties of the compound material existing in a two-phase mixture MAO2-MBO2. The optical properties were evaluated over the whole solar spectrum by variable angle spectroscopic ellipsometry combined with spectrophutometry. The spectral complex refractive index was determined for CeO2 and TiO2, as well as for their compounds. To reduce the large number of permutations in composition of multi-component oxides it would be useful to be able to predict the properties of the mixtures from the pure oxide components. Therefore these results were compared to those obtained by effective medium theory utilizing the optical constants of CeO2 and TiO2. In order to investigate the performance as passive counter-electrode in Li+ based electrochromic devices the films were tested by cyclic voltammetry with in-situ transmission control. Chemical composition was measured by Rutherford backscattering spectrometry. Surface morphology was analyzed by atomic force microscopy.

}, keywords = {cerium titanium oxide, effective medium theory, electrochromic, optical constants}, author = {Klaus von Rottkay and Thomas J. Richardson and Michael D. Rubin and Jonathan L. Slack} } @conference {11966, title = {Influence of stoichiometry on the electrochromic cerium-titanium oxide compounds}, booktitle = {11th International Conference of Solid State Ionics}, year = {1997}, month = {11/1997}, address = {Honolulu, Hawaii}, abstract = {

CeO2-TiO2 finds use as passive counter-electrode in electrochromic devices. Thin films were produced by dc-sputtering in a wide range of compositions. Influence of total pressure and oxygen partial pressure on the optical constants of TiO2 was investigated. Slightly substoichiometric TiO2 films exhibit a red-shift of the bandgap. The TiO2 content in the compound essentially determines the degree of cathodical coloring upon Li+ intercalation. However, pure TiO2 films with comparable visible transmittance in the clear state behave differently during electrochemical cycling depending on oxygen stoichiometry. Films that are deposited at higher total pressure are more oxygen rich and require initial formatting until current voltage cycles become stable. CeO2-TiO2 films of intermediate compositions have the relatively highest charge capacity. Comparison with atomic force microscopy indicates a correlation of small grain size with high charge capacity.

}, keywords = {band gap, charge capacity, electrochromic cerium titanium oxide, grain size, optical constants, rms roughness, tio2}, author = {Klaus von Rottkay and Thomas J. Richardson and Michael D. Rubin and Jonathan L. Slack and Lisen Kullman} } @article {12196, title = {Pressure Controlled GaN MBE Growth Using a Hollow Anode Nitrogen Ion Source}, journal = {Materials Research Society Proceedings}, volume = {449}, year = {1997}, note = {

1996 MRS Fall Meeting

}, abstract = {

GaN films were grown on sapphire substrates at temperatures below 1000 K utilizing a Hollow Anode nitrogen ion source. A Ga flux limited growth rate of ~0.5 μm/h is demonstrated. Active utilization of strain and the assistance of a nitrogen partial pressure during buffer layer growth are found to be crucial issues that can improve the film quality. The best films exhibit a full width at half maximum of the x-ray rocking curves of 80 arcsec and 1.85 meV for the excitonic photoluminescence measured at 4 K. A Volmer-Weber three dimensional growth mode and the spontaneous formation of cubic GaN inclusions in the hexagonal matrix are observed in the investigated growth temperature range. It is argued that this growth mode contributes to a limitation of the carrier mobility in these films that did not exceed 120 cm2/Vs through a minimum canier concentration of ~1015 cm-3 was achieved.

}, doi = {10.1557/PROC-449-221}, author = {Michael S.H. Leung and Ralf Klockenbrink and Christian F. Kisielowski and Hiroaki Fujii and Joachim Kr{\"u}ger and Sudhir G. Subramanya and Andr{\'e} Anders and Zuzanna Liliental-Weber and Michael D. Rubin and Eicke R. Weber}, editor = {Joachim Kr{\"u}ger} } @techreport {58587, title = {RESFEN 3.0: A PC Program for Calculating the Heating and Cooling Energy Use of Windows in Residential Buildings}, year = {1997}, month = {12/1997}, pages = {38}, institution = {Lawrence Berkeley National Laboratory}, abstract = {

Today{\textquoteright}s energy-efficient windows can dramatically lower the heating and cooling costs associated with windows while increasing occupant comfort and minimizing window surface condensation problems. However, consumers are often confused about how to pick the most efficient window for their residence. They are typically given window properties such as U-factors or R-values, Solar Heat Gain Coefficients or Shading Coefficients, and air leakage rates. However, the relative importance of these properties depends on the site and building specific conditions. Furthermore, these properties are based on static evaluation conditions that are very different from the real situation the window will be used in. Knowing the energy and associated cost implications of different windows will help consumers and builders make the best decision for their particular application, whether it is a new home, an addition, or a window replacement.

A computer tool such as RESFEN can help consumers and builders pick the most energy-efficient and cost-effective window for a given application. It calculates the heating and cooling energy use and associated costs as well as the peak heating and cooling demand for specific window products. Users define a problem by specifying the house type (single story or two story), geographic location, orientation, electricity and gas cost, and building configuration details (such as wall type, floor type, and HVAC systems). Window options are defined by specifying the window{\textquoteleft}s size, shading, and thermal properties: U-factor, Solar Heat Gain Coefficient, and air leakage rate. RESFEN calculates the energy and cost implications of the windows compared to insulated walls. The relative energy and cost impacts of two different windows can be compared against each other.

RESFEN 3.0 is a major improvement over previous versions of RESFEN because it performs hourly calculations using a version of the DOE 2.1E energy analysis simulation program.

}, author = {Yu Joe Huang and Robert Sullivan and Dariush K. Arasteh and Robin Mitchell} } @article {2867, title = {Thermal and Daylighting of an Automated Venetian Blind and Lighting System in a Full-Scale Private Office}, journal = {Energy and Buildings}, volume = {29}, number = {1}, year = {1997}, month = {07/01/1997}, pages = {47-63}, abstract = {

Dynamic envelope/lighting systems have the potential to optimize the perimeter zone energy balance between daylight admission and solar heat gain rejection on a real-time basis, and to increase occupant comfort. Two side-by-side full-scale offices in Oakland, California were built to further develop and test this concept. An automated venetian blind was operated in synchronization with a dimmable electric lighting system to block direct sun, provide the design workplane illuminance, and maximize view. The research program encompassed system design refinements, energy measurements, and human factors tests. In this study, we present lighting energy and cooling load data that were monitored in this facility over the course of a year. Significant energy savings and peak demand reductions were attained with the automated venetian blind/ lighting system compared to a static venetian blind with the same dimmable electric lighting system. Correlations between key weather parameters and cooling and lighting were used to illustrate how the dynamic system was able to simultaneously achieve optimization between lighting and cooling end uses under the full range of weather conditions of this sunny, moderate climate. Energy-efficiency estimates were conservative since experience shows that conventional daylighting control systems and manually operated shading devices are rarely used effectively in real world applications.

}, author = {Eleanor S. Lee and Dennis L. DiBartolomeo and Stephen E. Selkowitz} } @techreport {1913, title = {Tips for Daylighting with Windows: The Integrated Approach}, year = {1997}, abstract = {

These guidelines provide an integrated approach to the cost-effective design of perimeter zones in new commercial buildings. They function as a quick reference for designers through a set of easy steps and rules-of-thumb, emphasizing "how-to" practical details. References are given to more detailed sources of information, should the reader wish to go further.

No guidelines can answer all possible questions from all types of users. However, this document addresses the most commonly occurring scenarios. The guidance here is limited by the medium; short paper documents can only go so far in assisting a designer with a unique project. This document has been carefully shaped to best meet the needs of a designer when time does not permit a more extensive form of assistance.

The design method used in this document emphasizes that building decisions should be made within the context of the whole building as a single functioning system rather than as an assembly of distinct parts. This integrated design approach looks at the ramifications of each individual system decision on the whole building. For example, the glazing selection will have an effect on lighting, mechanical, and interior design. Therefore, the entire design team should participate in and influence this decision{\textemdash}which typically rests with the architect alone. The benefit of an integrated design approach is a greater chance of success towards long term comfort and sustained energy savings in the building.

}, author = {Jennifer O{\textquoteright}Conner and Eleanor S. Lee and Francis M. Rubinstein and Stephen E. Selkowitz} } @conference {11545, title = {Analysis of Durability in Lithium Nickel Oxide Electrochromic Materials and Devices}, booktitle = {2nd International Meeting on Electrochromism}, year = {1996}, month = {10/1996}, address = {San Diego, CA}, abstract = {

Thin films of lithium nickel oxide were deposited by sputtering and laser ablation from targets of pressed nickel oxide and lithium oxide powders. These films were assembled into electrochromic test devices with tungsten oxide as the opposite electrode and a polymer electrolyte. Analysis of the failure modes was carried out at several levels: The composition and structure of the films were examined before and after cycling using a variety of techniques, such as infrared spectroscopy, nuclear-reaction analysis, Rutherford backscattering spectrometry, x-ray diffraction and atomic force microscopy. Absorption of water vapor was found to be a major factor determining the cyclic stability of the films. A new technique is described for incorporating reference electrodes made from an electronically isolated corner into devices. This structure enabled identification of potential problems associated with a particular interface. Finally, some of the devices were disassembled and the components examined. For example, a small quantity of the polymer was extracted and studied by gas chromatography and mass spectroscopy. Small organic fragments were discovered which correspond to expected weak points in the polymer structures.

}, author = {Shi-Jie Wen and John B. Kerr and Michael D. Rubin and Jonathan L. Slack and Klaus von Rottkay} } @conference {2884, title = {The Building Design Advisor}, booktitle = {ACADIA 1996 Conference}, year = {1996}, month = {03/1996}, address = {Tucson, AZ}, abstract = {

The Building Design Advisor (BDA) is a software environment that supports the integrated use of multiple analysis and visualization tools throughout the building design process, from the initial, schematic design phases to the detailed specification of building components and systems. Based on a comprehensive design theory, the BDA uses an object-oriented representation of the building and its context, and acts as a data manager and process controller to allow building designers to benefit from the capabilities of multiple tools. The BDA provides a graphical user interface that consists of two main elements: the Building Browser and the Decision Desktop. The Browser allows building designers to quickly navigate through the multitude of descriptive and performance parameters addressed by the analysis and visualization tools linked to the BDA. Through the Browser the user can edit the values of input parameters and select any number of input and/or output parameters for display in the Decision Desktop. The Desktop allows building designers to compare multiple design alternatives with respect to any number of parameters addressed by the tools linked to the BDA. The BDA is implemented as a Windows{\texttrademark}-based application for personal computers. Its initial version is linked to a Schematic Graphic Editor (SGE), which allows designers to quickly and easily specify the geometric characteristics of building components and systems. For every object created in the SGE, the BDA supplies モsmartヤ default values from a Prototypical Values Database (PVD) for all non-geometric parameters required as input to the analysis and visualization tools linked to the BDA. In addition to the SGE and the PVD, the initial version of the BDA is linked to a daylight analysis tool, an energy analysis tool, and a multimedia Case Studies Database (CSD). The next version of the BDA will be linked to additional tools, such as a photo-accurate rendering program and a cost analysis program. Future versions will address the whole building life-cycle and will be linked to construction, commissioning and building monitoring tools.

}, author = {Konstantinos M. Papamichael and John LaPorta and Hannah L. Chauvet and Deirdre Collins and Thomas Trzcinski and Jack A. Thorpe and Stephen E. Selkowitz} } @conference {11703, title = {Demonstration of a Light-Redirecting Skylight System at the Palm Springs Chamber of Commerce}, booktitle = {1996 ACEEE Summer Study on Energy Efficiency in Buildings: Profiting from Energy Efficiency}, year = {1996}, month = {08/1996}, address = {Pacific Grove, CA}, abstract = {

As part of a demonstration project to provide a comprehensive energy upgrade to a 294 m2 (3168 ft2) commercial building, an advanced skylight design was developed using optical light control materials and geometry to provide daylight to two adjoining offices. The skylight system was developed using outdoor physical model tests and simulation tools Limited on-site measurements and occupant polls were conducted. Market issues were addressed. The skylight systems were found to improve lighting quality and to control excessive daylight illuminance levels compared to a conventional diffusing bubble skylight. Daylighting principles developed in earlier work for vertical glazing systems (light shelves and light pipes) were shown to be applicable in skylight designs at full-scale.

}, author = {Eleanor S. Lee and Liliana O. Beltran and Stephen E. Selkowitz} } @article {2850, title = {Developing a Dynamic Envelope/Lighting Control System with Field Measurements}, journal = {Journal of the Illuminating Engineering Society}, volume = {26}, number = {1}, year = {1996}, month = {05/1996}, pages = {146-164}, abstract = {

The feasibility of an intelligent venetian blind/lighting control system was tested in a 1:3 scale model outdoors under variable sun and sky conditions. The control algorithm, block direct sun and meet the design workplane illuminance level, was implemented using commercially available and custom designed blind and lighting systems hardware. While blocking direct sunlight, the blinds were properly controlled to maintain the design workplane illuminance within a tolerance of -10\%, +25\% when there was sufficient daylight. When daylight levels alone were inadequate, the electric lighting control system maintained the design workplane illuminance. The electric lighting could be turned off if a user-specified time period at minimum power was exceeded. Lighting energy savings of 51-71\% (southwest) and 37-75\% (south) was attained for the period from 8:00 to 17:00 on clear sunny days, compared to a fixed, partially closed blind with the same lighting system. Practical details for implementation and commissioning are discussed. The impact of control variations, such as profile angle, time step interval, and control area, on energy demand is investigated.

}, author = {Dennis L. DiBartolomeo and Eleanor S. Lee and Francis M. Rubinstein and Stephen E. Selkowitz} } @conference {11828, title = {Energy Performance Analysis of Prototype Electrochromic Windows}, booktitle = {ASHRAE Transactions}, volume = {103, Part 2}, year = {1996}, month = {07/1997}, pages = {149-156}, address = {Boston, MA}, abstract = {

This paper presents the results of a study investigating the energy performance of three newly developed prototype electrochromic devices. The DOE-2.1E energy simulation program was used to analyze the annual cooling, lighting, and total electric energy use and peak demand as a function of window type and size. We simulated a prototypical commercial office building module located in the cooling-dominated locations of Phoenix, AZ and Miami, FL. Heating energy use was also studied in the heating-dominated location of Madison, WI. Daylight illuminance was used to control electrochromic state-switching. Two types of window systems were analyzed; i.e., the outer pane electrochromic glazing was combined with either a conventional low-E or a spectrally selective inner pane. The properties of the electrochromic glazings are based on measured data of new prototypes developed as part of a cooperative DOE-industry program.

Our results show the largest difference in annual electric energy performance between the different window types occurs in Phoenix and is about 6.5 kWh/m2 floor area (0.60 kWh/ft2) which can represent a cost of about $.52/m2 ($.05/ft2) using electricity costing $.08/kWh. Much larger differences exist when electrochromic windows are compared to conventional glazings in use today. At large window sizes, such energy savings can be as large as 90 kWh/m2 (8.4 kWh/ft2). Specific electrochromic performance varies with window-to-wall area ratio; i.e., at low ratios, one type electrochromic performs best, while at large ratios, another type performs best. In general, an electrochromic glazing combined with a spectrally selective glazings is better than one combined with a low-E glazing; however, at low-window-to-wall area ratios, this situation reverses slightly. There is almost no difference in peak electric demand for the different electrochromic windows analyzed.

In heating-dominated locations, the electrochromic should be maintained in its bleached state during the heating season to take advantage of beneficial solar heat gain which would reduce the amount of required heating. This also means that the electrochromic window with the largest solar heat gain coefficient is best. The largest heating energy performance difference in Madison for the various window types is 43 MJ/m2 floor area (4.0 kBtu/ft2). This represents a cost of about $.26/m2 floor area ($.024/ft2) using gas costing $0.60/therm ($5.69/GJ, $6.00/MBtu). However, a non-switching electrochromic will not provide desired glare control so that a control strategy that minimizes winter heating use may not be routinely desirable in many buildings.

}, author = {Robert Sullivan and Michael D. Rubin and Stephen E. Selkowitz} } @conference {11831, title = {The Energy Performance of Electrochromic Windows in Heating-Dominated Geographic Locations}, booktitle = {SPIE International Symposium on Optical Materials Technology for Energy Efficiency \& Solar Energy Conversion XV}, year = {1996}, month = {09/1996}, address = {Freiburg, Germany}, abstract = {

This paper presents the results of a study investigating the energy performance of electrochromic windows in heating-dominated geographic locations under a variety of state-switching control strategies. We used the DOE-2.1E energy simulation program to analyze the annual heating, cooling and lighting energy use and performance as a function of glazing type, size, and electrochromic control strategy. We simulated a prototypical commercial office building module located in Madison, Wisconsin. Control strategies analyzed were based on daylight illuminance, incident total solar radiation, and space cooling load. Our results show that overall energy performance is best if the electrochromic is left in its clear or bleached state during the heating season, but controlled during the cooling season using daylight illuminance as a control strategy. Even in such heating dominated locations as Madison, there is still a well-defined cooling season when electrochromic switching will be beneficial. However, having the electrochromic remain in its bleached state during the winter season may result in glare and visual comfort problems for occupants much in the same way as conventional glazings.

}, author = {Robert Sullivan and Eleanor S. Lee and Michael D. Rubin and Stephen E. Selkowitz} } @conference {11832, title = {Energy Performance of Evacuated Glazings in Residential Buildings}, booktitle = {ASHRAE 1996 Summer Meeting, June 22-26, 1996}, volume = {102, Part 2}, year = {1996}, month = {06/1996}, address = {San Antonio, TX}, abstract = {

This paper presents the results of a study investigating the energy performance of evacuated glazings or glazings which maintain a vacuum between two panes of glass. Their performance is measured by comparing results to prototype highly insulated superwindows as well as a more conventional insulating glass unit with a low-E coating and argon gas fill. We used the DOE-2.1E energy analysis simulation program to analyze the annual and hourly heating energy use due to the windows of a prototypical single-story house located in Madison, Wisconsin. Cooling energy performance was also investigated. Our results show that for highly insulating windows, the solar heat gain coefficient is as important as the windows U-factor in determining heating performance for window orientations facing west-south-east. For other orientations in which there is not much direct solar radiation, the windows U-factor primarily governs performance. The vacuum glazings had lower heating requirements than the superwindows for most window orientations. The conventional low-E window outperformed the superwindows for southwest-south-southeast orientations. These performance differences are directly related to the solar heat gain coefficients of the various windows analyzed. The cooling performance of the windows was inversely related to the heating performance. The low solar heat gain coefficients of the superwindows resulted in the best cooling performance. However, we were able to mitigate the cooling differences of the windows by using an interior shading device that reduced the amount of solar gain.

}, author = {Robert Sullivan and Fredric A. Beck and Dariush K. Arasteh and Stephen E. Selkowitz} } @article {12147, title = {Optical Indices of Lithiated Electrochromic Oxides}, journal = {Solar Energy Materials and Solar Cells}, volume = {54}, number = {4-Jan}, year = {1996}, month = {07/1998}, pages = {49-57}, chapter = {49}, abstract = {

Optical indices have been determined for thin films of several electrochromic oxide materials. One of the most important materials in electrochromic devices, WO3, was thoroughly characterized for a range of electrochromic states by sequential injection of Li ions. Another promising material, Li0.5Ni0.5O, was also studied in detail. Less detailed results are presented for three other common lithium-intercalating electrochromic electrode materials: V2O5, LiCoO2, and CeO2-TiO2. The films were grown by sputtering, pulsed laser deposition (PLD) and sol-gel techniques. Measurements were made using a combination of variable-angle spectroscopic ellipsometry and spectroradiometry. The optical constants were then extracted using physical and spectral models appropriate to each material. Optical indices of the underlying transparent conductors, determined in separate studies, were fixed in the models of this work. The optical models frequently agree well with independent physical measurements of film structure, particularly surface roughness by atomic force microscopy. Inhomogeneity due to surface roughness, gradient composition, and phase separation are common in both the transparent conductors and electrochromics, resulting sometimes in particularly complex models for these materials. Complete sets of data are presented over the entire solar spectrum for a range of colored states. This data is suitable for prediction of additional optical properties such as oblique transmittance and design of complete electrochromic devices.

}, doi = {10.1016/S0927-0248(97)00222-5}, author = {Michael D. Rubin and Klaus von Rottkay and Shi-Jie Wen and Nilg{\"u}n {\"O}zer and Jonathan L. Slack} } @conference {12157, title = {Origin of Strain in GaN Thin Films}, booktitle = {23rd International Conference on the Physics of Semiconductors}, volume = {4}, year = {1996}, pages = {513}, address = {Singapore}, abstract = {

Photoluminescence measurements are used to determine the strain in GaN thin films grown by Molecular Beam Epitaxy. The strain which originates from growth on lattice mismatched substrates and from differences in thermal expansion coefficients is found to be greatly relaxed. Residual strains are shown to depend on the thickness of GaN buffer layers and the III/V flux ration during main layer growth. The results strongly suggest that the residual biaxial strain caused by the post-growth cooling can be modified by the incorporation of point defects during the main layer growth which introduce an additional hydrostatic strain field. The effect allows for strain engineering of GaN crystals.

}, author = {Christian F. Kisielowski and Joachim Kr{\"u}ger and Michael S.H. Leung and Ralf Klockenbrink and Hiroaki Fujii and Tadeusz Suski and Sudhir G. Subramanya and Joel W. Ager III and Michael D. Rubin and Eicke R. Weber}, editor = {Joachim Kr{\"u}ger} } @article {1849, title = {Strain Related Phenomena in GaN Thin Films}, journal = {Physical Review B}, volume = {54}, number = {24}, year = {1996}, month = {12/1996}, pages = {17745-17753}, chapter = {17745}, abstract = {

Photoluminescence (PL), Raman spectroscopy, and x-ray diffraction are employed to demonstrate the co-existence of a biaxial and a hydrostatic strain that can be present in GaN thin films. The biaxial strain originates from growth on lattice-mismatched substrates and from post-growth cooling. An additional hydrostatic strain is shown to be introduced by the presence of point defects. A consistent description of the experimental results is derived within the limits of the linear and isotropic elastic theory using a Poisson ratio nu =0.23+/-0.06 and a bulk modulus B=200+/-20 GPa. These isotropic elastic constants help to judge the validity of published anisotropic elastic constants that vary greatly. Calibration constants for strain-induced shifts of the near-band-edge PL lines with respect to the E2 Raman mode are given for strain-free, biaxially strained, and hydrostatically contracted or expanded thin films. They allow us to extract differences between hydrostatic and biaxial stress components if present. In particular, we determine that a biaxial stress of one GPa would shift the near-band-edge PL lines by 27+/-2 meV and the E2 Raman mode by 4.2+/-0.3 cm-1 by use of the listed isotropic elastic constants. It is expected from the analyses that stoichiometric variations in the GaN thin films together with the design of specific buffer layers can be utilized to strain engineer the material to an extent that greatly exceeds the possibilities known from other semiconductor systems because of the largely different covalent radii of the Ga and the N atom.

}, doi = {10.1103/PhysRevB.54.17745}, author = {Christian F. Kisielowski and Joachim Kr{\"u}ger and Sergei Ruvimov and Tadeusz Suski and Joel W. Ager III and Erin C. Jones and Zuzanna Liliental-Weber and Michael D. Rubin and Eicke R. Weber and Michael D. Bremser and Robert F. Davis}, editor = {Joachim Kr{\"u}ger} } @conference {1922, title = {Transforming the Market for Residential Windows: Design Considerations for DOE{\textquoteright}s Efficient Window Collaborative}, booktitle = {1996 ACEEE Summer Study on Energy Efficiency in Buildings}, year = {1996}, month = {08/1996}, publisher = {ACEEE}, organization = {ACEEE}, address = {Pacific Grove, CA}, abstract = {

Market adoption of recent, commercially available technological advances that improve the energy performance of windows will lead to immediate economic and energy savings benefits to the nation. This paper is a scoping study intended to inform the design of a major DOE initiative to accelerate market adoption of these windows in the residential sector. We describe the structure of the U.S. residential window market and the interests of the various market players. We then briefly review five recent market transformation initiatives. Finally, we summarize our findings in a list of considerations we believe will be important for the DOE{\textquoteright}s initiative to transform the U.S. residential window market.

}, url = {http://aceee.org/files/proceedings/1996/data/papers/SS96_Panel10_Paper05.pdf$\#$page=1}, author = {Joseph H. Eto and Dariush K. Arasteh and Stephen E. Selkowitz} } @conference {1960, title = {Visual Quality Assessment of Electrochromic and Conventional Glazings}, booktitle = {SPIE Optical Materials Technology for Energy Efficiency and Solar Energy Conversion XV}, year = {1996}, month = {09/1996}, address = {Freiburg, Germany}, abstract = {

Variable transmission, switchable electrochromic glazings are compared to conventional static glazings using computer simulations to assess the daylighting quality of a commercial office environment where paper and computer tasks are performed. RADIANCE simulations were made for a west-facing commercial office space under clear and overcast sky conditions. This visualization tool was used to model different glazing types, to com-pute luminance and illuminance levels, and to generate a parametric set of photorealistic im-ages of typical interior views at various times of the day and year. Privacy and visual dis-play terminal (VDT) visibility is explored. Electrochromic glazings result in a more consis-tent glare-free daylit environment compared to their static counterparts. However, if the glazing is controlled to minimize glare or to maintain low interior daylight levels for critical visual tasks (e.g., VDT), occupants may object to the diminished quality of the outdoor view due to its low transmission (Tv=0.08) during those hours. RADIANCE proved to be a very powerful tool to better understand some of the design tradeoffs of this emerging glazing technology. Our ability to draw specific conclusions about the relative value of dif-ferent technologies or control strategies is limited by the lack of agreed upon criteria or standards for lighting quality and visibility.

}, author = {Martin Moeck and Eleanor S. Lee and Michael D. Rubin and Robert Sullivan and Stephen E. Selkowitz} } @conference {11532, title = {Advances in Thermal and Optical Simulations of Fenestration Systems: The Development of WINDOW 5}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VI Conference }, year = {1995}, month = {12/1995}, address = {Clearwater Beach, FL}, abstract = {

WINDOW is a personal-computer-based computer program used by manufacturers, researchers, and consumers to evaluate the thermal performance properties (U-factors, solar heat gain and shading coefficients, and visible transmittances) of complete windows and other fenestration systems. While WINDOW is used by thousands of users in the United States and internationally and is at the foundation of the National Fenestration Rating Council{\textquoteright}s U-factor and solar heat gain property procedures, improvements to the program are still necessary for it to meet user needs. Version 5, intended for release in late 1995, is being developed to meet these needs for increased accuracy, a flexible and state-of-the-art user interface, and the capabilities to handle more product types.

WINDOW 5 includes the capabilities to define and model the thermal performance of frames/dividers and their associated edge effects. Currently, such an analysis must be performed outside of WINDOW and requires simplifications to be made to frame profiles or is based on the use of generic frame and edge correlations. WINDOW{\textquoteright}s two-dimensional thermal model is composed of four sections: a graphical input, automatic grid generation, an finite-element analysis (FEA) solution, and the display of results. In the graphical input section, users are able to directly import a computer-aided design (CAD) drawing or a scanned image of a window profile, replicate its exact geometry, and assign material types and boundary conditions. The automatic grid generation is transparent to the user, with the exception of the requirement that complex shapes (i.e., an aluminum extrusion) be broken down into simpler polyshapes. Inclusion of an automatic grid generation makes detailed "true geometry" frame-and-edge heat-transfer analysis accessible to users without extensive knowledge of numerical methods of heat-transfer analysis. After the cross section is meshed it is sent to the FEA engine for solution and the results are returned. A postprocessor allows for the visual display of temperature and heat flux plots. Note that while this two-dimensional heat-transfer tool is being developed specifically for fenestration products, it also can be used to analyze other building envelope components.

WINDOW 5 also will include a built-in version of a national laboratory{\textquoteright}s program that allows the user to estimate the orientation-dependent annual energy impacts of a given window in a typical residence in various U.S. climates. This program is based on regressions to a database of DOE2.1 runs. Future versions will include a similar feature for commercial buildings.

Other technical additions include an improved angular/ spectral model for coated and uncoated glazings, the ability to analyze the optical properties of nonhomogeneous layers, and the ability to model the effects of laminated glazing layers. A door module permits the user to compute the total U-factors of exterior doors based on component U-factors calculated using the two-dimensional FEA module.

}, author = {Elizabeth U. Finlayson and Dariush K. Arasteh and Michael D. Rubin and John Sadlier and Robert Sullivan and Charlie Huizenga and Dragan C. Curcija and Mark Beall} } @article {2868, title = {The Design and Evaluation of Integrated Envelope and Lighting Control Strategies for Commercial Buildings}, journal = {ASHRAE Transactions}, volume = {101}, year = {1995}, pages = {326-342}, chapter = {326}, abstract = {

This study investigates control strategies for coordinating the variable solar-optical properties of a dynamic building envelope system with a daylight controlled electric lighting system to reduce electricity consumption and increase comfort in the perimeter zone of commercial buildings. Control strategy design can be based on either simple, instantaneous measured data, or on complex, predictive algorithms that estimate the energy consumption for a selected operating state of the dynamic envelope and lighting system. The potential benefits of optimizing the operation of a dynamic envelope and lighting system are (1) significant reductions in electrical energy end-uses {\textendash} lighting, and cooling due to solar and lighting heat gains {\textendash} over that achieved by conventional static envelope and lighting systems, (2) significant reductions in peak demand, and (3) increased occupant visual and thermal comfort. The DOE-2 building energy simulation program was used to model two dynamic envelope and lighting systems, an automated venetian blind and an electrochromic glazing system, and their control strategies under a range of building conditions. The energy performance of simple control strategies are compared to the optimum performance of a theoretical envelope and lighting system to determine the maximum potential benefit of using more complex, predictive control algorithms. Results indicate that (1) predictive control algorithms may significantly increase the energy-efficiency of systems with non-optimal solar-optical properties such as the automated venetian blind, and (2) simpler, non-predictive control strategies may suffice for more advanced envelope systems incorporating spectrally selective, narrow-band electrochromic coatings.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz} } @conference {11761, title = {Edge Conduction in Vacuum Glazing}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VI Conference }, year = {1995}, month = {03/1995}, address = {Clearwater Beach, FL}, abstract = {

Vacuum glazing is a form of low-conductance double glazing using an internal vacuum between the two glass sheets to eliminate heat transport by gas conduction and convection. An array of small support pillars separates the sheets; fused solder glass forms the edge seal. Heat transfer through the glazing occurs by radiation across the vacuum gap, conduction through the support pillars, and conduction through the bonded edge seal. Edge conduction is problematic because it affects stresses in the edge region, leading to possible failure of the glazing; in addition, excessive heat transfer because of thermal bridging in the edge region can lower overall window thermal performance and decrease resistance to condensation.

Infrared thermography was used to analyze the thermal performance of prototype vacuum glazings, and, for comparison, atmospheric pressure superwindows. Research focused on mitigating the edge effects of vacuum glazings through the use of insulating trim, recessed edges, and framing materials. Experimentally validated finite-element and finite-difference modeling tools were used for thermal analysis of prototype vacuum glazing units and complete windows. Experimental measurements of edge conduction using infrared imaging were found to be in good agreement with finite-element modeling results for a given set of conditions. Finite-element modeling validates an analytic model developed for edge conduction.

}, author = {Tom M. Simko and Richard E. Collins and Fredric A. Beck and Dariush K. Arasteh} } @conference {12115, title = {NFRC Efforts to Develop a Residential Fenestration Annual Energy Rating Methodology}, booktitle = {Window Innovations Conference 1995}, year = {1995}, month = {06/1995}, address = {Toronto, Canada}, abstract = {

This paper documents efforts currently being undertaken by the National Fenestration Rating Councils Annual Energy Rating Subcommittee to develop procedures to quantify the energy impacts of fenestration products in typical residential buildings throughout the United States. Parallel paths focus on (1) the development of simplified heating and cooling indices and (2) the development of a more detailed methodology to calculate the cost and energy impacts of specific products in a variety of housing types. These procedures are currently under discussion by NFRCs Technical Committee; future efforts will also address commercial buildings.

}, author = {Brian Crooks and James Larsen and Robert Sullivan and Dariush K. Arasteh and Stephen E. Selkowitz} } @conference {12210, title = {Recent Technical Improvements to the WINDOW Computer Program}, booktitle = {Window Innovations 95}, year = {1995}, month = {06/1995}, address = {Toronto, Canada}, abstract = {

The WINDOW series of computer programs has been used since 1985 to model the thermal and optical properties of windows. Each succeeding version of WINDOW has brought its user base new technical capabilities, improvements to the user interface, and greater accuracy. Technical improvements to the current version, which will be released as version 5, are at first being released as stand-alone programs. This paper summarizes the capabilities and algorithms of two of these programs, THERM and LAMINATE. A third stand alone program, RESFEN, which calculates the annual energy effects of specific windows in a typical house throughout the US, will also be incorporated into WINDOW 5; because this program is already in use and documented, it is not discussed in this paper. THERM allows the user to evaluate two dimensional (2-D) heat transfer effects through the solid elements of a window while LAMINATE determines the optical properties of an individual glazing layer with an applied film. Both of these programs are undergoing final development at the time of this writing and will be released as separate programs before they are incorporated into WINDOW 5.

}, author = {Dariush K. Arasteh and Elizabeth U. Finlayson and Michael D. Rubin and John Sadlier} } @conference {12211, title = {Reducing Residential Cooling Requirements Through the Use of Electrochromic Windows}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VI Conference Proceedings}, year = {1995}, month = {12/1995}, address = {Clearwater Beach, FL}, abstract = {

This paper presents the results of a study investigating the energy performance of electrochromic windows in a prototypical residential building under a variety of state switching control strategies. We used the DOE-2.1E energy simulation program to analyze the annual cooling energy and peak demand as a function of glazing type, size, and electrochromic control strategy. A single-story ranch-style home located in the cooling-dominated locations of Miami, FL and Phoenix, AZ was simulated. Electrochromic control strategies analyzed were based on incident total solar radiation, space cooling load, and outside air temperature. Our results show that an electrochromic material with a high reflectance in the colored state provides the best performance for all control strategies. On the other hand, electrochromic switching using space cooling load provides the best performance for all the electrochrornic materials. The performance of the incident total solar radiation control strategy varies as a function of the values of solar radiation which trigger the bleached and colored states of the electrochromic (setpoint range); i.e., required cooling decreases as the setpoint range decreases; also, performance differences among electrochromics increases. The setpoint range of outside air temperature control of electrochromics must relate to the ambient weather conditions prevalent in a particular location. If the setpoint range is too large, electrochromic cooling performance is very poor. Electrochromics compare favorably to conventional low-E clear glazings that have high solar heat gain coefficients that are used with overhangs. However, low-E tinted glazings with low solar heat gain coefficients can outperform certain electrochromics. Overhangs should be considered as a design option for electrochromics whose state properties do not change significantly between bleached and colored states.

}, author = {Robert Sullivan and Michael D. Rubin and Stephen E. Selkowitz} } @article {1900, title = {Thermal Annealing Characteristics of Si and Mg-implanted GaN Thin Films}, journal = {Applied Physics Letters}, volume = {68}, number = {19}, year = {1995}, month = {03/1996}, pages = {2702-2704}, chapter = {2702}, abstract = {

In this letter, we report the results of ion implantation of GaN using 28Si and 23Mg species. Structural and electrical characterizations of the GaN thin films after thermal annealing show that native defects in the GaN films dominate over implant doping effects. The formation energies of the annealing induced defects are estimated to range from 1.4 to 3.6 eV. A 30 keV10^14 cm-2 Mg implant results in the decrease of the free-carrier concentration by three orders of magnitude compared to unimplanted GaN up to an annealing temperature of 690 {\textdegree}C. Furthermore, we have observed the correlation between these annealing-induced defects to both improved optical and electrical properties.

}, keywords = {annealing, crystal doping, defect states, electrical properties, gallium nitrides, ion implantation, magnesium additions, microstructure, silicon additions}, issn = {0003-6951}, doi = {10.1063/1.116314}, author = {James S. Chan and Nathan W. Cheung and Lawrence F. Schloss and Erin C. Jones and William S. Wong and Nathan Newman and Xiaohong Liu and Eicke R. Weber and A. Gassman and Michael D. Rubin} } @conference {11643, title = {A Comprehensive Approach to Integrated Envelope and Lighting Systems for New Commercial Buildings}, booktitle = {ACEEE 1994 Summer Study on Energy Efficiency in Buildings}, year = {1994}, month = {09/1994}, address = {Pacific Grove, CA}, abstract = {

We define a comprehensive approach to integrated envelope and lighting systems design as one that balances energy efficiency with anequal regard to the resultant environmental quality. By integrating envelope components (glazing, shading, and daylighting), lighting components (fixtures and controls) and building HVAC/ energy management control systems, we create building systems that have the potential to achieve significant decreases in electricity consumption and peak demand while satisfying occupant physiological and psychological concerns.

This paper presents results on the development, implementation, and demonstration of two specific integrated envelope and lighting systems:

  1. A system emphasizing dynamicsenvelope components and responsive electric lighting systems, that offer the potential to achieve energy efficiency goals and a near optimum comfort environment throughout the year by adapting to meteorological conditions and occupant preferences in real time, and
  2. perimeter daylighting systems that increase the depth of daylight penetration from sidelight windows and improves visual comfort with the use of a small inlet aperture.

The energy performance of the systems was estimated using the DOE-2 building energy simulation program. Field tests with reduced scale models were conducted to determine daylighting and thermal performance in real time under actual weather conditions. Demonstrations of these integrated systems are being planned or are in progress in collaboration with utility programs to resolve real-world implementation issues under complex site, building, and cost constraints. Results indicate that integrated systems offer solutions that not only achieve significant peak demand reductions but also realize consistent energy savings with added occupant comfort and satisfaction.

}, author = {Eleanor S. Lee and Stephen E. Selkowitz and Francis M. Rubinstein and Joseph H. Klems and Liliana O. Beltran and Dennis L. DiBartolomeo} } @conference {11710, title = {The Design and Evaluation of Three Advanced Daylighting Systems: Light Shelves, Light Pipes and Skylights}, booktitle = {Solar 94, Golden Opportunities for Solar Prosperity}, year = {1994}, month = {06/1994}, address = {San Jose, CA}, abstract = {

We present results from the design and evaluation of three advanced daylighting systems: a light shelf, a light pipe, and a skylight. These systems use optical films and an optimizedsgeometry to passively intercept and redirect sunlight further into the building. The objectives of these designs are to increase daylighting illuminance levels at distances of 4.6-9.1 m (15-30 ft) from the window, and to improve the uniformity of the daylight distribution and the luminance gradient across the room under variable sun and sky conditions throughout the year. The designs were developed through a series of computer-assisted ray-tracing studies, photometric measurements, and observations using physical scale models. Comprehensive sets of laboratory measurements in combination with analytical routines were then used to simulate daylight performance for any solar position. Results show increased daylight levels and an improved luminance gradient throughout the year - indicating that lighting energy consumption and cooling energy due to lighting can be substantially reduced with improvements to visual comfort. Future development of the designs may further improve the daylighting performance of these systems.

}, author = {Liliana O. Beltran and Eleanor S. Lee and Konstantinos M. Papamichael and Stephen E. Selkowitz} } @conference {11772, title = {Effect of Switching Control Strategies on the Energy Performance of Electrochromic Windows}, booktitle = {SPIE International Symposium on Optical Materials Technology for Energy Efficiency and Solar Energy Conversion XIII, April 18-22, 1994}, year = {1994}, month = {04/1994}, address = {Freiburg, Germany}, abstract = {

This paper presents the results of a study investigating the energy performance of electrochromic windows under a variety of state-switching control strategies. We used the DOE-2.1E energy simulation program to analyze the annual cooling, lighting, and total electricity use and peak demand as a function of glazing type, size, and electrochromic control strategy. We simulated a prototypical commercial office building module located in the cooling-dominated location of Blythe, California. Control strategies analyzed were based on daylight illuminance, incident total solar radiation, and space cooling load. Our results show that when a daylighting strategy is used to reduce electric lighting requirements, control algorithms based on daylight illuminance results in the best overall annual energy performance. If daylighting is not an design option, controls based on space cooling load yield the best performance through solar heat gain reduction. The performance of incident total solar radiation control strategies varies as a function of the switching setpoints; for small to moderate window sizes which result in small to moderate solar gains, a large setpoint-range was best since it provides increased illuminance for daylighting without much cooling penalty; for larger window sizes, which provide adequate daylight, a smaller setpoint-range was best to reduce unwanted solar heat gains and the consequential increased cooling requirement. Of particular importance is the fact that reduction in peak electric demand was found to be independent of the type of control strategy used for electrochromic switching. This is because the electrochromics are generally in their most colored state under peak conditions, and the mechanism used for achieving such a state is not important.

}, author = {Robert Sullivan and Eleanor S. Lee and Konstantinos M. Papamichael and Michael D. Rubin and Stephen E. Selkowitz} } @conference {12233, title = {A Review of Electrochromic Window Performance Factors}, booktitle = {SPIE 13. International Symposium on Optical Materials Technology for Energy Efficiency and Solar Energy Conversion}, year = {1994}, month = {04/1994}, address = {Freiburg, Germany}, abstract = {

The performance factors which will influence the market acceptance of electrochromic windows are reviewed. A set of data representing the optical properties of existing and foreseeable electrochromic window devices was generated. The issue of reflective versus absorbing electrochromics was explored. This data was used in the DOE 2.1 building energy model to calculate the expected energy savings compared to conventional glazings. The effects of several different control strategies were tested. Significant energy and peak electric demand benefits were obtained for some electrochromic types. Use of predictive control algorithms to optimize cooling control may result in greater energy savings. Initial economic results considering annual savings, cooling equipment cost savings, and electrochromic window costs are presented. Calculations of thermal and visual comfort show additional benefits from electrochromics but more work is needed to quantify their importance. The design freedom and aesthetic possibilities of these dynamic glazings should provide additional market benefits, but their impact is difficult to assess at this time. Ultimately, a full assessment of the market viability of electrochromics must consider the impacts of all of these issues.

}, author = {Stephen E. Selkowitz and Michael D. Rubin and Eleanor S. Lee and Robert Sullivan} } @conference {1801, title = {Simulating the Energy Performance of Holographic Glazings}, booktitle = {13th SPIE International Symposium on Optical Materials Technology for Energy Efficiency and Solar Energy Conversion}, year = {1994}, month = {04/1994}, address = {Freiburg, Germany}, abstract = {

The light diffraction properties of holographic diffractive structures present an opportunity to improve the daylight performance in side-lit office spaces by redirecting and reflecting sunlight off the ceiling, providing adequate daylight illumination up to 30 ft (9.14 m) from the window wall. Prior studies of prototypical holographic glazings, installed above conventional view windows, have shown increased daylight levels over a deeper perimeter area than clear glass, for selected sun positions. In this study, we report on the simulation of the energy performance of prototypical holographic glazings assuming a commercial office building in the inland Los Angeles climate.

The simulation of the energy performance involved determination of both luminous and thermal performance. Since the optical complexity of holographic glazings prevented the use of conventional algorithms for the simulation of their luminous performance, we used a newly developed method that combines experimentally determined directional workplane illuminance coefficients with computer-based analytical routines to determine a comprehensive set of daylight factors for many sun positions. These daylight factors were then used within the DOE-2.1D energy simulation program to determine hourly daylight and energy performance over the course of an entire year for four window orientations.

Since the prototypical holographic diffractive structures considered in this study were applied on single pane clear glass, we also simulated the performance of hypothetical glazings, assuming the daylight performance of the prototype holographic glazings and the thermal performance of double-pane and low-e glazings. The results of our analyses show that these prototypical holographic glazings did not save significant electric energy or reduce peak electricity demand compared to conventional energy-efficient window systems in inland Los Angeles office buildings, mainly because of their low diffraction efficiency. Finally, we address various design and implementation issues towards potential performance improvement.

}, author = {Konstantinos M. Papamichael and Liliana O. Beltran and Reto A. Furler and Eleanor S. Lee and Stephen E. Selkowitz and Michael D. Rubin} } @article {1837, title = {Spectrally Selective Glazings for Residential Retrofits in Cooling-Dominated Climates}, journal = {ASHRAE Transactions}, volume = {100}, year = {1994}, abstract = {

Spectrally selective glazings can substantially reduce energy consumption and peak demand in residences by significantly reducing solar gains with minimal loss of illumination and view. In cooling-dominated climates, solar gains contribute 24{\textendash}31\% to electricity consumption and 40{\textendash}43\% to peak demand in homes with single pane clear glazing{\textemdash}standard practice for residential construction built before the implementation of building energy efficiency standards. The existing residential housing stock therefore offers a prime opportunity for significant demand-side management (DSM),but the energy and cost savings must be weighed against retrofit first costs in order for the technology to achieve full market penetration. Using DOE-2.1D for numerical simulation of building energy performance, we quantify the energy and peak demand reductions, cost savings, and HVAC capacity reductions using spectrally selective glazings for five cooling-dominated climates in California. The cost-effectiveness of various material and installation retrofit options is discussed. Glazing material improvements for retrofit applications that are needed to achieve a prescribed cost savings are also given.

}, keywords = {deserts, domestic, energy conservation, Glazing, housing, modernising, subtropics, usa, windows}, author = {Eleanor S. Lee and Deborah Hopkins and Michael D. Rubin and Dariush K. Arasteh and Stephen E. Selkowitz} } @techreport {1379, title = {The Energy Performance of Prototype Holographic Glazings}, year = {1993}, month = {02/1993}, abstract = {

We report on the simulation of the energy performance of prototype holographic glazings in commercial office buildings in a California climate. These prototype glazings, installed above conventional side windows, are designed to diffract the transmitted solar radiation and reflect it off the ceiling, providing adequate daylight illumination for typical office tasks up to 10m from the window. In this study, we experimentally determined a comprehensive set of solar-optical properties and characterized the contribution of the prototype holographic glazings to workplane illuminance in a scale model of a typical office space. We then used the scale model measurements to simulate the energy performance of the holographic glazings over the course of an entire year for four window orientations (North, East, South and West) for the inland Los Angeles climate, using the DOE-2.lD building energy analysis computer program. The results of our experimental analyses indicate that these prototype holographic glazings diffract only a small fraction of the incident light. The results of this study indicate that these prototype holographic glazings will not save energy in commercial office buildings. Their performance is very similar to that of clear glass, which, through side windows, cannot efficiently illuminate more than a 4m - 6m depth of a building{\textquoteleft}s perimeter, because the cooling penalties due to solar heat gain are greater than the electric lighting savings due to daylighting.

}, author = {Konstantinos M. Papamichael and Liliana O. Beltran and Reto A. Furler and Eleanor S. Lee and Stephen E. Selkowitz and Michael D. Rubin} } @article {12175, title = {Phase I Results of the NFRC U-Value Procedure Validation Project}, journal = {ASHRAE Transactions}, volume = {100, Pt. 1}, number = {Part 1}, year = {1993}, month = {08/1993}, abstract = {

The NFRC U-Value Procedure Validation Project was undertaken by a collaborative group of industry, public utility, trade associations, and government researchers in order to validate the testing and calculational methods of the NFRC 100-91: Procedure for Determining Fenestration Product Thermal Properties (Currently Limited to U-Values). This paper summarizes the validation projects goals and test methodology, the results of the data analysis, and the recommendations following completion of Phase I of the project. Simulations performed according to NFRC 100-91 are shown to agree with each other, to within the NFRC tolerance, in 100\% of the cases. Window test results with perpendicular wind performed according to NFRC 100-91 are shown to agree with each other, to within the NFRC tolerance, in 84\% of the cases. Simulations and perpendicular wind window test results are shown to agree with each other, to within the NFRC tolerance, in 80\% of the cases. Testing of skylights was shown to be problematic under the procedure as written at the time. Agreement between tests and simulations will improve as a result of a strong NFRC education and accreditation program.

}, author = {Dariush K. Arasteh and Fredric A. Beck and Nehemiah Stone and William DuPont and R. Christophe Mathis and Michael Koenig} } @techreport {1978, title = {Window U-Value Effects on Residential Cooling Load}, year = {1993}, abstract = {

This paper presents the results of a study investigating the effects of window U-value changes on residential cooling loads. We used the DOE-2.1D energy analysis simulation program to analyze the hourly, daily, monthly, and annual cooling loads as a function of window U-value. The performance of a prototypical single-story house was examined in three locations: hot and humid, Miami FL; hot and dry, Phoenix AZ; and a heating-dominated location with a mildly hot and humid summer, Madison WI. Our results show that when comparing windows with identical orientation, size, and shading coefficient, higher U-value windows often yield lower annual cooling loads, but lower U-value windows yield lower peak cooling loads. This occurs because the window with the higher U-value conducts more heat from inside the residence to the outside during morning and evening hours when the outside air temperature is often lower than the inside air temperature; and, a lower U-value window conducts less heat from outside to inside during summer afternoon peak cooling hours. The absolute effects are relatively small when compared to total annual cooling which is typically dominated by window solar heat gain effects, latent loads, and internal loads. The U-value effect on cooling is also small when compared to both the effects of U-value and solar heat gain on heating load. Our modeling assumed that U-value and solar heat gain could be independently controlled. In fact, reducing window conductance to the levels used in this study implies adding a second glazing layer which always reduces solar heat gain, thus reducing annual cooling. Thus, when we compare realistic options, e.g., single pane clear to double pane clear, or single pane tinted to double pane tinted, the double pane unit shows lower annual cooling, as well as lower peak loads.

}, author = {Robert Sullivan and Karl J. Frost and Dariush K. Arasteh and Stephen E. Selkowitz} } @conference {11992, title = {The Integration of Operable Shading Systems and Lighting Controls}, booktitle = {International Daylighting Conference Proceedings}, year = {1986}, month = {11/1986}, address = {Long Beach, CA}, abstract = {

Using daylighting in commercial buildings may significantly reduce electric lighting requirements if appropriatesphotoelectric controls are used to adjust the electric lighting output according to the available daylight. Prior analysis andsresults from monitored buildings and scale-model measurements suggest that the selection, placement, and installation ofsthe control photosensor is a difficult task, even with simple non-operable fenestration systems, since the daylightscontributions from sun, sky, and ground change continuously. The problem becomes even more complex forsfenestration systems that incorporate operable shading devices, because every adjustment changes the systems opticalsproperties. This paper presents results from measurements in a scale model under real skies, designed to bettersunderstand the problem of integrating fenestration and lighting controls. The scale model represented a typical officesspace and was equipped with motorized venetian blinds. Three control photosensors mounted on the ceiling weresconsidered for the operation of the electric lighting system, and two control strategies were considered for the operation ofsthe venetian blinds. Two ground-plane reflectances and two window orientations were examined. Results indicate thatsthe signal from a ceiling-mounted control photosensor shielded from direct light from the window shows the bestscorrelation with daylight work-plane illuminance, regardless of ground plane reflectance or venetian blind slat angle for allsslat angles that do not allow penetration of direct solar radiation. Results also indicate that the control strategies of thesvenetian blinds that were considered for the purposes of this study may result in significantly different slat angles, andsthus different daylighting work-plane illuminances and electric lighting requirements, especially when the ground-planesreflectance is high.

}, author = {Konstantinos M. Papamichael and Francis M. Rubinstein and Stephen E. Selkowitz and Gregory J. Ward} } @techreport {1330, title = {The Effects of Skylight Parameters on Daylighting Energy Savings}, year = {1985}, abstract = {

Skylight parameters that affect lighting, cooling, heating, fan, and total energy use in office buildings are examined using the state-of-the-art building energy analysis computer code, DOE-2.1B. The lighting effects of skylight spatial distribution, skylight area, skylight visible transmission, well factor, illumination setpoint, interior partitions, ceiling height, and glazing characteristics are discussed. This study serves as the foundation for the creation of a DOE-2.1B database and design tools for estimating daylighting energy savings from skylights.

}, author = {Dariush K. Arasteh and Russell Johnson and Stephen E. Selkowitz} } @article {11829, title = {Energy Performance and Savings Potentials with Skylights}, journal = {ASHRAE Transactions}, volume = {91}, number = {1}, year = {1985}, pages = {154-179}, abstract = {

This study systematically explores the energy effects of skylight systems in a prototypical office building module and examines the savings from daylighting. For specific climates, roof/skylight characteristics are identified that minimize total energy or peak electrical demand. Simplified techniques for energy performance calculation are also presented based on a multiple regression analysis of our data base so that one may easily evaluate daylightings effects on total and component energy loads and electrical peaks. This provides additional insights into the influence of skylight parameters on energy consumption and electrical peaks. We use the DOE-2.15 energy analysis program with newly incorporated daylighting algorithms to determine hourly, monthly, and annual impacts of daylighting strategies on electrical lighting consumption, cooling, heating, fan power, peak electrical demands, and total energy use. A database of more than 2000 parametric simulations for 14 U.S. climates has been generated. Parameters varied include skylight-to-roof ratio, shading coefficient, visible transmittance, skylight well light loss, electric lighting power density, roof heat transfer coefficient, and electric lighting control type.

}, author = {Dariush K. Arasteh and Russell Johnson and Stephen E. Selkowitz and Robert Sullivan} } @conference {1810, title = {Skylight Energy Performance and Design Optimization}, booktitle = {Windows in Building Design and Maintanence}, year = {1984}, month = {06/1984}, address = {Gothenburg, Sweden}, abstract = {

Proper skylight utilization can significantly lower energy requirements and peak electrical loads for space conditioning and lighting in commercial buildings. In this study we systematically explore the energy effects of skylight systems in a prototypical officesbuilding and examine the savings from daylighting. We used the DOE-2.1B energy analysis computer program with its newly incorporated daylighting algorithims to generate more than 2000 parametric simulations for seven U.S. climates. The parameters varied include skylight-to-roof ratio, shading coefficient, visible transmittance, skylight well light loss, electric lighting powersdensity, roof heat transfer coefficient, and type of electric lighting control. For specific climates we identify roof/skylight characteristics that minimize total energy or peak electrical load requirements.

}, author = {Dariush K. Arasteh and Russell Johnson and Robert Sullivan} }