@article {58926, title = {Asymmetric particle fluxes from drifting ionization zones in sputtering magnetrons}, journal = {Plasma Sources Science and Technology}, volume = {23}, year = {2014}, month = {04/2014}, pages = {025007}, abstract = {

Electron and ion fluxes from direct current and high-power impulse magnetron sputtering (dcMS and HiPIMS) plasmas were measured in the plane of the target surface. Biased collector probes and a particle energy and mass analyzer showed asymmetric emission of electrons and of singly and doubly charged ions. For both HiPIMS and dcMS discharges, higher fluxes of all types of particles were observed in the direction of the electrons{\textquoteright} E x B drift. These results are put in the context with ionization zones that drift over the magnetron{\textquoteright}s racetrack. The measured currents of time-resolving collector probes suggest that a large fraction of the ion flux originates from drifting ionization zones, while energy-resolving mass spectrometry indicates that a large fraction of the ion energy is due to acceleration by an electric field. This supports the recently proposed hypothesis that each ionization zone is associated with a negative{\textendash}positive{\textendash}negative space charge structure, thereby producing an electric field that accelerates ions from the location where they were formed.

}, keywords = {Instrumentation and measurement, Plasma physics, Surfaces, interfaces and thin films}, issn = {0963-0252}, doi = {10.1088/0963-0252/23/2/025007}, author = {Matjaž Panjan and Robert Franz and Andr{\'e} Anders} } @article {58925, title = {Drifting Ionization Zone in DC Magnetron Sputtering Discharges at Very Low Currents}, journal = {IEEE Transactions on Plasma Science}, volume = {42}, year = {2014}, month = {10/2014}, pages = {2578 - 2579}, abstract = {

Discharges with crossed electric and magnetic fields are known to develop instabilities that are crucial in the transport of charged particles. Sputtering magnetrons are no exception. While most recent studies focused on traveling ionization zones in high power impulse magnetron sputtering, we show here fast camera images of magnetron discharges at very low current. A single drifting ionization zone is always present, even down to the threshold current of about 10 mA.

}, issn = {0093-3813}, doi = {10.1109/TPS.2014.2334601}, author = {Andr{\'e} Anders and Pavel A Ni and Joakim Andersson} } @article {58924, title = {Drifting potential humps in ionization zones: The {\textquotedblleft}propeller blades{\textquotedblright} of high power impulse magnetron sputtering}, journal = {Applied Physics Letters}, volume = {103}, year = {2013}, month = {10/2013}, pages = {144103}, abstract = {

Ion energy distribution functions measured for high power impulse magnetron sputtering show features, such as a broad peak at several 10\ eV with an extended tail, as well as asymmetry with respect to E {\texttimes} B, where E and B are the local electric and magnetic field vectors, respectively. Here it is proposed that those features are due to the formation of a potential hump of several 10\ V in each of the traveling ionization zones. Potential hump formation is associated with a negative-positive-negative space charge that naturally forms in ionization zones driven by energetic drifting electrons.

}, keywords = {Electric fields, ionization, plasma ionization, sputter deposition, sputtering}, issn = {00036951}, doi = {10.1063/1.4823827}, author = {Andr{\'e} Anders and Matjaž Panjan and Robert Franz and Joakim Andersson and Pavel A. Ni} } @article {58920, title = {Modeling of optical and energy performance of tungsten-oxide-based electrochromic windows including their intermediate states}, journal = {Solar Energy Materials and Solar Cells}, volume = {108}, year = {2013}, month = {1/2013}, pages = {129 - 135}, abstract = {

Tungsten-oxide-based electrochromic (EC) windows are currently the most robust and matured dynamic windows where the transmittance of visual light and near-infrared radiation can be controlled by a small applied voltage. In its standard application, the window is commonly either in its clear or colored state. In this contribution, we study the optical and energy performance of such window in the fully bleached and fully colored state as well as when it is kept in intermediate states. Different configurations in terms of placement of the EC layer stack and possible additional low-emissivity (low-E) coating within the insulated glass unit are considered. Using optical data and software tools we find that even a small coloration has a significant effect on the energy performance because the solar heat gain coefficient is readily reduced by the absorption of the EC layer stack. We compare the performance of the EC windows to commercially available solar-control (spectrally selective) low-E windows.

}, keywords = {Electrochromic windows, Energy efficient window modeling, Energy simulation, Smart windows}, issn = {09270248}, doi = {10.1016/j.solmat.2012.09.010}, author = {Sunnie H.N. Lim and Jan Isidorsson and Lizhong Sun and B. Leo Kwak and Andr{\'e} Anders} } @article {58927, title = {Spectroscopic imaging of self-organization in high power impulse magnetron sputtering plasmas}, journal = {Applied Physics Letters}, volume = {103}, year = {2013}, month = {07/2013}, pages = {054104}, abstract = {

Excitation and ionization conditions in traveling ionization zones of high power impulse magnetron sputtering plasmas were investigated using fast camera imaging through interference filters. The images, taken in end-on and side-on views using light of selected gas and target atom and ion spectral lines, suggest that ionization zones are regions of enhanced densities of electrons, and excited atoms and ions. Excited atoms and ions of the target material (Al) are strongly concentrated near the target surface. Images from the highest excitation energies exhibit the most localized regions, suggesting localized Ohmic heating consistent with double layer formation.

}, keywords = {Aluminium, ionization, Ionizing radiation, plasma ionization, visible spectra}, issn = {00036951}, doi = {10.1063/1.4817257}, author = {Joakim Andersson and Pavel A Ni and Andr{\'e} Anders} } @article {57298, title = {A validation of a ray-tracing tool used to generate bi-directional scattering distribution functions for complex fenestration systems}, journal = {Solar Energy}, volume = {98}, year = {2013}, month = {12/2013}, pages = {404-414}, abstract = {

Fenestration attachments are anticipated to produce significant reductions in building energy use because they can be deployed quickly at low-cost. New software tools enable users to assess the building energy impacts of optically complex fenestration systems (CFS) such as shades, Venetian blinds, or daylighting systems. However, such tools require users to provide bi-directional scattering distribution function (BSDF) data that describe the solar-optical performance of the CFS. A free, open-source Radiance tool genBSDF enables users to generate BSDF data for arbitrary CFS. Prior to genBSDF, BSDF data for arbitrary fenestration systems could only be produced using either expensive software or with expensive equipment. genBSDF outputs CFS data in the Window 6 XML file format and so can be used with CFS-enabled software tools to model multi-layered window systems composed of glazing and shading layers.

We explain the basis and use of the genBSDF tool and validate the tool by comparing results for four different cases to BSDF data produced via alternate methods. This validation demonstrates that BSDFs created with genBSDF are comparable to BSDFs generated analytically using TracePro and by measurement with a scanning goniophotometer. This tool is expected to support accelerated adoption of fenestration attachments and daylighting technologies.

}, keywords = {Bi-directional scattering distribution function, Complex fenestration systems, daylighting, Solar heat gain}, doi = {10.1016/j.solener.2013.09.032}, author = {Andrew McNeil and Jacob C. Jonsson and Appelfeld, David and Gregory J. Ward and Eleanor S. Lee} } @conference {57409, title = {Application of a stochastic window use model in EnergyPlus}, booktitle = {SimBuild 2012, 5th National Conference of IBPSA-USA, August 1-3, 2012}, year = {2012}, month = {08/2012}, address = {Madison, WI}, abstract = {

Natural ventilation, used appropriately, has the potential to provide both significant HVAC energy savings, and improvements in occupant satisfaction.

Central to the development of natural ventilation models is the need to accurately represent the behavior of building occupants. The work covered in this paper describes a method of implementing a stochastic window model in EnergyPlus. Simulated window use data from three stochastic window opening models was then compared to measured window opening behavior, collected in a naturally-ventilated office in California. Recommendations regarding the selection of stochastic window use models, and their implementation in EnergyPlus, are presented.

}, url = {https://escholarship.org/uc/item/2gm7r783}, author = {Spencer M. Dutton and Hui Zhang and Yongchao Zhai and Edward A. Arens and Youness Bennani Smires and Samuel L. Brunswick and Kyle S. Konis and Philip Haves} } @article {58923, title = {Drifting localization of ionization runaway: Unraveling the nature of anomalous transport in high power impulse magnetron sputtering}, journal = {Journal of Applied Physics}, volume = {111}, year = {2012}, month = {03/2012}, pages = {053304}, abstract = {

The plasma over a magnetron{\textquoteright}s erosion {\textquotedblleft}racetrack{\textquotedblright} is not azimuthally uniform but concentrated in distinct dense ionization zones which move in the E x B direction with about 10\% of the electron E x B/B2 drift velocity. The ionization zones are investigated with a gated camera working in concert with a streak camera for Al, Nb, Cu, and W targets in Ar or Kr background gas. It is found that each ionization zone has a high plasma density edge, which is the origin of a plasma-generating electron jet leaving the target zone. Each region of strong azimuthal plasma density gradient generates an azimuthal electric field, which promotes the escape of magnetized electrons and the formation of electron jets and plasma flares. The phenomena are proposed to be caused by an ionization instability where each dense plasma zone exhibits a high stopping power for drifting high energy electrons, thereby enhancing itself.

}, keywords = {Cameras, ionization, Magnetic fields, Plasma density, plasma ionization}, issn = {00218979}, doi = {10.1063/1.3692978}, author = {Andr{\'e} Anders and Pavel A Ni and Albert Rauch} } @article {11869, title = {Fenestration of Today and Tomorrow: A State-of-the-Art Review and Future Research Opportunities}, journal = {Solar Energy Materials and Solar Cells}, volume = {96}, number = {2012}, year = {2012}, month = {01/2012}, pages = {1-28}, chapter = {1}, abstract = {

Fenestration of today is continuously being developed into the fenestration of tomorrow, hence offering a steadily increase of daylight and solar energy utilization and control, and at the same time providing a necessary climate screen with a satisfactory thermal comfort. Within this work a state of the art market review of the best performing fenestration products has been carried out, along with an overview of possible future research opportunities for the fenestration industry. The focus of the market review was low thermal transmittance (U-value). The lowest centre of glass Ug-values found was 0.28 W/(m2K) and 0.30 W/(m2K), which was from a suspended coating glazing product and an aerogel glazing product, respectively. However, the majority of high performance products found were triple glazed. The lowest frame U-value was 0.61 W/(m2K). Vacuum glazing, smart windows, solar cell glazing, window frames, self cleaning glazing, low-emissivity coatings and spacers were also reviewed, thus also representing possibilities for controlling and harvesting the solar radiation energy. Currently, vacuum glazing, new spacer materials and solutions, electrochromic windows and aerogel glazing seem to have the largest potential for improving the thermal performance and daylight and solar properties in fenestration products. Aerogel glazing has the lowest potential U-values, ~ 0.1 W/(m2K), but requires further work to improve the visible transmittance. Electrochromic vaccum glazing and evacuated aerogel glazing are two vacuum related solutions which have a large potential. There may also be opportunities for completely new material innovations which could revolutionize the fenestration industry.

}, keywords = {Fenestration, Low-e, Multilayer glazing, Smart window, Solar cell glazing, Vacuum glazing}, doi = {10.1016/j.solmat.2011.08.010}, author = {Bj{\o}rn Petter Jelle and Andrew Hynd and Arlid Gustavsen and Dariush K. Arasteh and Howdy Goudey and Robert Hart} } @article {2964, title = {An Hourly-Based Performance Comparison of an Integrated Micro-Structural Perforated Shading Screen with Standard Shading Systems}, journal = {Energy and Buildings}, volume = {50}, year = {2012}, abstract = {

This article evaluates the performance of an integrated micro structural perforated shading screen (MSPSS). Such a system maintains a visual connection with the outdoors while imitating the shading functionality of a venetian blind. Building energy consumption is strongly influenced by the solar gains and heat transfer through the transparent parts of the fenestration systems. MSPSS is angular-dependent shading device that provides an effective strategy in the control of daylight, solar gains and overheating through windows. The study focuses on using direct experimental methods to determine bi-directional transmittance properties of shading systems that are not included as standard shading options in readily available building performance simulation tools. The impact on the indoor environment, particularly temperature and daylight were investigated and compared to three other static complex fenestration systems. The bi-directional description of the systems was used throughout the article. The simulations were validated against outdoor measurements of solar and light transmittance.

}, keywords = {building performance modelling, complex fenestration system, daylight, shading, solar gains}, doi = {10.1016/j.enbuild.2012.03.038}, author = {Appelfeld, David and Andrew McNeil and Svendsen, Svend} } @article {58917, title = {Improved structural and electrical properties of thin ZnO:Al films by dc filtered cathodic arc deposition}, journal = {Journal of Materials Research}, volume = {27}, year = {2012}, month = {3/2012}, pages = {857 - 862}, abstract = {

Transparent conducting oxide films are usually several 100-nm thick to achieve the required low sheet resistance. In this study, we show that the filtered cathodic arc technique produces high-quality low-cost ZnO:Al material for comparably smaller thicknesses than achieved by magnetron sputtering, making arc deposition a promising choice for applications requiring films less than 100-nm thick. A mean surface roughness less than 1 nm is observed for ZnO:Al films less than 100-nm thick, and 35-nm-thick ZnO:Al films exhibit Hall mobility of 28 cm2/Vs and a low resistivity of 6.5 {\texttimes} 10-4 Ωcm. Resistivity as low as 5.2 {\texttimes} 10-4 Ωcm and mobility as high as 43.5 cm2/Vs are obtained for 135-nm films.

}, keywords = {physical vapor deposition, Plasma deposition, Transparent conductor}, issn = {0884-2914}, doi = {10.1557/jmr.2011.342}, author = {Yuankun Zhu and Rueben J. Mendelsberg and Sunnie H.N. Lim and Jiaqi Zhu and Jiecai Han and Andr{\'e} Anders} } @article {58922, title = {The {\textquoteleft}recycling trap{\textquoteright}: a generalized explanation of discharge runaway in high-power impulse magnetron sputtering}, journal = {Journal of Physics D: Applied Physics}, volume = {45}, year = {2012}, month = {01/2012}, pages = {012003}, abstract = {

Contrary to paradigm, magnetron discharge runaway cannot always be related to self-sputtering. We report here that the high density discharge can be observed with all conducting targets, including low sputter yield materials such as carbon. Runaway to a high density discharge is therefore generally based on self-sputtering in conjunction with the recycling of gas atoms in the magnetic field-affected pre-sheath. A generalized runaway condition can be formulated, offering a pathway to a time-dependent model for high-power impulse magnetron sputtering that includes rarefaction and an explanation for the termination of runaway.

}, issn = {0022-3727}, doi = {10.1088/0022-3727/45/1/012003}, author = {Andr{\'e} Anders and Ji{\v r}{\'\i} {\v C}apek and Mat{\^e}j H{\'a}la and Ludvik Martinu} } @article {2974, title = {Achieving high mobility ZnO:Al at very high growth rates by dc filtered cathodic arc deposition}, journal = {Journal of Physics D: Applied Physics}, volume = {44}, year = {2011}, pages = {232003-232007}, chapter = {232003}, abstract = {

Achieving a high growth rate is paramount for making large-area transparent conducting oxide coatings at a low cost. Unfortunately, the quality of thin films grown by most techniques degrades as the growth rate increases. Filtered dc cathodic arc is a lesser known technique which produces a stream of highly ionized plasma, in stark contrast to the neutral atoms produced by standard sputter sources. Ions bring a large amount of potential energy to the growing surface which is in the form of heat, not momentum. By minimizing the distance from cathode to substrate, the high ion flux gives a very high effective growth temperature near the film surface without causing damage from bombardment. The high surface temperature is a direct consequence of the high growth rate and allows for high-quality crystal growth. Using this technique, 500{\textendash}1300\ nm thick and highly transparent ZnO\ :\ Al films were grown on glass at rates exceeding 250\ nm\ min-1 while maintaining resistivity below 5 {\texttimes} 10-4\ Ω\ cm with electron mobility as high as 60\ cm2\ V-1\ s-1.

}, doi = {10.1088/0022-3727/44/23/232003}, author = {Rueben J. Mendelsberg and Sunnie H.N. Lim and Yuankun Zhu and Joe Wallig and Delia J. Milliron and Andr{\'e} Anders} } @article {58919, title = {Dynamically Modulating the Surface Plasmon Resonance of Doped Semiconductor Nanocrystals}, journal = {Nano Letters}, volume = {11}, year = {2011}, month = {10/2011}, pages = {4415 - 4420}, abstract = {

Localized surface plasmon absorption features arise at high doping levels in semiconductor nanocrystals, appearing in the near-infrared range. Here we show that the surface plasmons of tin-doped indium oxide nanocrystal films can be dynamically and reversibly tuned by postsynthetic electrochemical modulation of the electron concentration. Without ion intercalation and the associated material degradation, we induce a \> 1200 nm shift in the plasmon wavelength and a factor of nearly three change in the carrier density.

}, keywords = {doping, indium tin oxide, nanocrystal, spectroelectrochemistry, surface plasmon}, issn = {1530-6984}, doi = {10.1021/nl202597n}, author = {Guillermo Garcia and Raffaella Buonsanti and Evan L. Runnerstrom and Rueben J. Mendelsberg and Anna Llordes and Andr{\'e} Anders and Thomas J. Richardson and Delia J. Milliron} } @article {12005, title = {Key Elements of and Materials Performance Targets for Highly Insulating Window Frames}, journal = {Energy and Buildings}, volume = {43}, number = {10}, year = {2011}, month = {10/2011}, pages = {2583-2594}, chapter = {2583}, abstract = {

The thermal performance of windows is important for energy efficient buildings. Windows typically account for about 30{\textendash}50 percent of the transmission losses though the building envelope, even if their area fraction of the envelope is far less. The reason for this can be found by comparing the thermal transmittance (U-factor) of windows to the U-factor of their opaque counterparts (wall, roof and floor constructions). In well insulated buildings the U-factor of walls, roofs and floors can be between 0.1 and 0.2 W/(m2 K). The best windows have U-factors of about 0.7{\textendash}1.0. It is therefore obvious that the U-factor of windows needs to be reduced, even though looking at the whole energy balance for windows (i.e., solar gains minus transmission losses) makes the picture more complex.

In high performance windows the frame design and material use are of utmost importance, as the frame performance is usually the limiting factor for reducing the total window U-factor further. This paper describes simulation studies analyzing the effects on frame and edge-of-glass U-factors of different surface emissivities as well as frame material and spacer conductivities. The goal of this work is to define material research targets for window frame components that will result in better frame thermal performance than is exhibited by the best products available on the market today.

}, keywords = {Fenestration, heat transfer modeling, thermal performance, thermal transmittance, u-factor, window frames}, doi = {10.1016/j.enbuild.2011.05.010}, author = {Arlid Gustavsen and Steinar Grynning and Dariush K. Arasteh and Bj{\o}rn Petter Jelle and Howdy Goudey} } @article {58921, title = {A Plasma Lens for Magnetron Sputtering}, journal = {IEEE Transactions on Plasma Science}, volume = {39}, year = {2011}, month = {11/2011}, pages = {2528 - 2529}, abstract = {

A plasma lens, consisting of a solenoid and potential-defining ring electrodes, has been placed between a magnetron and substrates to be coated. Photography reveals qualitative information on excitation, ionization, and the transport of plasma to the substrate.

}, issn = {0093-3813}, doi = {10.1109/TPS.2011.2157172}, author = {Andr{\'e} Anders and Jeff Brown} } @conference {1408, title = {Experimental and Numerical Examination of the Thermal Transmittance of High Performance Window Frames}, booktitle = {Thermal Performance of the Exterior Envelopes of Whole Buildings XI International Conference, December 5-9, 2010}, year = {2010}, month = {09/2010}, address = {Clearwater Beach, FL}, abstract = {

While window frames typically represent 20-30\% of the overall window area, their impact on the total window heat transfer rates may be much larger. This effect is even greater in low-conductance (highly insulating) windows which incorporate very low conductance glazings. Developing low-conductance window frames requires accurate simulation tools for product research and development.

The Passivhaus Institute in Germany states that windows (glazing and frames, combined) should have U-values not exceeding 0.80 W/(m2 K). This has created a niche market for highly insulating frames, with frame U-values typically around 0.7-1.0 W/(m2 K). The U-values reported are often based on numerical simulations according to international simulation standards. It is prudent to check the accuracy of these calculation standards, especially for high performance products before more manufacturers begin to use them to improve other product offerings.

In this paper the thermal transmittance of five highly insulating window frames (three wooden frames, one aluminum frame and one PVC frame), found from numerical simulations and experiments, are compared. Hot box calorimeter results are compared with numerical simulations according to ISO 10077-2 and ISO 15099. In addition CFD simulations have been carried out, in order to use the most accurate tool available to investigate the convection and radiation effects inside the frame cavities.

Our results show that available tools commonly used to evaluate window performance, based on ISO standards, give good overall agreement, but specific areas need improvement.

}, keywords = {experimental, Fenestration, frame cavity, heat transfer modeling, hot box, international standards, thermal transmittance, U-value, window frames}, author = {Arlid Gustavsen and Goce Talev and Dariush K. Arasteh and Howdy Goudey and Christian Kohler and Sivert Uvsl{\o}kk and Bj{\o}rn Petter Jelle} } @article {1869, title = {Supersonic metal plasma impact on a surface: an optical investigation of the pre-surface region}, journal = {Journal of Physics D: Applied Physics}, volume = {43}, year = {2010}, month = {04/2010}, chapter = {135201}, abstract = {

Aluminum plasma, produced in high vacuum by a pulsed, filtered cathodic arc plasma source, was directed onto a wall where if formed a coating. The accompanying "optical flare" known from the literature was visually observed, photographed, and spectroscopically investigated with appropriately high temporal (1 μs) and spatial (100 μm) resolution. Consistent with other observations using different techniques, it was found that the impact of the fully ionized plasma produces metal neutrals as well as desorbed gases, both of which interact with the incoming plasma. Most effectively are charge exchange collisions between doubly charged aluminum and neutral aluminum, which lead to a reduction of the flow of doubly charged before they reach the wall, and a reduction of neutrals as the move away from the surface. Those plasma-wall interactions are relevant for coating processes as well as for interpreting the plasma properties such as ion charge state distributions.

}, keywords = {cathodic arc plasma, ions, neutrals, optical emission spectroscopy, plasma-wall interaction}, doi = {10.1088/0022-3727/43/13/135201}, author = {Pavel A Ni and Andr{\'e} Anders} } @article {11918, title = {High quality ZnO:Al transparent conducting oxide films synthesized by pulsed filtered cathodic arc deposition}, journal = {Thin Solid Films}, year = {2009}, abstract = {

Aluminum-doped zinc oxide, ZnO:Al or AZO, is a well-known n-type transparent conducting oxide with great potential in a number of applications currently dominated by indium tin oxide (ITO). In this study, the optical and electrical properties of AZO thin films deposited on glass and silicon by pulsed filtered cathodic arc deposition are systematically studied. In contrast to magnetron sputtering, this technique does not produce energetic negative ions, and therefore ion damage can be minimized. The quality of the AZO films strongly depends on the growth temperature while only marginal improvements are obtained with post-deposition annealing. The best films, grown at a temperature of about 200{\textdegree}C, have resistivities in the low to mid 10-4Ω cm range with a transmittance better than 85\% in the visible part of the spectrum. It is remarkable that relatively good films of small thickness (60 nm) can be fabricated using this method.

}, author = {Andr{\'e} Anders and Sunnie H.N. Lim and Kin Man Yu and Joakim Andersson and Johanna Ros{\'e}n and Mike McFarland and Jeff Brown} } @techreport {1631, title = {Modeling Windows in Energy Plus with Simple Performance Indices}, year = {2009}, month = {10/2009}, abstract = {

The paper describes the development of a model specification for performance monitoring systems for commercial buildings. The specification focuses on four key aspects of performance monitoring:

The aim is to assist building owners in specifying the extensions to their control systems that are required to provide building operators with the information needed to operate their buildings more efficiently and to provide automated diagnostic tools with the information required to detect and diagnose faults and problems that degrade energy performance.

The paper reviews the potential benefits of performance monitoring, describes the specification guide and discusses briefly the ways in which it could be implemented. A prototype advanced visualization tool is also described, along with its application to performance monitoring. The paper concludes with a description of the ways in which the specification and the visualization tool are being disseminated and deployed.

}, author = {Dariush K. Arasteh and Christian Kohler and Brent T. Griffith} } @conference {1252, title = {Deposition Rates of High Power Impulse Magneton Sputtering}, booktitle = {51st Annual Technical Meeting of the Society of Vacuum Coaters}, year = {2008}, month = {04/2008}, abstract = {

High power impulse magnetron sputtering (HIPIMS) is seen by many as the new paradigm in sputtering. It provides significant self-ion assistance to film growth. However, many noticed that deposition rates are reduced, often to less than 50\%, compared to direct current (DC) sputtering rates at the same power input. It is argued here that the reduction is based on the physics of sputtering and self-sputtering, and it should not come as a surprise. Four effects can be distinguished (i) the yield effect caused by the less-than-linear increase of sputtering yield with ion energy, (ii) the impedance effect, influencing what fraction of the target-anode voltage drops in the sheath, (iii) the species effect associated with a change of ions causing sputtering, and (iv) the return effect associated with flux splitting in selfsputtering. The paper is completed by considering some business implications, in particular; it is argued that HIPIMS is a different technology and that its value should be judged comprehensively, not just by rates. Finally, the special case of temperature dependent sputtering is considered, which in some cases may lead to rates exceeding the DC rates.

}, author = {Andr{\'e} Anders} } @article {11733, title = {Developing Low-Conductance Window Frames: Capabilities and Limitations of Current Window Heat Transfer Design Tools}, journal = {Journal of Building Physics}, volume = {32}, number = {2}, year = {2008}, pages = {131-153}, abstract = {

While window frames typically represent 20-30\% of the overall window area, their impact on the total window heat transfer rates may be much larger. This effect is even greater in low-conductance (highly insulating) windows which incorporate very low conductance glazings. Developing low-conductance window frames requires accurate simulation tools for product research and development. Based on a literature review and an evaluation of current methods of modeling heat transfer through window frames, we conclude that current procedures specified in ISO standards are not sufficiently adequate for accurately evaluating heat transfer through the low-conductance frames.

We conclude that the near-term priorities for improving the modeling of heat transfer through low-conductance frames are:

  1. Add 2-D view-factor radiation to standard modeling and examine the current practice of averaging surface emissivity based on area weighting and the process of making an equivalent rectangular frame cavity.
  2. Assess 3-D radiation effects in frame cavities and develop recommendation for inclusion into the design fenestration tools.
  3. Assess existing correlations for convection in vertical cavities using CFD.
  4. Study 2-D and 3-D natural convection heat transfer in frame cavities for cavities that are proven to be deficient from item 3 above. Recommend improved correlations or full CFD modeling into ISO standards and design fenestration tools, if appropriate.
  5. Study 3 D hardware short-circuits and propose methods to ensure that these effects are incorporated into ratings.
  6. Study the heat transfer effects of ventilated frame cavities and propose updated correlations.
}, author = {Arlid Gustavsen and Dariush K. Arasteh and Bj{\o}rn Petter Jelle and Dragan C. Curcija and Christian Kohler} } @article {11798, title = {Electrochromically switched, gas-reservoir metal hydride devices with application to energy-efficient windows}, journal = {Thin Solid Films}, volume = {1}, year = {2008}, month = {08/2003}, address = {Eindhoven, Netherlands}, abstract = {

Proof-of-principle gas-reservoir MnNiMg electrochromic mirror devices have been investigated. In contrast to conventional electrochromic approaches, hydrogen is stored (at low concentration) in the gas volume between glass panes of the insulated glass units (IGUs). The elimination of a solid state ion storage layer simplifies the layer stack, enhances overall transmission, and reduces cost. The cyclic switching properties were demonstrated and system durability improved with the incorporation a thin Zr barrier layer between the MnNiMg layer and the Pd catalyst. Addition of 9\% silver to the palladium catalyst further improved system durability. About 100 full cycles have been demonstrated before devices slow considerably. Degradation of device performance appears to be related to Pd catalyst mobility, rather than delamination or metal layer oxidation issues originally presumed likely to present significant challenges.

}, author = {Andr{\'e} Anders and Jonathan L. Slack and Thomas J. Richardson} } @article {11889, title = {Functionalization of Hydrogen-free Diamond-like Carbon Films using Open-air Dielectric Barrier Discharge Atmospheric Plasma Treatments}, journal = {Applied Surface Science}, volume = {254}, year = {2008}, month = {08/2008}, chapter = {5323}, address = {Boulder, CO}, abstract = {

A dielectric barrier discharge (DBD) technique has been employed to produce uniform atmospheric plasmas of He and N2 gas mixtures in open air in order to functionalize the surface of filtered-arc deposited hydrogen-free diamond-like carbon (DLC) films. XPS measurements were carried out on both untreated and He/N2 DBD plasma-treated DLC surfaces. Chemical states of the C 1s and N 1s peaks were collected and used to characterize the surface bonds. Contact angle measurements were also used to record the short- and long-term variations in wettability of treated and untreated DLC. In addition, cell viability tests were performed to determine the influence of various He/N2 atmospheric plasma treatments on the attachment of osteoblast MC3T3 cells. Current evidence shows the feasibility of atmospheric plasmas in producing long-lasting variations in the surface bonding and surface energy of hydrogen-free DLC and consequently the potential for this technique in the functionalization of DLC-coated devices.

}, keywords = {Cell viability, DLC, Ion implantation and deposition, wettability, XPS}, doi = {10.1016/j.apsusc.2008.02.065}, author = {Jose L. Endrino and Jose F. Marco and Phitsanu Poolcharuansin and Ayalasomayajula R. Phani and Matthew Allen and Jos{\'e} M. Albella and Andr{\'e} Anders} } @article {11897, title = {Gasless sputtering: Opportunities for ultraclean metallization, coatings in space, and propulsion}, journal = {Applied Physics Letters}, volume = {92}, year = {2008}, pages = {221503}, abstract = {

Pulsed magnetron sputtering was demonstrated in high vacuum: no sputter gas was used at any time. Sustained selfsputtering was initiated by multiply charged ions from a short vacuum arc. Copper ion currents to an ion collector in excess of 30 A were measured, implying a plasma density of about 6 x1018 m-3. This technology may prove useful for metal coatings free of noble gas inclusions and suggests that magnetrons could operate in the vacuum of space. In addition to coating objects in space, the momentum of the sputtered atoms and ions may be utilized in space thrusters.

}, author = {Joakim Andersson and Andr{\'e} Anders} } @conference {11927, title = {Highly Insulating Glazing Systems using Non-Structural Center Glazing Layers}, booktitle = {2008 Annual ASHRAE Meeting}, year = {2008}, month = {06/2008}, address = {Salt Lake City, UT}, abstract = {

Three layer insulating glass units with two low-e coatings and an effective gas fill are known to be highly insulating, with center-of-glass U-factors as low as 0.57 W/m2-K (0.10 Btu/h-ft2-{\textdegree}F). Such units have historically been built with center layers of glass or plastic which extend all the way through the spacer system.

This paper shows that triple glazing systems with non-structural center layers which do not create a hermetic seal at the edge have the potential to be as thermally efficient as standard designs, while potentially removing some of the production and product integration issues that have discouraged the use of triples.

}, author = {Dariush K. Arasteh and Howdy Goudey and Christian Kohler} } @article {12123, title = {Observation of Ti4+ ions in a high power impulse magnetron sputtering plasma}, journal = {Applied Physics Letters}, volume = {93}, year = {2008}, month = {08/2008}, pages = {71504}, abstract = {

Multiply charged titanium ions including Ti4+ were observed in high power impulse magnetron sputtering discharges. Mass/charge spectrometry was used to identify metal ion species. Quadruply charged titanium ions were identified by isotope-induced broadening at mass/charge 12. Due to their high potential energy, Ti4+ ions give a high yield of secondary electrons, which in turn are likely to be responsible for the generation of multiply charged states.

}, doi = {10.1063/1.2973179}, author = {Joakim Andersson and Arutiun P. Ehiasarian and Andr{\'e} Anders} } @article {12244, title = {Self-sputtering far above the runaway threshold: an extraordinary metal ion generator}, journal = {Physical Review Letters}, year = {2008}, abstract = {

When self-sputtering is driven far above the runaway threshold voltage, energetic electrons are made available to produce excess plasma far from the magnetron target. Ionization balance considerations show that the secondary electrons deliver the necessary energy to the remote zone. Thereby, such a system can be an extraordinarily prolific generator of useable metal ions. Contrary to other known sources, the ion current to a substrate can exceed the discharge current. For gasless self-sputtering of copper, the useable ion current scales exponentially with the discharge voltage.

}, author = {Joakim Andersson and Andr{\'e} Anders} } @article {1791, title = {Self-sputtering runaway in high power impulse magnetron sputtering: The role of secondary electrons and multiply charged metal ions}, journal = {Applied Physics Letters}, volume = {92}, year = {2008}, month = {08/2004}, chapter = {201501}, address = {Boulder, CO}, abstract = {

Self-sputtering runaway in high power impulse magnetron sputtering is closely related to the appearance of multiply charged ions. This conclusion is based on the properties of potential emission of secondary electrons and energy balance considerations. The effect is especially strong for materials whose sputtering yield is marginally greater than unity. The absolute deposition rate increases ~ Q1/2, whereas the rate normalized to the average power decreases ~ Q-1/2, with Q being the mean ion charge state number.

}, doi = {10.1063/1.2936307}, author = {Andr{\'e} Anders} } @article {1834, title = {Spatial distribution of average charge state and deposition rate in high power impulse magnetron sputtering of copper}, journal = {Journal of Physics D}, volume = {41}, year = {2008}, pages = {135210-1-6}, abstract = {

The spatial distribution of copper ions and atoms in high power impulse magnetron sputtering (HIPIMS) discharges was determined by (i) measuring the ion current to electrostatic probes and (ii) measuring the film thickness by profilometry. A set of electrostatic and collection probes were placed at different angular positions and distances from the target surface. The angular distribution of the deposition rate and the average charge state of the copper species (including ions and neutrals) were deduced. The discharge showed a distinct transition to a high current mode dominated by copper self-sputtering when the applied voltage exceeded the threshold of 535 V. For a lower voltage, the deposition rate was very low and the average charge state was found to be less than 0.4. For higher voltage (and average power), the absolute deposition rates were much higher, but they were smaller than the corresponding direct current (DC) rates if normalized to the same average power. At the high voltage level, the spatial distribution of the average charge state showed some similarities with the distribution of the magnetic field, suggesting that the generation and motion of copper ions is affected by magnetized electrons. At higher voltage, the average charge state increases with the distance from the target and locally may exceed unity, indicating the presence of significant amounts of doubly charged copper ions.

}, author = {David Horwat and Andr{\'e} Anders} } @article {1859, title = {The structure and electron energy loss near edge structure of tungsten oxide thin films prepared by pulsed cathodic arc deposition and plasma-assisted pulsed magnetron sputtering}, journal = {Journal of Physics: Condensed Matter}, volume = {20}, year = {2008}, month = {04/2008}, pages = {175216}, abstract = {

The microstructure and energy-loss near-edge structure (ELNES) of pulsed cathodic arc and pulsed magnetron sputtered WO3 thin films were investigated. It was found that the cathodic arc deposited material consisted of the α-WO3 phase with a high degree of crystallinity. In contrast, the magnetron sputtered material was highly disordered making it difficult to determine its phase. A self-consistent real space multiple scattering approach was used to calculate the NES of the various phases of WO3. Each phase was found to exhibit a unique NES allowing different phases of WO3 to be identified. The real space approach also allowed the origin of the main features in the NES to be investigated as the cluster size increased. The calculated NES for the room temperature γ-WO3 was found to compare well to previous X-ray absorption spectra and to NES obtained by full-potential band structure calculation.

}, doi = {10.1088/0953-8984/20/17/175216}, author = {Matthew R. Field and Dougal G. McCulloch and Sunnie H.N. Lim and Andr{\'e} Anders and Vicki J. Keast and R.W. Burgess} } @techreport {1972, title = {WINDOW 6.2/THERM 6.2 Research Version User Manual}, year = {2008}, month = {01/2008}, pages = {1-126}, institution = {Lawrence Berkeley National Laboratory}, address = {Berkeley}, abstract = {

WINDOW 6 and THERM 6 Research Versions are software programs developed at Lawrence Berkeley National Laboratory (LBNL) for use by manufacturers, engineers, educators, students, architects, and others to determine the thermal and solar optical properties of glazing and window systems.

WINDOW 6 and THERM 6 are significant updates to LBNL{\textquoteright}s WINDOW 5 and THERM 5 computer program because of the added capability to model complex glazing systems, such as windows with shading systems, in particular venetian blinds. Besides a specific model for venetian blinds and diffusing layers, WINDOW 6 also includes the generic ability to model any complex layer if the Transmittance and Reflectance are known as a function of incoming and outgoing angles.

The algorithms used in these versions of the programs to determine the properties of windows with shading layers are relatively new and should be considered as informative but not definitive.

As such, for windows with shading layers, the results are intended for research purposes only. Pending further validation efforts, results for windows with sh ading layers should not be used for NFRC certified calculations of design decisions in real buildings.

All calculations for products without shading layers are identical to those from WINDOW 5.2.

WINDOW 6 Research Version includes all of the WINDOW 5 capabilities with the addition of shading algorithms from ISO15099 which are incorporated into the program, as well as an extension of those algorithms with the matrix calculation method.

THERM 6 Research Version includes all of the THERM 5 capabilities with the addition of being able to import and model WINDOW 6 glazing systems with shading devices. Those THERM 6 files with shading devices can them be imported into the WINDOW 6 Frame Library and whole windows with shading devices can then be modeled in WINDOW 6.

}, author = {Robin Mitchell and Christian Kohler and Joseph H. Klems and Michael D. Rubin and Dariush K. Arasteh and Charlie Huizenga and Tiefeng Yu and Dragan C. Curcija} } @article {12037, title = {A low-energy linear oxygen plasma source}, journal = {Review of Scientific Instruments}, volume = {78}, year = {2007}, month = {04/2007}, chapter = {043104}, abstract = {

A new version of a constricted plasma source is described, characterized by all metal-ceramic construction, a linear slit exit of 180 mm length, and cw operation typically 50 kHz at an average power of 1.5 kW. The plasma source is here operated with oxygen gas, producing streaming plasma that contains mainly positive molecular and atomic ions, and to a much lesser degree, negative ions. The maximum total ion current obtained was about 0.5 A. The fraction of atomic ions reached more than 10\% of all ions when the flow rate was less then 10 SCCM O2, corresponding to a chamber pressure of about 0.5 Pa for the selected pumping speed. The energy distribution functions of the different ion species were measured with a combined mass spectrometer and energy analyzer. The time-averaged distribution functions were broad and ranged from about 30 to 90 eV at 200 kHz and higher frequencies, while they were only several eV broad at 50 kHz and lower frequencies, with the maximum located at about 40 eV for the grounded anode case. This maximum was shifted down to about 7 eV when the anode was floating, indicating the important role of the plasma potential for the ion energy for a given substrate potential. The source could be scaled to greater length and may be useful for functionalization of surfaces and plasma-assisted deposition of compound films.

}, keywords = {atomic and molecular ions, Constricted plasma source, ion energy distribution functions, oxygen plasma}, author = {Andr{\'e} Anders and Georgy Yu Yushkov} } @article {12182, title = {Physical properties of erbium implanted tungsten oxide films deposited by reactive dual magnetron sputtering}, journal = {Thin Solid Films}, volume = {515}, number = {8}, year = {2007}, month = {05/2007}, pages = {5264-5269}, chapter = {5264}, abstract = {

Amorphous and partially crystalline WO3 thin films were prepared by reactive dual magnetron sputtering and successively implanted by erbium ions with a fluence in the range from 7.7 x 1014 to 5 x 1015 ions/cm2. The electrical and optical properties were studied as a function of the film deposition parameters and the ion fluence. Ion implantation caused a strong decrease of the resistivity, a moderate decrease of the index of refraction and a moderate increase of the extinction coefficient in the visible and near infrared, while the optical band gap remained almost unchanged. These effects could be largely ascribed to ion-induced oxygen deficiency. When annealed in air, the already low resistivities of the implanted samples decreased further up to 70{\textdegree}C, whereas oxidation, and hence a strong increase of the resistivity, was observed at higher annealing temperatures

}, keywords = {Dual magnetron sputtering, electrical resistivity, Er ion implantation, optical properties, tungsten oxide films}, doi = {10.1016/j.tsf.2006.12.179}, author = {Sodky H. Mohamed and Andr{\'e} Anders} } @conference {1731, title = {Physics of High Power Impulse Magnetron Sputtering}, booktitle = {ISSP2007: The 9th International Symposium on Sputtering \& Plasma Processes}, year = {2007}, abstract = {

High power impulse magnetron sputtering is characterized by discharge pulses whose target power density exceeds conventional sputtering power densities by two orders of magnitude or more; the goal is to provide a large flux of ionized sputtered material. The processes of pulse evolution are briefly reviewed, including secondary electron emission, self-sputtering, and rarefaction. Using a pulse power supply capable of providing constant voltage for target peak power densities up to 5 kW/cm2, the evolution of the current-voltage characteristics was investigated for copper and titanium. It is shown that the characteristic cannot be reduced to value pairs. Rather, a strong but reproducible development exists. The details depend on the argon pressure and applied voltage. Each target material exhibits a distinct and sharp transition to a high current regime that appears to be dominated by metal plasma. Despite the higher sputter yields for copper, the transition to the high current regime occurs much earlier and stronger for titanium, which may be attributed to a higher secondary electron yield and hence a higher density of electrons confined in the magnetron structure. At high currents, the closed-drift Hall current generates a magnetic field that weakens plasma confinement, thereby enabling large ion currents to reach a biased substrate.

}, author = {Andr{\'e} Anders and Joakim Andersson and David Horwat and Arutiun P. Ehiasarian} } @conference {1732, title = {Plasma and Ion Assistance in Physical Vapor Deposition: A Historical Perspective}, booktitle = {50th Technical Annual Meeting of the Society of Vacuum Coaters}, year = {2007}, abstract = {

Deposition of films using plasma or plasma-assist can be traced back surprisingly far, namely to the 18th century for arcs and to the 19th century for sputtering. However, only since the 1960s the coatings community considered other processes than evaporation for large scale commercial use. Ion Plating was perhaps the first important process, introducing vapor ionization and substrate bias to generate a beam of ions arriving on the surface of the growing film. Rather independently, cathodic arc deposition was established as an energetic condensation process, first in the former Soviet Union in the 1970s, and in the 1980s in the Western Hemisphere.

About a dozen various ion-based coating technologies evolved in the last decades, all characterized by specific plasma or ion generation processes. Gridded and gridless ion sources were taken from space propulsion and applied to thin film deposition. Modeling and simulation have helped to make plasma and ions effects to be reasonably well understood. Yet{\textemdash}due to the complex, often non-linear and non-equilibrium nature of plasma and surface interactions{\textemdash}there is still a place for the experienced ion and plasma "sourcerer."

}, author = {Andr{\'e} Anders} } @techreport {1846, title = {State-of-the-Art Highly Insulating Window Frames - Research and Market Review}, number = {Project report 6}, year = {2007}, institution = {INTEF Building and Infrastructure}, address = {Olso}, abstract = {

This document reports the findings of a market and research review related to state-of-the-art highly insulating window frames. The market review focuses on window frames that satisfy the Passivhaus requirements (window U-value less or equal to 0.8 W/m2K), while other examples are also given in order to show the variety of materials and solutions that may be used for constructing window frames with a low thermal transmittance (U-value). The market search shows that several combinations of materials are used in order to obtain window frames with a low U-value. The most common insulating material seems to be Polyurethane (PUR), which is used together with most of the common structural materials such as wood, aluminum, and PVC.

The frame research review also shows examples of window frames developed in order to increase the energy efficiency of the frames and the glazings which the frames are to be used together with. The authors find that two main tracks are used in searching for better solutions. The first one is to minimize the heat losses through the frame itself. The result is that conductive materials are replaced by highly thermal insulating materials and air cavities. The other option is to reduce the window frame area to a minimum, which is done by focusing on the net energy gain by the entire window (frame, spacer and glazing). Literature shows that a window with a higher U-value may give a net energy gain to a building that is higher than a window with a smaller U-value. The net energy gain is calculated by subtracting the transmission losses through the window from the solar energy passing through the windows. The net energy gain depends on frame versus glazing area, solar factor, solar irradiance, calculation period and U-value.

The frame research review also discusses heat transfer modeling issues related to window frames. Thermal performance increasing measures, surface modeling, and frame cavity modeling are among the topics discussed. The review shows that the current knowledge gives the basis for improving the calculation procedures in the calculation standards. At the same time it is room for improvement within some areas, e.g. to fully understand the natural convection effects inside irregular vertical frame cavities (jambs) and ventilated frame cavities.

}, keywords = {energy use, Passivhaus, thermal transmittance, U-value, window frame, windows}, isbn = {978-82-536-0970-6}, author = {Arlid Gustavsen and Bj{\o}rn Petter Jelle and Dariush K. Arasteh and Christian Kohler} } @conference {1935, title = {Two-Dimensional Computational Fluid Dynamics and Conduction Simulations of Heat Transfer in Horizontal Window Frames with Internal Cavities}, booktitle = {2007 ASHRAE Winter Meeting}, year = {2007}, month = {01/2007}, address = {Dallas, TX}, abstract = {

This paper assesses the accuracy of the simplified frame cavity conduction/convection and radiation models presented in ISO 15099 and used in software for rating and labeling window products. Temperatures and U-factors for typical horizontal window frames with internal cavities are compared; results from Computational Fluid Dynamics (CFD) simulations with detailed radiation modeling are used as a reference.

Four different frames were studied. Two were made of polyvinyl chloride (PVC) and two of aluminum. For each frame, six different simulations were performed, two with a CFD code and four with a building-component thermal-simulation tool using the Finite Element Method (FEM). This FEM tool addresses convection using correlations from ISO 15099; it addressed radiation with either correlations from ISO 15099 or with a detailed, view-factor-based radiation model. Calculations were performed using the CFD code with and without fluid flow in the window frame cavities; the calculations without fluid flow were performed to verify that the CFD code and the building-component thermal-simulation tool produced consistent results. With the FEM-code, the practice of subdividing small frame cavities was examined, in some cases not subdividing, in some cases subdividing cavities with interconnections smaller than five millimeters (mm) (ISO 15099) and in some cases subdividing cavities with interconnections smaller than seven mm (a breakpoint that has been suggested in other studies). For the various frames, the calculated U-factors were found to be quite comparable (the maximum difference between the reference CFD simulation and the other simulations was found to be 13.2 percent). A maximum difference of 8.5 percent was found between the CFD simulation and the FEM simulation using ISO 15099 procedures. The ISO 15099 correlation works best for frames with high U-factors. For more efficient frames, the relative differences among various simulations are larger.

Temperature was also compared, at selected locations on the frames. Small differences was found in the results from model to model.

Finally, the effectiveness of the ISO cavity radiation algorithms was examined by comparing results from these algorithms to detailed radiation calculations (from both programs). Our results suggest that improvements in cavity heat transfer calculations can be obtained by using detailed radiation modeling (i.e. view-factor or ray-tracing models), and that incorporation of these strategies may be more important for improving the accuracy of results than the use of CFD modeling for horizontal cavities.

}, author = {Arlid Gustavsen and Christian Kohler and Arvid Dalehaug and Dariush K. Arasteh} } @conference {11848, title = {Evaluating Fenestration Products for Zero-Energy Buildings: Issues for Discussion}, booktitle = {SimBuild 2006: Building Sustainability and Performance Through Simulation}, year = {2006}, month = {08/2006}, address = {Cambridge, MA}, abstract = {

Computer modeling to determine fenestration product energy properties (U-factor, SHGC, VT) has emerged as the most cost-effective and accurate means to quantify them. Fenestration product simulation tools have been effective in increasing the use of low-e coatings and gas fills in insulating glass and in the widespread use of insulating frame designs and materials. However, for more efficient fenestration products (low heat loss products, dynamic products, products with non-specular optical characteristics, light redirecting products) to achieve widespread use, fenestration modeling software needs to be improved.

This paper addresses the following questions:

1) Are the current properties (U, SHGC, VT) calculated sufficient to compare and distinguish between windows suitable for Zero Energy Buildings and conventional window products? If not, what data on the thermal and optical performance, on comfort, and on peak demand of windows is needed.

2) Are the algorithms in the tools sufficient to model the thermal and optical processes? Are specific heat transfer and optical effects not accounted for? Is the existing level of accuracy enough to distinguish between products designed for Zero Energy Buildings? Is the current input data adequate?

}, author = {Dariush K. Arasteh and Dragan C. Curcija and Yu Joe Huang and Charlie Huizenga and Christian Kohler} } @techreport {58258, title = {Experimental Validation of Daylighting Simulation Methods for Complex Fenestration Systems}, year = {2006}, month = {05/2006}, abstract = {

The objective of this paper is to assess the capability of existing lighting simulation methods to predict the performance of complex fenestration systems, which are becoming a commonly used component in buildings construction domain. A specific experimental protocol was conducted to collect reliable reference data based on illuminance measurements inside a black box with (and without) one complex glazing sample facing a measured external luminance distribution. Two types of simulation methods were tested and compared: The first is based on modeling the glazing sample in a ray-tracing simulation program and the second is based on use of the samples{\textquoteright} BTDF data. The BTDF data sets were combined with the external luminance distribution to predict the flux distribution inside the room and the resulting illuminance values at the reference points. The comparison between the experimental reference data and the simulation results showed that the influence of the CFS could be predicted with good accuracy.

}, author = {Fawaz Maamari and Marilyn Andersen and Jan de Boer and William L. Carroll and Dominique Dumortier and Phillip Greenup} } @article {11879, title = {Filtered cathodic arc deposition with ion-species-selective bias}, journal = {Review of Scientific Instruments}, year = {2006}, abstract = {

A dual-cathode arc plasma source was combined with a computer-controlled bias amplifier such as to synchronize substrate bias with the pulsed production of plasma. In this way, bias can be applied in a material-selective way. The principle has been applied to the synthesis metal-doped diamond-like carbon films, where the bias was applied and adjusted when the carbon plasma was condensing, and the substrate was at ground when the metal was incorporated. In doing so, excessive sputtering by too-energetic metal ions can be avoided while the sp3/sp2 ratio can be adjusted. It is shown that the resistivity of the film can be tuned by this species-selective bias. The principle can be extended to multiple-material plasma sources and complex materials.

}, author = {Andr{\'e} Anders and Nitisak Pasaja and Sakon Sansongsiri and Sunnie H.N. Lim} } @article {12067, title = {Metal plasmas for the fabrication of nanostructures}, journal = {J. Phys. D: Appl. Phys.}, year = {2006}, abstract = {

A review is provided covering metal plasma production, the energetic condensation of metal plasmas, and the formation of nanostructures using such plasmas. Plasma production techniques include pulsed laser ablation, filtered cathodic arcs, and various forms of ionized physical vapor deposition, namely magnetron sputtering with ionization of sputtered atoms in radio frequency discharges, self-sputtering, and high power impulse magnetron sputtering. The discussion of energetic condensation focuses on the control of kinetic energy by biasing and also includes considerations of the potential energy and the processes occurring at subplantation and implantation. In the final section on nanostructures, two different approaches are discussed. In the top-down approach, the primary nanostructures are lithographically produced and metal plasma is used to coat or fill trenches and vias. Additionally, multilayers with nanosize periods (nanolaminates) can be produced. In the bottom-up approach, thermodynamic forces are used to fabricate nanocomposites and nanoporous materials by decomposition and dealloying.

}, author = {Andr{\'e} Anders} } @conference {12166, title = {Performance Criteria for Residential Zero Energy Windows}, booktitle = {2007 ASHRAE Winter Meeting}, year = {2006}, month = {01/2007}, address = {Dallas, TX}, abstract = {

This paper shows that the energy requirements for today{\textquoteright}s typical efficient window products (i.e. ENERGY STAR products) are significant when compared to the needs of Zero Energy Homes (ZEHs). Through the use of whole house energy modeling, typical efficient products are evaluated in five US climates and compared against the requirements for ZEHs. Products which meet these needs are defined as a function of climate. In heating dominated climates, windows with U-factors of 0.10 Btu/hr-ft2-F (0.57 W/m2-K) will become energy neutral. In mixed heating/cooling climates a low U-factor is not as significant as the ability to modulate from high SHGCs (heating season) to low SHGCs (cooling season).

}, author = {Dariush K. Arasteh and Howdy Goudey and Yu Joe Huang and Christian Kohler and Robin Mitchell} } @article {12188, title = {Plasma biasing to control the growth conditions of diamond-like carbon}, journal = {Surface and Coatings Technology}, volume = {201}, year = {2006}, month = {01/2007}, pages = {4628-4632}, chapter = {4628}, abstract = {

It is well known that the structure and properties of diamond-like carbon, and in particular the sp3/sp2 ratio, can be controlled by the energy of the condensing carbon ions or atoms. In many practical cases, the energy of ions arriving at the surface of the growing film is determined by the bias applied to the substrate. The bias causes a sheath to form between substrate and plasma in which the potential difference between plasma potential and surface potential drops. In this contribution, we demonstrate that the same results can be obtained with grounded substrates by shifting the plasma potential. This plasma biasing (as opposed to substrate biasing) is shown to work well with pulsed cathodic carbon arcs, resulting in tetrahedral amorphous carbon (ta-C) films that are comparable to the films obtained with the conventional substrate bias. To verify the plasma bias approach, ta-C films were deposited by both conventional and plasma bias and characterized by transmission electron microscopy (TEM) and electron energy loss spectrometry (EELS). Detailed data for comparison of these films are provided.

}, keywords = {Diamond-like carbon films, Electron energy loss spectroscopy, Plasma bias, Substrate bias, transmission electron microscopy}, doi = {10.1016/j.surfcoat.2006.09.313}, author = {Andr{\'e} Anders and Nitisak Pasaja and Sunnie H.N. Lim and Tim C. Petersen and Vicki J. Keast} } @article {1812, title = {Smoothing of ultrathin silver films by transition metal seeding}, journal = {Applied Physics Letters}, year = {2006}, abstract = {

The nucleation and coalescence of silver islands on coated glass was investigated by in-situ measurements of the sheet resistance. Sub-monolayer amounts of transition metals (Nb, Ti, Ni, Cr, Zr, Ta, and Mo) were deposited prior to the deposition of silver. It was found that some, but not all, of the transition metals lead to coalescence of silver at nominally thinner films with smoother topology. The smoothing effect of the transition metal at sub-monolayer thickness can be explained by a thermodynamic model of surface energies.

}, author = {Andr{\'e} Anders and Eungsun Byon and Dong-Ho Kim and Kentaro Fukuda and Sunnie H.N. Lim} } @article {1857, title = {Structural, optical and electrical properties of WOxNy films deposited by reactive dual magnetron sputtering}, journal = {Surface and Coatings Technology}, volume = {201}, year = {2006}, pages = {2977-2983}, chapter = {2977}, abstract = {

Thin films of tungsten oxynitrides were prepared by dual magnetron sputtering of tungsten using argon/oxygen/nitrogen gas mixtures with various nitrogen/oxygen ratios. The presence of even relatively small amounts of oxygen led to close-to-stoichiometric WO3, with little incorporation of nitrogen, therefore the films were labeled as WOx(Ny). Oxygen had a great effect not only on the composition but on the structure of WOx(Ny) films, as shown by Rutherford backscattering and X-ray diffraction, respectively. Significant incorporation of nitrogen occurred only when the nitrogen partial pressure exceeded 89\% of the total reactive gas pressure. Sharp changes in the stoichiometry, deposition rate, room temperature resistivity, electrical activation energy and optical band gap were observed when the nitrogen/oxygen ratio was high. The deposition rate increased from 0.31 to 0.89 nm/s, the room temperature resistivity decreased from 1.65 {\texttimes} 108 to 1.82 {\texttimes} 10- 2 Ω cm, the electrical activation energy decreased from 0.97 to 0.067 eV, and the optical band gap decreased from 3.19 to 2.94 eV upon nitrogen incorporation into the films. WOx(Ny) films were highly transparent as long as the nitrogen incorporation was low, and were brownish (absorbing) and partially reflecting as nitrogen incorporation became significant.

}, keywords = {Dual magnetron sputtering, electrical, optical properties, structural, tungsten oxynitride thin films}, doi = {10.1016/j.surfcoat.2006.06.008 }, author = {Sodky H. Mohamed and Andr{\'e} Anders} } @techreport {1980, title = {Window-Related Energy Consumption in the US Residential and Commercial Building Stock}, year = {2006}, abstract = {

We present a simple spreadsheet-based tool for estimating window-related energy consumption in the United States. Using available data on the properties of the installed US window stock, we estimate that windows are responsible for 2.15 quadrillion Btu (Quads) of heating energy consumption and 1.48 Quads of cooling energy consumption annually. We develop estimates of average U-factor and SHGC for current window sales. We estimate that a complete replacement of the installed window stock with these products would result in energy savings of approximately 1.2 quads. We demonstrate that future window technologies offer energy savings potentials of up to 3.9 Quads.

}, author = {Joshua S. Apte and Dariush K. Arasteh} } @conference {1988, title = {Zero Energy Windows}, booktitle = {2006 ACEEE Summer Study on Energy Efficiency in Buildings}, year = {2006}, month = {08/2006}, address = {Pacific Grove, CA}, abstract = {

Windows in the U.S. consume 30 percent of building heating and cooling energy, representing an annual impact of 4.1 quadrillion BTU (quads) of primary energy. Windows have an even larger impact on peak energy demand and on occupant comfort. An additional 1 quad of lighting energy could be saved if buildings employed effective daylighting strategies.

The ENERGY STAR(r) program has made standard windows significantly more efficient. However, even if all windows in the stock were replaced with today{\textquoteright}s efficient products, window energy consumption would still be approximately 2 quads. However, windows can be "net energy gainers" or "zero-energy" products. Highly insulating products in heating applications can admit more useful solar gain than the conductive energy lost through them. Dynamic glazings can modulate solar gains to minimize cooling energy needs and, in commercial buildings, allow daylighting to offset lighting requirements. The needed solutions vary with building type and climate. Developing this next generation of zero-energy windows will provide products for both existing buildings undergoing window replacements and products which are expected to be contributors to zero-energy buildings.

This paper defines the requirements for zero-energy windows. The technical potentials in terms of national energy savings and the research and development (R\&D) status of the following technologies are presented:

Market transformation policies to promote these technologies as they emerge into the marketplace are then described.

}, author = {Dariush K. Arasteh and Stephen E. Selkowitz and Joshua S. Apte and Marc LaFrance} } @article {11582, title = {Bi-Directional Transmission Properties of Venetian Blinds: Experimental Assessment Compared to Ray-Tracing Calculations}, journal = {Solar Energy}, volume = {78}, number = {2}, year = {2005}, pages = {187-198}, abstract = {

An accurate evaluation of daylight distribution through advanced fenestration systems (complex glazing, solar shading systems) requires the knowledge of their Bidirectional light Transmission (Reflection) Distribution Function BT(R)DF. An innovative equipment for the experimental assessment of these bi-directional functions has been developed, based on a digital imaging detection system. An extensive set of BTDF measurements was performed with this goniophotometer on Venetian blinds presenting curved slats with a mirror coating on the upper side. In this paper, the measured data are compared with ray-tracing results achieved with a virtual copy of the device, that was constructed with a commercial ray-tracing software. The model of the blind was created by implementing the measured reflection properties of the slats coatings in the ray-tracing calculations. These comparisons represent an original and objective validation methodology for detailed bi-directional properties for a complex system; the good agreement between the two methods, yet presenting very different parameters and assessment methodologies, places reliance both on the digital-imaging detection system and calibration, and on the potentiality of a flexible calculation method combining ray-tracing simulations with simple components measurements.

}, author = {Marilyn Andersen and Michael D. Rubin and Rebecca Powles and Jean-Louis Scartezzini} } @conference {58227, title = {Energetic or Not Energetic: Considerations for Fabricating Nanostructures by Physical Vapor Deposition}, booktitle = {NanoSingapore 2006: IEEE Conference on Emerging Technologies - Nanoelectrics, January 10-13}, year = {2005}, note = {

Presented as Invited Talk at
NanoSingapore 2006: IEEE Conference on Emerging Technologies {\textendash} Nanoelectronics
Singapore
January 10-13, 2006

}, month = {06/2005}, address = {Singapore}, abstract = {

Physical vapor deposition (PVD) has greatly matured in terms of growth modeling and equipment available. For this reason, and the often-required limitation to low-temperature processing, it is app ealing to utilize PVD methods not only for thin films but also for the synthesis of nanostructures. This is true even as many other methods enjoy the advantage of not needing high vacuum equipment.

PVD techniques are traditionally classified by the method of vapor generation, though here it is argued that a physically meaningful classification can be based on the energetics of film-forming species. At the low end of the energy scale, evaporation methods can be used to produce columnar structures with significant porosity. Sputtering at high pressure results in similar properties. This regime is preferred for sculptured structures, which involves moving tilted substrates (chiral films, chevrons, etc. [1]). As the energy is increased, so is the mobility of surface atoms, and we enter an energy regime that is widely used in thin film deposition by magnetron sputtering. Recently, high power pulsed sputtering has evolved as an energetic extension of conventional sputtering [2]. The enhanced degree of ionization enables the efficient application of bias techniques. Additionally, species seem to have higher kinetic energy. Ultimately, one would like to have fully ionized plasmas to fully exploit biasing, which can be done by using filtered cathodic arc plasmas [3]. Considering the high-energy range, substrates can be ion-treated by immersing them in a plasma and applying high voltage pulses, a technique known as plasma-based ion implantation.

Nanostructures are preferentially fabricated at either the low energy (\< 1 eV, e.g. for sculptured films) or very high energy (\> 1 keV, e.g. metal filling of lithographically produced nanotrenches [4], or formation of precipitates or bubbles by ion implantation [5]). At the intermediate energy range, ~ 100 eV, nanoscale processing of interfaces is used to obtain coatings with superior adhesion. Subplantation growth is facilitated at this energy, which is especially important for tuning the structure and properties of diamond-like carbon and a range of nitride and oxide materials.

}, author = {Andr{\'e} Anders} } @article {12184, title = {Physics of Arcing, and Implications to Sputter Deposition}, journal = {Thin Solid Films}, year = {2005}, abstract = {

Arcing on sputter targets and negatively biased substrates is known as one of the most challenging issues in physical vapor deposition of thin films and coatings. This is particularly true when high-rate deposition with reactive gases, large area deposition, and high power pulsed sputtering are considered. Much progress has been made in the development of power supplies that can handle arcing events with minimal damage to target and substrate. However, relatively little is known about the processes leading to arcs and the physics of the arcing events themselves. In this contribution, the issue of arcing is approached from the point of view of arc physics. Current knowledge of arcing and arc suppression is reviewed.

(Note: PDF contains both LBNL-54220 \& LBNL-54220 Journal.)

}, author = {Andr{\'e} Anders} } @conference {12187, title = {Plasma and Ion Sources in Large Area Coatings: A Review}, year = {2005}, abstract = {

Efficient deposition of high-quality coatings often requires controlled application of excited or ionized particles. These particles are either condensing (film-forming) or assisting by providing energy and momentum to the film growth process, resulting in densification, sputtering/etching, modification of stress, roughness, texture, etc. In this review, the technical means are surveyed enabling large area application of ions and plasmas, with ion energies ranging from a few eV to a few keV. Both semiconductor-type large area (single wafer or batch processing with ~ 1000 cm2) and in-line web and glass-coating-type large area (\> 107 m2 annually) are considered. Characteristics and differences between plasma and ion sources are explained. The latter include gridded and gridless sources. Many examples are given, including sources based on DC, RF, and microwave discharges, some with special geometries like hollow cathodes and E x B configurations.

}, author = {Andr{\'e} Anders} } @article {12189, title = {Plasma-Based Ion Implantation and Deposition: A Review of Physics, Technology, and Applications}, journal = {IEEE Transactions on Plasma Science}, volume = {33}, number = {6}, year = {2005}, pages = {1944-1959}, abstract = {

After pioneering work in the 1980s, plasma-based ion implantation (PBII) and plasma-based ion implantation and deposition (PBIID) can now be considered mature technologies for surface modification and thin film deposition. This review starts by looking at the historical development and recalling the basic ideas of PBII. Advantages and disadvantages are compared to conventional ion beam implantation and physical vapor deposition for PBII and PBIID, respectively, followed by a summary of the physics of sheath dynamics, plasma and pulse specifications, plasma diagnostics, and process modelling. The review moves on to technology considerations for plasma sources and process reactors. PBII surface modification and PBIID coatings are applied in a wide range of situations. They include the by-now traditional tribological applications of reducing wear and corrosion through the formation of hard, tough, smooth, low-friction and chemically inert phases and coatings, e.g. for engine components. PBII has become viable for the formation of shallow junctions and other applications in microelectronics. More recently, the rapidly growing field of biomaterial synthesis makes used of PBII\&D to produce surgical implants, bio- and blood-compatible surfaces and coatings, etc. With limitations, also non-conducting materials such as plastic sheets can be treated. The major interest in PBII processing originates from its flexibility in ion energy (from a few eV up to about 100 keV), and the capability to efficiently treat, or deposit on, large areas, and (within limits) to process non-flat, three-dimensional workpieces, including forming and modifying metastable phases and nanostructures. We use the acronym PBII\&D when referring to both implantation and deposition, while PBIID implies that deposition is part of the process.

}, author = {Jacques Pelletier and Andr{\'e} Anders} } @techreport {1768, title = {RESFEN5: Program Description}, year = {2005}, month = {05/2005}, institution = {Lawrence Berkeley National Laboratory}, abstract = {

A computer tool such as RESFEN can help consumers and builders pick the most energy-efficient and cost-effective window for a given application, whether it is a new home, an addition, or a window replacement. It calculates heating and cooling energy use and associated costs as well as peak heating and cooling demand for specific window products. Users define a specific scenario by specifying house type (single-story or two-story), geographic location, orientation, electricity and gas cost, and building configuration details (such as wall, floor, and HVAC system type). Users also specify size, shading, and thermal properties of the window they wish to investigate. The thermal properties that RESFEN requires are: U-factor, Solar Heat Gain Coefficient, and air leakage rate. RESFEN calculates the energy and cost implications of the window compared to an insulated wall. The relative energy and cost impacts of two different windows can be compared.

RESFEN 3.0 was a major improvement over previous versions because it performs hourly calculations using a version of the DOE 2.1E (LBL 1980, Winkelmann et al. 1993) energy analysis simulation program. RESFEN 3.1 incorporates additional improvements including input assumptions for the base case buildings taken from the National Fenestration Rating Council (NFRC) Annual Energy Subcommittee{\textquoteright}s efforts.

}, author = {Robin Mitchell and Yu Joe Huang and Dariush K. Arasteh and Charlie Huizenga and Steve Glendenning} } @conference {1934, title = {Two-Dimension Conduction and CFD Simulations for Heat Transfer in Horizontal Window Frame Cavities}, booktitle = {2005 ASHRAE Winter Meeting}, volume = {111}, year = {2005}, month = {02/2005}, address = {Orlando, FL}, abstract = {

Accurately analyzing heat transfer in window frames and glazings is important for developing and characterizing the performance of highly insulating window products. This paper uses computational fluid dynamics (CFD) modeling to assess the accuracy of the simplified frame cavity conduction/convection models presented in ISO 15099 and used in software for rating and labeling window products. Three representative complex cavity cross-section profiles with varying dimensions and aspect ratios are examined. The results presented support the ISO 15099 rule that complex cavities with small throats should be subdivided; however, our data suggest that cavities with throats smaller than 7 mm should be subdivided, in contrast to the ISO 15099 rule, which places the break point at 5 mm. The agreement between CFD modeling results and the results of the simplified models is moderate for the heat transfer rates through the cavities. The differences may be a result of the underlying ISO 15099 Nusselt number correlations being based on studies where cavity height/length aspect ratios were smaller than 0.5 and greater than 5 (with linear interpolation assumed in between). The results presented here are for horizontal frame members because convection in vertical jambs involves very different aspect ratios that require three-dimensional CFD simulations.

}, author = {Arlid Gustavsen and Dariush K. Arasteh and Christian Kohler and Dragan C. Curcija} } @article {11614, title = {Charge-State-Resolved Ion Energy Distributions of Aluminum Vacuum Arcs}, journal = {Journal of Applied Physics}, volume = {97}, number = {10}, year = {2004}, abstract = {

The charge-state-resolved ion energy distributions of metal ions present in a cathodic arc plasma have been measured and analyzed. Contrary to literature data, lower energies were observed for higher charged ions. The observations were explained by opposing acceleration by pressure gradient and electron-ion coupling, and deceleration by part of the discharge voltage. The distributions were well fitted by shifted Maxwellian distributions, giving additional information on plasma parameters. These results are of importance for an improved understanding of the evolution of ion energy distributions, and is hence instrumental for future progress in thin film growth modelling.

}, author = {Johanna Ros{\'e}n and Andr{\'e} Anders and Stanislav Mr{\'a}z and Jochen M. Schneider} } @conference {11745, title = {Development of Trade-Off Equations for EnergyStar Windows}, booktitle = {SimBuild 2004}, year = {2004}, month = {08/2004}, address = {Boulder, CO}, abstract = {

The authors explore the feasibility of adding a performance option to DOE{\textquoteright}s EnergyStar{\textcopyright} Windows program whereby windows of differing U-factors and SHGCs can qualify so long as they have equivalent annual energy performance. An iterative simulation procedure is used to calculate trade-off equations giving the change in SHGC needed to compensate for a change in U-factor. Of the four EnergyStar{\textcopyright} Window climate zones, trade-off equations are possible only in the Northern and Southern zones. In the North/Central and South/Central zones, equations are not possible either because of large intrazone climate variations or the current SHGC requirements are already near optimum.

}, author = {Yu Joe Huang and Robin Mitchell and Stephen E. Selkowitz and Dariush K. Arasteh and Robert D. Clear} } @article {11768, title = {Effect of Ion Mass and Charge State on Transport Vacuum Arc Plasmas Through a Biased Magnetic Filter}, journal = {IEEE Transactions on Plasma Science}, volume = {32}, number = {2}, year = {2004}, month = {04/2004}, pages = {433-439}, chapter = {433}, abstract = {

The effect of ion mass and charge state on plasma transport through a 90 deg.-curved magnetic filter is experimentally investigated using a pulsed cathodic arc source. Graphite, copper, and tungsten were selected as test materials. The filter was a bent copper coil biased via the voltage drop across a low-ohm, selfbias resistor. Ion transport is accomplished via a guiding electric field, whose potential forms a trough shaped by the magnetic guiding field of the filter coil. Evaluation was done by measuring the filtered ion current and determination of the particle system coefficient, which can be defined as the ratio of filtered ion current, divided by the mean ion charge state, to the arc current. It was found that the ion current and particle system coefficient decreased as the mass-to-charge ratio of ions increased. This result can be qualitatively interpreted by a very simple model of ion transport that is based on compensation of the centrifugal force by the electric force associated with the guiding potential trough.

}, keywords = {Arc plasma, cathodic vacuum arc, ion charge states, macroparticle filter, plasma transport}, issn = {0093-3813 }, doi = {10.1109/TPS.2004.826363}, author = {Eungsun Byon and Jong-Kuk Kim and Sik-Chol Kwon and Andr{\'e} Anders} } @techreport {1428, title = {A First-Generation Prototype Dynamic Residential Window}, year = {2004}, month = {10/2004}, pages = {11}, abstract = {

We present the concept for a "smart" highly efficient dynamic window that maximizes solar heat gain during the heating season and minimizes solar heat gain during the cooling season in residential buildings. We describe a prototype dynamic window that relies on an internal shade, which deploys automatically in response to solar radiation and temperature. This prototype was built at Lawrence Berkeley National Laboratory from commercially available "off-the-shelf" components. It is a stand-alone, standard-size product, so it can be easily installed in place of standard window products. Our design shows promise for near-term commercialization. Improving thermal performance of this prototype by incorporating commercially available highly efficient glazing technologies could result in the first window that could be suitable for use in zero-energy homes. The units predictable deployment of shading could help capture energy savings that are not possible with manual shading. Installation of dynamically shaded windows in the field will allow researchers to better quantify the energy effects of shades, which could lead to increased efficiency in the sizing of heating, ventilation, and air conditioning equipment for residences.

}, author = {Christian Kohler and Howdy Goudey and Dariush K. Arasteh} } @article {12122, title = {Observation of Self-Sputtering in Energetic Condensation of Metal Ions}, journal = {Applied Physics Letters}, volume = {85}, number = {25}, year = {2004}, pages = {6137-6139}, abstract = {

The condensation of energetic metal ions on a surface may cause self-sputtering even in the absence of substrate bias. Charge-state-averaged self-sputtering yields were determined for both zirconium and gold ions generated by a cathodic vacuum arc. Films were deposited on differently biased substrates exposed to streaming Zr and Au vacuum arc plasma. The self-sputtering yields for both metals were estimated to be about 0.05 in the absence of bias, and exceeding 0.5 when bias reached - 50 V. These surprisingly high values can be reconciled with binary collision theory and molecular dynamics calculations taking high the kinetic and potential energy of vacuum arc ions into account.

}, author = {Andr{\'e} Anders} } @article {1912, title = {Time-Dependence of Ion Charge State Distributions of Vacuum Arcs: An Interpretation Involving Atoms and Charge Exchange Collisions}, journal = {IEEE Transactions on Plasma Science}, volume = {33}, number = {1}, year = {2004}, pages = {205-209}, abstract = {

Experimentally observed charge state distributions are known to be higher at the beginning of each arc discharge. Up to know, this has been attributed to cathode surface effects in terms of changes of temperature, chemical composition and spot mode. Here it is shown that the initial decay of charge states of cathodic arc plasmas may at least in part due to charge exchange collisions of ions with neutrals that gradually fill the discharge volume. Sources of neutrals may include evaporated atoms from macroparticles and still-hot craters of previously active arc spots. More importantly, atoms are also produced by energetic condensation of the cathodic arc plasma. Self-sputtering is significant when ions impact with near-normal angle of incidence, and ions have low sticking probability when impacting at oblique angle of incidence. Estimates show that the characteristic time for filling the near-cathode discharge volume agrees well with the charge state decay time, and the likelihood of charge exchange is reasonably large to be taken into account.

}, author = {Andr{\'e} Anders} } @book {58586, title = {Window Systems for High-Performance Buildings}, year = {2004}, month = {04/2004}, pages = {400}, publisher = {W. W. Norton \& Company, Inc.,}, organization = {W. W. Norton \& Company, Inc.,}, address = {New York, NY}, abstract = {

A guide to essential window design issues, technologies, and applications for designers, specifiers, and builders.

The challenge in designing facades and selecting windows in commercial buildings is balancing many issues and criteria. This fact-packed guide outlines the basics of glazing selection and provides critical information and performance data on the energy efficiency, interior environment, technical, and life-cycle-cost considerations that drive window design decisions in commercial buildings.

}, isbn = {978-0-393-73121-7}, issn = {0198711956}, author = {John Carmody and Stephen E. Selkowitz and Eleanor S. Lee and Dariush K. Arasteh} } @conference {58238, title = {Advanced Interactive Fa{\c c}ades {\textemdash} Critical Elements for Future Green Buildings?}, booktitle = {GreenBuild, the annual USGBC International Conference and Expo}, year = {2003}, month = {11/2013}, abstract = {

Building designers and owners have always been fascinated with the extensive use of glass in building envelopes. Today the highly glazed fa{\c c}ade has almost become an iconic element for a "green building" that provides daylighting and a visual connection with the natural environment. Even before the current interest in green buildings there was no shortage of highly glazed building designs. But many of these buildings either rejected sunlight, and some associated daylight and view with highly reflective glazings or used highly transmissive glass and encountered serious internal comfort problems that could only be overcome with large HVAC systems, resulting in significant energy, cost and environmental penalties.

}, author = {Stephen E. Selkowitz and {\O}yvind Aschehoug and Eleanor S. Lee} } @article {11626, title = {Coalescence of Nanometer Silver Islands on Oxides Grown by Filtered Cathodic Arc Deposition}, journal = {Applied Physics Letters}, volume = {82}, number = {10}, year = {2003}, pages = {1634-1636}, chapter = {1634}, abstract = {

Ultrathin silver films have been deposited on glass and oxide-coated glass using filtered cathodic arc deposition and, for comparison, magnetron sputtering. The energetic differences between these deposition methods lead to initially different film properties. Silver films made by cathodic arc deposition show an earlier onset of island coalescence, indicating a lower aspect ratio than islands produced by evaporation and sputtering. However, the as-deposited films are thermodynamically unstable, exhibiting changes on a timescale of minutes. While films of islands tend to increase their sheet resistance with time, the sheet resistance of contiguous films shows a decrease. Both effects can be explained by silver mobility driven to minimize film and interfacial energy.

}, url = {http://dx.doi.org/10.1063/1.1558955}, author = {Eungsun Byon and Thomas W.H. Oates and Andr{\'e} Anders} } @article {11635, title = {Comparison Between Ray-Tracing Simulations and Bi-Directional Transmission Measurements on Prismatic Glazing}, journal = {Solar Energy}, volume = {74}, number = {2}, year = {2003}, month = {02/2003}, pages = {157-173}, chapter = {157}, abstract = {

Evaluation of solar heat gain and daylight distribution through complex window and shading systems requires the determination of the bi-directional transmission distribution function (BTDF). Measurement of BTDF can be timeconsuming, and inaccuracies are likely because of physical constraints and experimental adjustments. A general calculation methodology, based on more easily measurable component properties, would be preferable and would allow much more flexibility. In this paper, measurements and calculations are compared for the specific case of prismatic daylight-redirecting panels. Measurements were performed in a photogoniometer equipped with a digital-imaging detection system. A virtual copy of the photogoniometer was then constructed with commercial ray-tracing software. For the first time, an attempt is made to validate detailed bi-directional properties for a complex system by comparing an extensive set of experimental BTDF data with ray-tracing calculations. The results generally agree under a range of input and output angles to a degree adequate for evaluation of glazing systems. An analysis is presented to show that the simultaneously measured diffuse and direct components of light transmitted by the panel are properly represented. Calculations were also performed using a more realistic model of the source and ideal model of the detector. Deviations from the photogoniometer model were small and the results were similar in form. Despite the lack of an absolute measurement standard, the good agreement in results promotes confidence in both the photogoniometer and in the calculation method.\ 

}, doi = {10.1016/S0038-092X(03)00115-4}, author = {Marilyn Andersen and Michael D. Rubin and Jean-Louis Scartezzini} } @conference {11773, title = {Effect of Underlayer on Coalescence of Silver Islands Grown by Filtered Cathodic Arc Deposition}, booktitle = {The International Conference on Metallurgical Coatings and Thin Films (ICMCTF 2003)}, year = {2003}, month = {05/2003}, address = {San Diego}, abstract = {

Ultrathin silver films that are not continuous show relatively high absorption in the visible and low reflection in the infrared. For low-emissivity application on window glass, coalescence of silver islands is crucial for obtaining the desired optical properties of the coating, namely high transparence in the visible and high reflectivity in the infrared. It is well known that the energy of ions arriving at the substrate and the type of underlayer affect nucleation and growth of silver islands. There are a number of studies on nucleation and growth, but little is known about coalescence of silver islands synthesized by more energetic condensation, e.g. filtered cathodic vacuum arc (FCVA). In this work, the effect of underlayer on nucleation and growth of silver films deposited by FCVA was investigated by transmission electron microscopy (TEM) and atomic force microscopy (AFM). The results arescompared with data obtained by magnetron sputtering.

From the results, plane and titanium-oxide-coated glass requires more material to achieve the same value of resistance than for the zinc oxide coated glass. It is related with the energy of interaction between the surface and the silver atom. Silver films made by cathodic arc deposition show an earlier onset of island coalescence and formation of short links. It was found that silver islands in energetic deposition exhibit a reduced aspect ratio when compared to evaporation and sputtering. Nb underlayer affects nucleation and growth of coalescence of silver only in the case of few monolayer of Nb was introduced.

}, author = {Eungsun Byon and Andr{\'e} Anders} } @article {11892, title = {Fundamentals of Pulsed Plasmas for Materials Processing}, journal = {Surface and Coatings Technology}, volume = {183}, number = {3-Feb}, year = {2003}, pages = {301-311}, abstract = {

Pulsed plasmas offer the use of much higher power (during each pulse) compared to continuously operated plasmas, and additional new parameters appear such as pulse duty cycle. Pulsed processing may help meeting the demands of increasingly sophisticated materials processes, including thin film deposition, plasma etching, plasma cleaning of surfaces, and plasma immersion ion implantation. The high kinetic energy of ions allows processes to occur far from thermodynamic equilibrium. Pulsed plasmas are driven by external pulsed power sources, and one has to consider the power source and the plasma as a coupled system. The dynamic plasma impedance is a key quantity from an electrical engineering point of view. From a plasma physics point of view, one needs to consider the dynamics of plasma species, their density and energy distribution, ionization and recombination reactions, and, most importantly, the development of transient sheaths. Dimensionless scaling parameters are a useful tool putting the variety of plasma parameters in relation to characteristic quantities. This is illustrated by several examples of pulsed processes relevant to thin film deposition. The emerging technology of pulsed sputtering is discussed in detail including the possibility to achieve the mode of self-sustained self-sputtering during each pulse.

}, author = {Andr{\'e} Anders} } @conference {58262, title = {Perspectives on Advanced Fa{\c c}ades with Dynamic Glazings and Integrated Lighting Controls}, booktitle = {CISBAT 2003, Innovation in Building Envelopes and Environmental Systems, International Conferences on Solar Energy in Buildings}, year = {2003}, month = {10/2003}, address = {Ecole Polytechnique Federale de Lausanne, Lausanne, Switzerland}, abstract = {

There is growing interest in North America on the subject of highly glazed building fa{\c c}ades. The concept of a smart, interactive fa{\c c}ade is not new {\textendash} the ability of specific fa{\c c}ade systems to work reliably and effectively is a far greater challenge. We have been exploring various dynamic fa{\c c}ade systems with integrated lighting and HVAC over the last 10 years. These include automated blind systems as well as emerging electrochromic glazings, both with automated dimmable lighting and smart controls. More recently we have extended this work to include internet-based control of lights, blinds and glazings using low cost chips embedded in fixtures, motors, and glazing controls. As each window and lighting element becomes a node on the internet they can be controlled via the existing building energy management system either from an occupants desktop computer, an on-site facility manager or even from a remote location. Recent experience in California with disruptions in electric supply and costly peak power suggest value for such capabilities. This paper briefly summaries the state of recent work in this field, describing a new facility with three side-by-side test rooms in Berkeley to test new electrochromic window prototypes, and identifies key performance, systems integration and cost issues now being studied. The authors bring a cross section of both North American and European experience to address the many technology, design and business issues involved.

}, author = {Stephen E. Selkowitz and Eleanor S. Lee and {\O}yvind Aschehoug} } @conference {12183, title = {Physics of Arcing, and Implications to Sputter Deposition}, booktitle = {International Conference on Coatings on Glass}, year = {2003}, month = {07/2004}, address = {Saarbrucken, Germany}, abstract = {

Arc and glow discharges are defined based on their cathode processes. Arcs are characterized by collective electron emission, which can be stationary with hot cathodes (thermionic arcs), or nonstationary with cold cathodes (cathodic arcs). A brief review on cathodic arc properties serves as the starting point to better understand arcing phenomena in sputtering. Although arcing occurs in both metal and reactive sputtering, it is more of an issue in the reactive case. Arcing occurs if sufficiently high field strength leads to thermal runaway of an electron emission site. The role of insulating layers and surface potential adjustment through current leakage is highlighted. In the situation of magnetron sputtering with racetrack, the need for a model with two spatial dimensions is shown. In many cases, arcing is initiated by breakdown of dielectric layers and inclusions. It is most efficiently prevented if formation and excessive charge-up of dielectric layers and inclusions can be avoided.

(Note: PDF contains both LBNL-54220 \& LBNL-54220 Journal.)

}, author = {Andr{\'e} Anders} } @conference {1871, title = {Surface Engineering of Glazing Materials and Structures Using Plasma Processes}, booktitle = {Glass Processing Days 2003 }, year = {2003}, month = {06/2003}, address = {Tampere, Finland}, abstract = {

A variety of coatings is commercially produced on a very large scale, including transparent conducting oxides and multi-layer silver-based low-emissivity and solar control coatings. A very brief review of materials and manufacturing process is presented and illustrated by ultrathin silver films and chevron copper films. Understanding the close relation between manufacturing processes and bulk and surface properties of materials is crucial for film growth and self-assembly processes.

}, keywords = {nano-structures, plasma processing, surface engineering, thin films}, author = {Andr{\'e} Anders and Othon R. Monteiro} } @techreport {1894, title = {THERM 5/WINDOW 5 NFRC Simulation Manual}, year = {2003}, abstract = {

This document, the THERM 5 / WINDOW 5 NFRC Simulation Manual, discusses how to use the THERM and WINDOW programs to model products for NFRC certified simulations and assumes that the user is already familiar with those programs. In order to learn how to use these programs, it is necessary to become familiar with the material in both the THERM Users Manual and the WINDOW Users Manual. In general, this manual references the Users Manuals rather than repeating the information.

If there is a conflict between either of the User Manual and this THERM 5 / WINDOW 5 NFRC Simulation Manual, the THERM 5 / WINDOW 5 NFRC Simulation Manual takes precedence. In addition, if this manual is in conflict with any NFRC standards, the standards take precedence. For example, if samples in this manual do not follow the current taping and testing NFRC standards, the standards not the samples in this manual, take precedence.

}, author = {Robin Mitchell and Christian Kohler and Dariush K. Arasteh and John Carmody and Charlie Huizenga and Dragan C. Curcija} } @conference {1936, title = {Two-Dimensional Computational Fluid Dynamics and Conduction Simulations of Heat Transfer in Window Frames with Internal Cavities - Part 1: Cavities Only}, booktitle = {ASHRAE Winter Meeting}, year = {2003}, month = {02/2005}, address = {Orlando, FL}, abstract = {

Accurately analyzing heat transfer in window frame cavities is essential for developing and characterizing the performance of highly insulating window products. Window frame thermal performance strongly influences overall product thermal performance because framing materials generally perform much more poorly than glazing materials. This paper uses Computational Fluid Dynamics (CFD) modeling to assess the accuracy of the simplified frame cavity conduction/convection models presented in ISO 15099 and used in software for rating and labeling window products. (We do not address radiation heat-transfer effects.) We examine three representative complex cavity cross-section profiles with varying dimensions and aspect ratios. Our results support the ISO 15099 rule that complex cavities with small throats should be subdivided; however, our data suggest that cavities with throats smaller than seven millimeters (mm) should be subdivided, in contrast to the ISO 15099 rule, which places the break point at five mm. The agreement between CFD modeling results and the results of the simplified models is moderate. The differences in results may be a result of the underlying ISO correlations being based on studies where cavity height/length (H/L) aspect ratios were smaller than 0.5 and greater than five (with linear interpolation assumed in between). The results presented here are for horizontal frame members because convection in vertical jambs involves very different aspect ratios that require three-dimensional CFD simulations. Ongoing work focuses on quantifying the exact effect on window thermal performance indicators of using the ISO 15099 approximations in typical real window frames.

}, author = {Arlid Gustavsen and Christian Kohler and Dariush K. Arasteh and Dragan C. Curcija} } @article {11583, title = {Bias and Self-Bias of Magnetic Macroparticle Filters for Cathodic Arc Plasmas}, journal = {Journal of Applied Physics}, volume = {93}, number = {11}, year = {2002}, pages = {8890-8897}, abstract = {

Curved magnetic filters are often used for the removal of macroparticles from cathodic arc plasmas. This study addresses the need to further reduce losses and improving plasma throughput. The central figure of merit is the system coefficient κ defined as a filtered ion current normalized by the plasma-producing arc current. The coefficient κ is investigated as a function of continuous and pulsed magnetic field operation, magnetic field strength, external electric bias, and arc amplitude. It increases with positive filter bias but saturates at about 15 V for relatively low magnetic field (~10 mT), whereas stronger magnetic fields lead to higher κ with saturation at about 25 V. Further increase of positive bias reduces κ. These findings are true for both pulsed and continuous filters. Bias of pulsed filters has been realized using the voltage drop across a self-bias resistor, eliminating the need for a separate bias circuit. Almost 100 A of filtered copper ions have been obtained in pulsed mode, corresponding to κ ≈ 0.04. The results are interpreted by a simplified potential trough model.

}, author = {Eungsun Byon and Andr{\'e} Anders} } @techreport {1159, title = {A Characterization of the Nonresidential Fenestration Market}, year = {2002}, abstract = {

The purpose of this report is to characterize the nonresidential fenestration market in order to better understand market barriers to, and opportunities for, energy-efficient fenestration products. In particular, the goal is to:

The U.S. glass industry is a $27 billion enterprise with both large producers and small firms playing pivotal roles in the industry. While most sectors of the glass industry have restructured and consolidated in the past 20 years, the industry still employs 150,000 workers. Nonresidential glazing accounts for approximately 18\% of overall U.S. glass production. In 1999, nonresidential glazing was supplied to approximately 2.2 billion ft2 of new construction and additions. That same year, nonresidential glazing was also supplied to approximately 1.1 billion ft2 of remodeling construction. With an industry this large and complex, it is to be expected that many market participants can influence fenestration selection. If market barriers to the selection of high performance fenestration products are better understood, then the U. S. Department of Energy (USDOE), the Northwest Energy Efficiency Alliance (NEEA), and others can develop programs and policies that promote greater energy efficiency in commercial glazing products.

}, author = {Arman Shehabi and Charles N. Eley and Dariush K. Arasteh and Phil Degens} } @conference {11825, title = {Energy Efficient Windows in the Southern Residential Windows Market}, booktitle = {2002 ACEEE Summer Study on Energy Efficiency in Buildings}, year = {2002}, month = {08/2002}, address = {Pacific Grove, CA}, abstract = {

The greatest potential in the U.S. for cost-effective energy savings from currently available energy efficient residential windows and skylights exists in the southern market. Prindle and Arasteh recently reported that ten southern states could save over 400 million kwh and 233 MW of peak electricity generating capacity annually by adopting the International Energy Conservation Code (IECC) standard of 0.40 (or less) solar heat gain coefficient (SHGC) for new construction (Prindle \& Arasteh 2001). In 2000, Anello et al. demonstrated savings of 14.7 percent in reduced cooling load with high-performance windows (Anello et al. 2000). In 2002, Wilcox demonstrated savings of 20 percent while simulation analysis estimates cooling energy savings in the 30 percent range (Wilcox 2002).

In the southern market, there is significant opportunity for reducing cooling energy use with low solar gain low-E windows. Yet, the southern market has been slow to embrace this new technology. Market research shows that while low-E products have achieved up to 70 percent of the market share in some colder climates (Jennings, Degens \& Curtis 2002), they have gained less than 10 percent of the southern windows market (Prindle \& Arasteh 2001).

This paper will explore the residential windows market by considering the following: market barriers unique to the southern market; distribution channels in the South; the roles of utilities, codes officials, and other organizations; and other indirect factors that influence this market. This paper will profile current market transformation efforts with case studies of the Florida Windows Initiative, sponsored by the Efficient Windows Collaborative at the Alliance to Save Energy, and the Texas Windows Initiative, sponsored by the American Electric Power Company. Finally, this paper will identify the next steps that will be critical to transforming the southern residential windows market to more efficient window and skylight products.

}, author = {Alison Tribble and Kate Offringa and Bill Prindle and Dariush K. Arasteh and Jay Zarnikau and Arlene Stewart and Ken Nittler} } @techreport {1382, title = {Energy Savings and Pollution Prevention Benefits of Solar Heat Gain Standards in the International Energy Conservation Code}, year = {2002}, abstract = {

The International Energy Conservation Code (IECC), published by the International Code Council, the code development orgalization of building code officials, contains new provisions that save energy and reduce air pollution emissions. Its most significant new provision is a prescriptive standard for solar heat gain control in windows in wanner climate zones. Because solar heat gain through windows is one of the largest components of residential cooling loads, this standard reduces cooling loads dramatically, which in turn reduces electricity consumption, utility bills, and powerplant pollution emissions. It can also reduce the size of cooling equipment, a capital cost saving that can offset increased costs for the higher performance windows needed to meet the standard.

This paper documents the potential energy efficiency, dollar, and pollution reduction benefits of the IECCs solar heat gain standard. Using the RESFEN model developed at Lawrence Berkeley National Laboratory, we simulated a typical new home in ten southern states that would be affected the new IECC solar heat gain standard. Our analysis found that in these ten states, adoption of the IECC in its first year could save 400 million kWh, $38 million in electric bills, and 233 MW of peak electricity generating capacity. The cumulative savings from these homes in year 20 would rise to 80 billion kwh, $7.6 billion in electricity bills, and 4,660 Megawatts of generating capacity. In year twenty, the electric energy savings would also prevent the emission of 20,000 tons of NOx and over 1.5 million tons of carbon equivalent.

Extrapolating the calculations in this paper to include other states with significant cooling load reduction from the IECC leads us to believe peak savings from new construction will total 300MW annually. Given that the window replacement and remodeling market is slightly larger than the new construction market (and here the baseline is poorer performing single glazing), leads to the conclusion that savings which include the remodeling and replacement market should exceed 600MW annually. This would eliminate the need to build two average sized 300MW power plants every year. Additional, similar savings could also be expected from applying this technology to windows in commercial buildings, although we have not accounted for these savings in these estimates.

}, author = {Bill Prindle and Dariush K. Arasteh} } @techreport {1397, title = {An Evaluation of Alternative Qualifying Criteria for Energy Star Windows}, year = {2002}, month = {05/2002}, abstract = {

Energy Star is a voluntaly partnership between the U.S. Department of Energy (DOE), the U.S. Environmental Protection Agency (EPA), and industry. Energy Star, at both DOE andsEPA, is based on legislative mandates to implement voluntary, non-regulatory programs to promote products that are substantially more efficient than required by Federal standards (the DOE Energy Star program originated with Section 127 of the Energy Policy Act of 1992 (EPACT), and the EPA Energy Star program originated with Section 103 of the CleansAir Act amendments of 1990). The base criteria under EPACT requires DOE to establish voluntary energy efficiency product programs that serve to increase the technical energy performance potential of products, are cost-effective for the consumer, save energy and thus reduce green house gas emissions. Criteria used by EPA under the Clean Air Act are similar but reflect a greater emphasis on reducing green house gas emissions.

The primary objective of the partnership is to expand the market for energy-efficient products. EPA and DOE use the Energy Star label to recognize and promlote the most energy-efficient subset of the market. The label is a simple mechanism that allows consumers to easily identify the most energy-efficient products in the marketplace. In developing specifications for the Energy Star label, EPA and DOE consider several key factors, including:

}, author = {Ed Barbour and Dariush K. Arasteh} } @conference {11893, title = {Future Advanced Windows for Zero-Energy Homes}, booktitle = {ASHRAE Transactions}, volume = {109, pt 2}, year = {2002}, month = {06/2003}, pages = {871-888}, address = {Kansas City, MO}, abstract = {

Over the past 15 years, low-emissivity and other technological improvements have significantly improved the energy efficiency of windows sold in the United States. However, as interest increases in the concept of zero-energy homes{\textemdash}buildings that do not consume any nonrenewable or net energy from the utility grid{\textemdash}even today{\textquoteright}s highest-performance window products will not be sufficient. This simulation study compares today{\textquoteright}s typical residential windows, today{\textquoteright}s most efficient residential windows, and several options for advanced window technologies, including products with improved fixed or static properties and products with dynamic solar heat gain properties. Nine representative window products are examined in eight representative U.S. climates. Annual energy and peak demand impacts are investigated. We conclude that a new generation of window products is necessary for zero-energy homes if windows are not to be an energy drain on these homes. Windows with dynamic solar heat gain properties are found to offer significant potential in reducing energy use and peak demands in northern and central climates, while windows with very low (static) solar heat gain properties offer the most potential in southern climates.

}, author = {Joshua S. Apte and Dariush K. Arasteh and Yu Joe Huang} } @techreport {58287, title = {Materials, processes, and issues in low-emissivity and solar control coatings}, year = {2002}, month = {12/2002}, abstract = {

Research at DOE and other laboratories can help addressing the durability, performance, and cost issues associated with the energy-saving coatings on glass used in windows of residential and commercial buildings. A brief review is presented on the status of energy-savings coatings, including material systems and processes to manufacture them. Issues such as durability, enhanced performance, dynamic coatings, and multifunctional coatings are considered. Industry and the Department of Energy have overlapping areas of interest, and therefore laboratories should and can have a role in energy-savings research and development of industrial relevance. The report includes specific recent results obtained at Berkeley Lab. It is argued that the properties of ultrathin silver films are determined both by the kinetics of the deposition process and the post-deposition thermodynamics of the material system.

}, author = {Andr{\'e} Anders} } @book {11676, title = {Daylight in Buildings. A Source Book on Daylighting Systems and Components}, year = {2001}, note = {

Download: Daylight in Buildings
A hard copy of the book may be obtained by sending a request to Ellen Thomas at\ EllenThomas@lbl.gov.\ Only one copy per individual, U.S. or Canadians only.\  If you reside elsewhere, go to\ http://task21.iea-shc.org/to find out how to obtain a copy in your country.\ 

}, url = {https://facades.lbl.gov/daylight-buildings-source-book-daylighting-systems}, author = {Nancy Ruck and {\O}yvind Aschehoug and Sirri Aydinli and Jens Christoffersen and Gilles Courret and Ian Edmonds and Roman Jakobiak and Martin Kischkoweit-Lopin and Martin Klinger and Eleanor S. Lee and Laurent Michel and Jean-Louis Scartezzini and Stephen E. Selkowitz} } @conference {11950, title = {Improving Information Technology to Maximize Fenestration Energy Efficiency}, booktitle = {Performance of Exterior Envelopes of Whole Buildings VIII}, year = {2001}, month = {12/2001}, address = {Clearwater Beach, FL}, abstract = {

Annual heating and cooling energy loads through fenestration products in both residential and commercial buildings are a significant fraction of national energy requirements. In the residential sector, 1.34 and 0.37 quads are required for heating and cooling respectively (DOE Core Data Book, 2000). In commercial buildings, cooling energy use to compensate for fenestration product solar heat gain is estimated at 0.39 quads; heating energy use to compensate for heat loss through fenestration products is estimated at 0.19 quads. Advanced products offer the potential to reduce these energy uses by at least 50\% (Frost et. al. 1993). Potential electric lighting savings from fenestration products are estimated at 0.4 quads if daylight can be used effectively so that electric lighting in commercial building perimeter zones can be reduced.

Software has begun to make an impact on the design and deployment of efficient fenestration products by making fenestration product performance ratings widely available. These ratings, which are determined in part using software programs such as WINDOW/THERM/Optics, VISION/FRAME, and WIS, can now easily be used by architects, engineers, professional fenestration product specifiers, and consumers. Information on the properties of fenestration products has also influenced state and national codes (IECC, ASHRAE 90.1) and aided voluntary market transformation programs, such as the Efficient Windows Collaborative and the Energy Star Windows program, which promote efficient fenestration products.

}, author = {Dariush K. Arasteh and Robin Mitchell and Christian Kohler and Charlie Huizenga and Dragan C. Curcija} } @conference {11970, title = {Infrared Thermography Measurements of Window Thermal Test Specimen: Surface Temperatures}, booktitle = {ASHRAE Seminar}, year = {2001}, month = {01/2002}, address = {Atlantic City, NJ}, abstract = {

Temperature distribution data are presented for the warm-side surface of three different window specimens. The specimens were placed between warm and cold environmental chambers that were operated in steady state at two different standard design conditions for winter heating. The American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE) temperature conditions were 21.1 deg. C (70 deg. F) and -17.8 deg. C (0 deg. F) on the warm and cold sides, respectively. The International Standards Organization (ISO) temperature conditions were 20.0 deg. C (68.0 deg. F) and 0.0 deg. C (32.0 deg. F) on the warm and cold sides, respectively. Surface temperature maps were compiled using an infrared thermographic system with an external referencing technique, a traversing point infrared thermometer and thermocouples. The infrared techniques allow detailed, non-intrusive mapping of surface temperatures. Surface temperature data are plotted for the vertical distribution along the centerline of the window specimen. This paper is part of larger round-robin collaborative effort that studied this same set of window specimens. These studies were conducted to improve and check the accuracy of computer simulations for predicting the condensation resistance of window products. Data collected for a Calibrated Transfer Standard showed that convective effects outside the window gap are important for predicting surface temperatures.

}, author = {Brent T. Griffith and Howdy Goudey and Dariush K. Arasteh} } @techreport {1527, title = {The Integrated Energy-Efficiency Window-Wall System}, year = {2001}, author = {Michael Arney and James Fairman and John Carmody and Dariush K. Arasteh} } @article {1875, title = {Switchable Mirrors Based on Nickel-Magnesium Films}, journal = {Applied Physics Letters}, volume = {78}, number = {20}, year = {2001}, month = {05/2001}, pages = {3047-3049}, chapter = {3047}, abstract = {

An electrochromic mirror electrode based on reversible uptake of hydrogen in nickel magnesium alloy films is reported. Thin, magnesium-rich Ni-Mg films prepared on glass substrates by cosputtering from Ni and Mg targets are mirror-like in appearance and have low visible transmittance. Upon exposure to hydrogen gas or on cathodic polarization in alkaline electrolyte, the films take up hydrogen and become transparent. When hydrogen is removed, the mirror properties are recovered. The transition is believed to result from reversible formation of Mg2NiH4 and MgH2. A thin overlayer of palladium was found to enhance the kinetics of hydrogen insertion and extraction, and to protect the metal surface against oxidation.

}, doi = {10.1063/1.1371959 }, author = {Thomas J. Richardson and Jonathan L. Slack and Robert D. Armitage and Robert Kostecki and Baker Farangis and Michael D. Rubin} } @article {1895, title = {THERM Simulations of Window Indoor Surface Temperatures for Predicting Condensation}, journal = {ASHRAE Transactions}, volume = {109, Part 1}, year = {2001}, month = {01/ 2002}, pages = {593-599}, address = {Atlantic City, NJ}, abstract = {

As part of a round robin project, the performance of two wood windows and a Calibrated Transfer Standard was modeled using the THERM heat-transfer simulation program. The resulting interior surface temperatures can be used as input to condensation resistance rating procedures. The Radiation and Condensation Index features within THERM were used to refine the accuracy of simulation results. Differences in surface temperatures between the Basic calculations and those incorporating the Radiation and/or Condensation Index features are demonstrated and explained.

}, author = {Christian Kohler and Dariush K. Arasteh and Robin Mitchell} } @techreport {1971, title = {WINDOW 5.0 User Manual for Analyzing Window Thermal Performance}, year = {2001}, author = {Robin Mitchell and Christian Kohler and Dariush K. Arasteh and Charlie Huizenga and Dragan C. Curcija} } @article {12093, title = {Natural Convection Effects in Three-Dimensional Window Frames with Internal Cavities}, journal = {ASHRAE Transactions}, volume = {107, Part 2}, year = {2000}, month = {06/2001}, address = {Cincinnati, Ohio}, abstract = {

This paper studies three-dimensional natural convection effects in window frames with internal cavities. Infrared (IR) thermography experiments, computational fluid dynamics (CFD) simulations, and calculations with traditional software for simulating two-dimensional heat conduction were conducted. The IR thermography experiments mapped surface temperatures during steady-state thermal tests between ambi-ent thermal chambers set at 0 deg. C and 20 deg. C. Using anon-contact infrared scanning radiometer and an external referencing technique, we were able to obtain surface temperature maps with a resolution of 0.1 deg. C and 3 mm and an estimated uncertainty of 0.5 deg. C and +/-3 mm. The conjugate CFD simulations modeled the enclosed air cavities, frame section walls, and foam board surround panel. With the two-dimensional heat conduction simulation software, weusedcorrelations to model heat transfer in the air cavities. For both the CFD simulations and the conduction simulation software, boundary conditions at the external air/solid interface were modeled using constant surface heat-transfer coefficients with fixed ambient air temperatures.

Different cases were studied, including simple, four-sided frame sections (with one open internal cavity), simple vertical sections with a single internal cavity, and horizontal sections with a single internal cavity. The sections tested in the Infrared Thermography Laboratory (IR lab) were made of PVC. Both PVC and thermally broken aluminum sections were modeled. Based on the current investigations, it appears that the thermal transmittance or U-factor of a four-sided section can be found by calculating the average of the thermal transmittance of the respective single horizontal and vertical sections. In addition, we conclude that two-dimensional heat transfer simulation software agrees well with CFD simulations if the natural convection correlations used for the internal cavities are correct.

}, author = {Arlid Gustavsen and Brent T. Griffith and Dariush K. Arasteh} } @techreport {1892, title = {THERM 2.1 NFRC Simulation Manual}, year = {2000}, month = {07/2000}, pages = {260}, abstract = {

This document, the THERM 2.1 NFRC Simulation Manual, discusses how to use THERM to model products for NFRC certified simulations and assumes that the user is already familiar with the THERM program. In order to learn how to use THERM, it is necessary to become familiar with the material in the THERM User{\textquoteright}s Manual.

In general, this manual references the THERM User{\textquoteright}s Manual rather than repeating the information.

If there is a conflict between the THERM User{\textquoteright}s Manual and the THERM 2.1 NFRC Simulation Manual, the THERM 2.1 NFRC Simulation Manual takes precedence.

}, author = {Robin Mitchell and Christian Kohler and Dariush K. Arasteh and Elizabeth U. Finlayson and Charlie Huizenga and Dragan C. Curcija and John Carmody} } @article {1911, title = {Three-Dimensional Conjugate Computational Fluid Dynamics Simulations of Internal Window Frame Cavities Validated Using IR Thermography}, journal = {ASHRAE Transactions}, volume = {107}, year = {2000}, month = {06/2001}, pages = {538-549}, address = {Cincinnati, Ohio}, abstract = {

This paper studies the effectiveness of one commercial computational fluid dynamics (CFD) program for simulating combined natural convection and heat transfer in three dimensions for air-filled cavities similar to those found in the extruded frame sections of windows. The accuracy of the conjugate CFD simulations is evaluated by comparing results for surface temperature on the warm side of the specimens to results from experiments that use infrared (IR) thermography to map surface temperatures during steady-state thermal tests between ambient thermal chambers set at 0 {\textdegree}C and 20 {\textdegree}C. Validations using surface temperatures have been used in previous studies of two-dimensional simulations of glazing cavities with generally good results. Using the techniques presented and a noncontact infrared scanning radiometer we obtained surface temperature maps with a resolution of 0.1 {\textdegree}C and 3 mm and an estimated uncertainty of +/-0.5 {\textdegree}C and +/-3mm. Simulation results are compared to temperature line and contour plots for the warm side of the specimen. Six different cases were studied, including a simple square section in a single vertical cavity and two four-sided frame cavities as well as more complex H- and U-shaped sections. The conjugate CFD simulations modeled the enclosed air cavities, the frame section walls, and the foam board surround panel. Boundary conditions at the indoor and outdoor air/solid interface were modeled using constant surface heat-transfer coefficients with fixed ambient-air temperatures. In general, there was good agreement between the simulations and experiments, although the accuracy of the simulations is not explicitly quantified. We conclude that such simulations are useful for future evaluations of natural convection heat transfer in frame cavities.

}, author = {Arlid Gustavsen and Brent T. Griffith and Dariush K. Arasteh} } @conference {11671, title = {A Database of Window Annual Energy Use in Typical North American Residences}, booktitle = {2000 ASHRAE Winter Meeting}, year = {1999}, month = {02/2000}, address = {Dallas, Texas}, abstract = {

This paper documents efforts by the National Fenestration Rating Council to develop a database on annual energy impacts of windows in a typical new, single family, single story residence in various U.S. and Canadian climates. The result is a database of space heating and space cooling energies for 14 typical windows in 52 North American climates. (Future efforts will address the effects of skylights.) This paper describes how this database was created, documents the assumptions used in creating this database, elaborates on assumptions, which need further research, examines the results, and describes the possible uses of the database.

}, author = {Dariush K. Arasteh and Yu Joe Huang and Robin Mitchell and Robert D. Clear and Christian Kohler} } @article {11859, title = {Evaluation of the Plasma Distribution of a Quasi-Linear Constricted Plasma Source}, journal = {IEEE Transactions on Plasma Science}, volume = {27}, number = {1}, year = {1999}, month = {02/1999}, pages = {82-83}, chapter = {82}, abstract = {

The quasi-linear constricted plasma source is a downstream plasma source with ten linearly aligned discharge cells. Each cell operates on the basis of a constricted glow discharge. The plasma output can easily be monitored by the plasma-emitted light. The information is not only intuitive but can also be used to operate on-line feedback control of the plasma source which is important for large-area plasma processing of materials.

}, keywords = {Constricted plasma source, gas plasma flow, plasma diagnostics, plasma processing of materials}, author = {Andr{\'e} Anders and Robert A. MacGill and Michael D. Rubin} } @techreport {1770, title = {RESFEN 3.1: A PC Program for Calculating the Heating and Cooling Energy Use of Windows in Residential Buildings}, year = {1999}, month = {08/1999}, institution = {Lawrence Berkeley National Laboratory}, address = {Berkeley}, abstract = {

A computer tool such as RESFEN can help consumers and builders pick the most energy-efficient and cost-effective window for a given application, whether it is a new home, an addition, or a window replacement. It calculates heating and cooling energy use and associated costs as well as peak heating and cooling demand for specific window products. Users define a specific scenario by specifying house type (single-story or two-story), geographic location, orientation, electricity and gas cost, and building configuration details (such as wall, floor, and HVAC system type). Users also specify size, shading, and thermal properties of the window they wish to investigate. The thermal properties that RESFEN requires are: U-factor, Solar Heat Gain Coefficient, and air leakage rate. RESFEN calculates the energy and cost implications of the window compared to an insulated wall. The relative energy and cost impacts of two different windows can be compared.

RESFEN 3.0 was a major improvement over previous versions because it performs hourly calculations using a version of the DOE 2.1E (LBL 1980, Winkelmann et al. 1993) energy analysis simulation program. RESFEN 3.1 incorporates additional improvements including input assumptions for the base case buildings taken from the National Fenestration Rating Council (NFRC) Annual Energy Subcommittee{\textquoteright}s efforts.

}, author = {Robin Mitchell and Yu Joe Huang and Dariush K. Arasteh and Robert Sullivan and Santosh Phillip} } @conference {12227, title = {Residential Fenestration Performance Analysis Using RESFEN 3.1}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VII}, year = {1999}, month = {12/1998}, address = {Clearwater Beach, FL}, abstract = {

This paper describes the development efforts of RESFEN 3.1, a PC-based computer program for calculating the heating and cooling energy performance and cost of residential fenestration systems. The development of RESFEN has been coordinated with ongoing efforts by the National Fenestration Rating Council (NFRC) to develop an energy rating system for windows and skylights to maintain maximum consistency between RESFEN and NFRCs planned energy rating system. Unlike previous versions of RESFEN, that used regression equations to replicate a large data base of computer simulations, Version 3.1 produces results based on actual hour-by-hour simulations. This approach has been facilitated by the exponential increase in the speed of personal computers in recent years. RESFEN 3.1 has the capability of analyzing the energy performance of windows in new residential buildings in 52 North American locations. The user describes the physical, thermal and optical properties of the windows in each orientation, solar heat gain reductions due to obstructions, overhangs, or shades, and the location of the house. The RESFEN program then models a prototypical house for that location and calculates the energy use of the house using the DOE-2 program. The user can vary the HVAC system, foundation type, and utility costs. Results are presented for the annual heating and cooling energy use, energy cost, and peak energy demand of the house, and the incremental energy use or peak demand attributable to the windows in each orientation. This paper describes the capabilities of RESFEN 3.1, its usefulness in analyzing the energy performance of residential windows and its development effort and gives insight into the structure of the computer program. It also discusses the rationale and benefits of the approach taken in RESFEN in combining a simple-to-use graphical front-end with a detailed hour-by-hour simulation engine to produce an energy analysis tool for the general public that is user-friendly yet highly accurate.

}, author = {Yu Joe Huang and Robin Mitchell and Dariush K. Arasteh and Stephen E. Selkowitz} } @article {1828, title = {Solid State Gadolinium-Magnesium Hydride Optical Switch}, journal = {Applied Physics Letters}, volume = {75}, number = {13}, year = {1999}, month = {09/1999}, pages = {1863-1865}, chapter = {1863}, abstract = {

The optical switching properties of gadolinium-magnesium hydride have been demonstrated in a solid-state electrochromic device. With positive polarization of the hydride electrode, the visible reflectance approaches 35\% with virtually zero transmission, while with negative polarization, the visible transmission exceeds 25\% at 650 nm. The switching is reversible, with intermediate optical properties between the transparent and reflecting states.

}, url = {http://dx.doi.org/10.1063/1.124853}, author = {Robert D. Armitage and Michael D. Rubin and Thomas J. Richardson and Nada O{\textquoteright}Brien and Yong Chen} } @conference {1890, title = {THERM 2.0: A Building Component Model for Steady-State Two-Dimensional Heat Transfer}, booktitle = {Building Simulation 99, International Building Performance Simulation Association (IBPSA)}, year = {1999}, month = {09/1999}, address = {Kyoto, Japan}, abstract = {

THERM 2.0 is a state-of-the-art software program, available without cost, that uses the finite-element method to model steady-state, two-dimensional heat-transfer problems. It includes a powerful simulation engine combined with a simple, interactive interface and graphic results. Although it was developed primarily to model thermal properties of windows, it is appropriate for other building components such as walls, doors, roofs, and foundations, and is useful for modeling thermal bridges in many other contexts, such as the design of equipment.

}, author = {Charlie Huizenga and Dariush K. Arasteh and Elizabeth U. Finlayson and Robin Mitchell and Brent T. Griffith and Dragan C. Curcija} } @article {11766, title = {Effect of Hydrogen Insertion on the Optical Properties of PD-Coated Magnesium Lanthanides}, journal = {Electrochimica Acta}, year = {1998}, month = {9/1998}, address = {London, U.K.}, abstract = {

Metallic magnesium lanthanide thin films upon insertion of hydrogen transform to a highly transparent hydride phase. With a Pd overlayer, the transformation can be produced either by electrochemical insertion of hydrogen or by exposing the film to hydrogen gas. Unlike amorphous oxide electrochromics, the transformation is accompanied by a large change in visible reflectance (about 50\%). The optical switching effect in these materials is investigated in terms of changes in the complex refractive index as determined by variable-angle spectroscopic ellipsometric and normal-incidence radiometric measurements over the solar spectrum. Furthermore the optical effect of converting the Pd caplayer to Pd-H was determined. It is shown that the pd layer limits the visible transmittance of the hyrdrided stack to about 35-40\%. Whereas the extinction coefficient of the dehydrided LnMg-layers at 550 nm is between 2.2 and 3.1, it is as low as 10-4 in the transparent state.

}, author = {Klaus von Rottkay and Michael D. Rubin and Franck Michalak and Robert D. Armitage and Thomas J. Richardson and Jonathan L. Slack and Peter A. Duine} } @conference {11866, title = {Experimental Techniques for Measuring Temperature and Velocity Fields to Improve the Use and Validation of Building Heat Transfer Models}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VII}, year = {1998}, month = {12/1998}, address = {Clearwater Beach, FL}, abstract = {

When modeling thermal performance of building components and envelopes, researchers have traditionally relied on average surface heat-transfer coefficients that often do not accurately represent surface heat-transfer phenomena at any specific point on the component being evaluated. The authors have developed new experimental techniques that measure localized surface heat-flow phenomena resulting from convection. The data gathered using these new experimental procedures can be used to calculate local film coefficients and validate complex models of room and building envelope heat flows. These new techniques use a computer controlled traversing system to measure both temperatures and air velocities in the boundary layer near the surface of a building component, in conjunction with current methods that rely on infrared (IR) thermography to measure surface temperatures. Measured data gathered using these new experimental procedures are presented here for two specimens: (1) a Calibrated Transfer Standard (CTS) that approximates a constant-heat-flux, flat plate; and (2) a dual-glazed, low-emittance (low-e), wood-frame window. The specimens were tested under steady-state heat flow conditions in laboratory thermal chambers. Air temperature and mean velocity data are presented with high spatial resolution (0.25- to 25-mm density). Local surface heat-transfer film coefficients are derived from the experimental data by means of a method that calculates heat flux using a linear equation for air temperature in the inner region of the boundary layer. Local values for convection surface heat-transfer rate vary from 1 to 4.5 W/m2K. Data for air velocity show that convection in the warm-side thermal chamber is mixed forced/natural, but local velocity maximums occur from 4 to 8 mm from the window glazing.

}, author = {Brent T. Griffith and Daniel Turler and Howdy Goudey and Dariush K. Arasteh} } @conference {12207, title = {Rapid field testing of low-emittance coated glazings for product verification}, booktitle = {ASHRAE/DOE/BTECC Conference, Thermal Performance of the Exterior Envelopes of Buildings VII}, year = {1998}, month = {12/1998}, address = {Clearwater Beach, Florida}, abstract = {

This paper analyzes prospects for developing a test device suitable for field verification of the types of low-emittance (low-e) coatings present on high-performance window products. Test devices are currently available that can simply detect the presence of low-e coatings and that can measure other important characteristics of high-performance windows, such as the thickness of glazing layers or the gap in dual glazings. However, no devices have yet been developed that can measure gas concentrations or distinguish among types of coatings. This paper presents two optical methods for verification of low-e coatings. The first method uses a portable, fiber-optic spectrometer to characterize spectral reflectances from 650 to 1,100 nm for selected surfaces within an insulated glazing unit (IGU). The second method uses an infrared-light-emitting diode and a phototransistor to evaluate the aggregate normal reflectance of an IGU at 940 nm. Both methods measure reflectance in the near (solar) infrared spectrum and are useful for distinguishing between regular and spectrally selective low-e coatings. The infrared-diode/phototransistor method appears promising for use in a low-cost, hand-held field test device.

}, author = {Brent T. Griffith and Christian Kohler and Howdy Goudey and Daniel Turler and Dariush K. Arasteh} } @conference {1847, title = {State-of-the-Art Software for Window Energy-Efficiency Rating and Labeling}, booktitle = {ACEEE 1998 Summer Study on Energy Efficiency in Buildings}, year = {1998}, month = {08/1998}, address = {Pacific Grove, CA}, abstract = {

Measuring the thermal performance of windows in typical residential buildings is an expensive proposition. Not only is laboratory testing expensive, but each window manufacturer typically offers hundreds of individual products, each of which has different thermal performance properties. With over a thousand window manufacturers nationally, a testing-based rating system would be prohibitively expensive to the industry and to consumers.

Beginning in the early 1990s, simulation software began to be used as part of a national program for rating window U-values. The rating program has since been expanded to include Solar Hear Gain Coefficients and is now being extended to annual energy performance.

This paper describes four software packages available to the public from Lawrence Berkeley National Laboratory (LBNL). These software packages are used to evaluate window thermal performance: RESFEN (for evaluating annual energy costs), WINDOW (for calculating a products thermal performance properties), THERM (a preprocessor for WINDOW that determines two-dimensional heat-transfer effects), and Optics (a preprocessor for WINDOWs glass database).

Software not only offers a less expensive means than testing to evaluate window performance, it can also be used during the design process to help manufacturers produce windows that will meet target specifications. In addition, software can show small improvements in window performance that might not be detected in actual testing because of large uncertainties in test procedures.

}, author = {Dariush K. Arasteh and Elizabeth U. Finlayson and Yu Joe Huang and Charlie Huizenga and Robin Mitchell and Michael D. Rubin} } @article {1880, title = {Teaching Students about Two-Dimensional Heat Transfer Effects in Buildings, Building Components, Equipment, and Appliances Using THERM 2.0}, journal = {ASHRAE Transactions}, volume = {105, Part 1}, year = {1998}, month = {01/1999}, address = {Chicago, IL}, abstract = {

THERM 2.0 is a state-of-the-art software program, available for free, that uses the finite-element method to model steady-state, two-dimensional heat-transfer effects. It is being used internationally in graduate and undergraduate laboratories and classes as an interactive educational tool to help students gain a better understanding of heat transfer. THERM offers students a powerful simulation engine combined with a simple, interactive interface and graphic results. Although it was developed to model thermal properties of building components such as windows, walls, doors, roofs, and foundations, it is useful for modeling thermal bridges in many other contexts, such as the design of equipment. These capabilities make THERM a useful teaching tool in classes on: heating, ventilation, and air-conditioning (HVAC); energy conservation; building design; and other subjects where heat-transfer theory and applications are important. THERMs state-of-the-art interface and graphic presentation allow students to see heat-transfer paths and to learn how changes in materials affect heat transfer. THERM is an excellent tool for helping students understand the practical application of heat-transfer theory.

}, author = {Charlie Huizenga and Dariush K. Arasteh and Elizabeth U. Finlayson and Robin Mitchell and Brent T. Griffith} } @techreport {1891, title = {THERM 2.0: a PC Program for Analyzing Two-Dimensional Heat Transfer through Building products}, year = {1998}, abstract = {

THERM is a state-of-the-art, Microsoft Windows?-based computer program developed at Lawrence Berkeley National Laboratory (LBNL) for use by building component manufacturers, engineers, educators, students, architects, and others interested in heat transfer. Using THERM, you can model two-dimensional heat-transfer effects in building components such as windows, walls, foundations, roofs, and doors; appliances; and other products where thermal bridges are of concern. THERM{\textquoteright}s heat-transfer analysis allows you to evaluate a product?s energy efficiency and local temperature patterns, which may relate directly to problems with condensation, moisture damage, and structural integrity.

This version of THERM includes several new technical and user interface features; the most significant is a radiation view-factor algorithm. This feature increases the accuracy of calculations in situations where you are analyzing non-planar surfaces that have different temperatures and exchange energy through radiation heat transfer. This heat-transfer mechanism is important in greenhouse windows, hollow cavities, and some aluminum frames.

}, author = {Elizabeth U. Finlayson and Robin Mitchell and Dariush K. Arasteh and Charlie Huizenga and Dragan C. Curcija} } @article {11906, title = {Guidelines for Modeling Projecting Fenestration Products}, journal = {ASHRAE Transactions}, volume = {104, Part 1}, year = {1997}, month = {01/1998}, address = {San Francisco, CA}, abstract = {

Heat transfer patterns in projecting fenestration products (greenhouse windows, skylights, etc.) are different than those with typical planar window products. The projecting surfaces often radiate to each other, thereby invalidating the commonly used assumption that fenestration product interior surfaces radiate to a uniform room air temperature. The convective portion of the surface heat transfer coefficient is also significantly different from the one used with planar geometries, and is even more dependent on geometry and location. Projecting fenestration product profiles must therefore be modeled in their entirety. This paper presents the results of complete cross section, variable film-coefficient, 2-D heat transfer modeling of two greenhouse windows using the next generation of window specific heat transfer modeling tools. The use of variable film-coefficient models is shown to increase the accuracy with which simulation tools can compute U-factors. Simulated U-factors are also determined using conventional constant film coefficient algorithms. The results from both sets of simulations are compared with measured values.

}, author = {Dariush K. Arasteh and Elizabeth U. Finlayson and Dragan C. Curcija and Jeff Baker and Charlie Huizenga} } @article {11949, title = {Improving Computer Simulations of Heat Transfer for Projecting Fenestration products: Using Radiation View-Factor Models}, journal = {ASHRAE Transactions}, volume = {104, Part 1}, number = {Part 1}, year = {1997}, abstract = {

The window well formed by the concave surface on the warm side of skylights and garden windows can cause surface heat-flow rates to be different for these projecting types of fenestration products than for normal planar windows. Current methods of simulating fenestration thermal conductance (U-value) use constant boundary condition values for overall surface heat transfer. Simulations that account for local variations in surface heat transfer rates (radiation and convection) may be more accurate for rating and labeling window products whose surfaces project outside a building envelope. This paper, which presents simulation and experimental results for one projecting geometry, is the first step in documenting the importance of these local effects.

A generic specimen, called the foam garden window, was used in simulations and experiments to investigate heat transfer of projecting surfaces. Experiments focused on a vertical cross section (measurement plane) located at the middle of the window well on the warm side of the specimen. The specimen was placed between laboratory thermal chambers that were operated at American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE) winter heating design conditions. Infrared thermography was used to map surface temperatures. Air temperature and velocity were mapped throughout the measurement plane using a mechanical traversing system. Finite-element computer simulations that directly modeled element-to-element radiation were better able to match experimental data than simulations that used fixed coefficients for total surface heat transfer. Air conditions observed in the window well suggest that localized convective effects were the reason for the difference between actual and modeled surface temperatures. U-value simulation results were 5 to 10\% lower when radiation was modeled directly.

}, author = {Brent T. Griffith and Dragan C. Curcija and Daniel Turler and Dariush K. Arasteh} } @article {12196, title = {Pressure Controlled GaN MBE Growth Using a Hollow Anode Nitrogen Ion Source}, journal = {Materials Research Society Proceedings}, volume = {449}, year = {1997}, note = {

1996 MRS Fall Meeting

}, abstract = {

GaN films were grown on sapphire substrates at temperatures below 1000 K utilizing a Hollow Anode nitrogen ion source. A Ga flux limited growth rate of ~0.5 μm/h is demonstrated. Active utilization of strain and the assistance of a nitrogen partial pressure during buffer layer growth are found to be crucial issues that can improve the film quality. The best films exhibit a full width at half maximum of the x-ray rocking curves of 80 arcsec and 1.85 meV for the excitonic photoluminescence measured at 4 K. A Volmer-Weber three dimensional growth mode and the spontaneous formation of cubic GaN inclusions in the hexagonal matrix are observed in the investigated growth temperature range. It is argued that this growth mode contributes to a limitation of the carrier mobility in these films that did not exceed 120 cm2/Vs through a minimum canier concentration of ~1015 cm-3 was achieved.

}, doi = {10.1557/PROC-449-221}, author = {Michael S.H. Leung and Ralf Klockenbrink and Christian F. Kisielowski and Hiroaki Fujii and Joachim Kr{\"u}ger and Sudhir G. Subramanya and Andr{\'e} Anders and Zuzanna Liliental-Weber and Michael D. Rubin and Eicke R. Weber}, editor = {Joachim Kr{\"u}ger} } @techreport {58587, title = {RESFEN 3.0: A PC Program for Calculating the Heating and Cooling Energy Use of Windows in Residential Buildings}, year = {1997}, month = {12/1997}, pages = {38}, institution = {Lawrence Berkeley National Laboratory}, abstract = {

Today{\textquoteright}s energy-efficient windows can dramatically lower the heating and cooling costs associated with windows while increasing occupant comfort and minimizing window surface condensation problems. However, consumers are often confused about how to pick the most efficient window for their residence. They are typically given window properties such as U-factors or R-values, Solar Heat Gain Coefficients or Shading Coefficients, and air leakage rates. However, the relative importance of these properties depends on the site and building specific conditions. Furthermore, these properties are based on static evaluation conditions that are very different from the real situation the window will be used in. Knowing the energy and associated cost implications of different windows will help consumers and builders make the best decision for their particular application, whether it is a new home, an addition, or a window replacement.

A computer tool such as RESFEN can help consumers and builders pick the most energy-efficient and cost-effective window for a given application. It calculates the heating and cooling energy use and associated costs as well as the peak heating and cooling demand for specific window products. Users define a problem by specifying the house type (single story or two story), geographic location, orientation, electricity and gas cost, and building configuration details (such as wall type, floor type, and HVAC systems). Window options are defined by specifying the window{\textquoteleft}s size, shading, and thermal properties: U-factor, Solar Heat Gain Coefficient, and air leakage rate. RESFEN calculates the energy and cost implications of the windows compared to insulated walls. The relative energy and cost impacts of two different windows can be compared against each other.

RESFEN 3.0 is a major improvement over previous versions of RESFEN because it performs hourly calculations using a version of the DOE 2.1E energy analysis simulation program.

}, author = {Yu Joe Huang and Robert Sullivan and Dariush K. Arasteh and Robin Mitchell} } @article {1794, title = {The Significance of Bolts in the Thermal Performance of Curtain-Wall Frames for Glazed Fa{\c c}ades}, journal = {ASHRAE Transactions}, volume = {104, Part 1}, year = {1997}, month = {01/1998}, address = {San Francisco, CA}, abstract = {

Curtain walls are assemblies of glazings and metal frames that commonly form the exterior glass fa{\c c}ades of commercial buildings. Evaluating the thermal performance of the bolts that hold curtain wall glazings in place is necessary to accurately rate the overall thermal performance of curtain walls. Using laboratory tests and computer simulations, we assessed the thermal performance of several different configurations of bolts and glazings. Curtain-wall samples were tested in the infrared thermography laboratory at the Lawrence Berkeley National Laboratory (LBNL) in Berkeley, California. Experimental results were compared to two-dimensional simulations approximating the thermal effect of the bolts using the parallel path and the isothermal planes calculation methods. We conclude that stainless steel bolts minimally affect curtain-wall thermal performance (approximately 18\%) when spaced at least nine inches apart, which is the industry standard. Performance is increasingly compromised when there is less than nine inches between bolts or when steel bolts are used. We also show that the isothermal planes method of approximating curtain wall thermal performance can be used with 2-D heat transfer software typical of that used in the window industry to give conservative results for the thermal bridging effect caused by bolts.

}, author = {Brent T. Griffith and Elizabeth U. Finlayson and Mehry Yazdanian and Dariush K. Arasteh} } @conference {11832, title = {Energy Performance of Evacuated Glazings in Residential Buildings}, booktitle = {ASHRAE 1996 Summer Meeting, June 22-26, 1996}, volume = {102, Part 2}, year = {1996}, month = {06/1996}, address = {San Antonio, TX}, abstract = {

This paper presents the results of a study investigating the energy performance of evacuated glazings or glazings which maintain a vacuum between two panes of glass. Their performance is measured by comparing results to prototype highly insulated superwindows as well as a more conventional insulating glass unit with a low-E coating and argon gas fill. We used the DOE-2.1E energy analysis simulation program to analyze the annual and hourly heating energy use due to the windows of a prototypical single-story house located in Madison, Wisconsin. Cooling energy performance was also investigated. Our results show that for highly insulating windows, the solar heat gain coefficient is as important as the windows U-factor in determining heating performance for window orientations facing west-south-east. For other orientations in which there is not much direct solar radiation, the windows U-factor primarily governs performance. The vacuum glazings had lower heating requirements than the superwindows for most window orientations. The conventional low-E window outperformed the superwindows for southwest-south-southeast orientations. These performance differences are directly related to the solar heat gain coefficients of the various windows analyzed. The cooling performance of the windows was inversely related to the heating performance. The low solar heat gain coefficients of the superwindows resulted in the best cooling performance. However, we were able to mitigate the cooling differences of the windows by using an interior shading device that reduced the amount of solar gain.

}, author = {Robert Sullivan and Fredric A. Beck and Dariush K. Arasteh and Stephen E. Selkowitz} } @conference {12092, title = {The National Energy Requirements of Residential Windows in the U.S.: Today and Tomorrow}, booktitle = {ACEEE 1996 Summer Study on Energy Efficiency in Buildings: Profiting from Energy Efficiency}, year = {1996}, month = {08/1996}, address = {Pacific Grove, CA}, abstract = {

This paper describes an end-use analysis of the national energy requirements of U.S. residential window technologies. We estimate that the current U.S. stock of 19 billion square feet of residential windows is responsible for 1.7 quadrillion BTUs (or quads) per year of energy use - 1.3 quads of heating and 0.4 quads of cooling energy - which represents about 2\% of total U.S. energy consumption. We show that national energy use due to windows could be reduced by 25\% by the year 2010 through accelerated adoption of currently available, advanced window technologies such as low-e and solar control low-e coatings, vinyl and wood frames, and superwindows. We evaluate the economics of the technologies regionally, considering both climatic and energy price variations, and find that the technologies would be cost effective for most consumers.

}, url = {http://aceee.org/files/proceedings/1996/data/papers/SS96_Panel10_Paper07.pdf$\#$page=1}, author = {Karl J. Frost and Joseph H. Eto and Dariush K. Arasteh and Mehry Yazdanian} } @conference {12157, title = {Origin of Strain in GaN Thin Films}, booktitle = {23rd International Conference on the Physics of Semiconductors}, volume = {4}, year = {1996}, pages = {513}, address = {Singapore}, abstract = {

Photoluminescence measurements are used to determine the strain in GaN thin films grown by Molecular Beam Epitaxy. The strain which originates from growth on lattice mismatched substrates and from differences in thermal expansion coefficients is found to be greatly relaxed. Residual strains are shown to depend on the thickness of GaN buffer layers and the III/V flux ration during main layer growth. The results strongly suggest that the residual biaxial strain caused by the post-growth cooling can be modified by the incorporation of point defects during the main layer growth which introduce an additional hydrostatic strain field. The effect allows for strain engineering of GaN crystals.

}, author = {Christian F. Kisielowski and Joachim Kr{\"u}ger and Michael S.H. Leung and Ralf Klockenbrink and Hiroaki Fujii and Tadeusz Suski and Sudhir G. Subramanya and Joel W. Ager III and Michael D. Rubin and Eicke R. Weber}, editor = {Joachim Kr{\"u}ger} } @article {1849, title = {Strain Related Phenomena in GaN Thin Films}, journal = {Physical Review B}, volume = {54}, number = {24}, year = {1996}, month = {12/1996}, pages = {17745-17753}, chapter = {17745}, abstract = {

Photoluminescence (PL), Raman spectroscopy, and x-ray diffraction are employed to demonstrate the co-existence of a biaxial and a hydrostatic strain that can be present in GaN thin films. The biaxial strain originates from growth on lattice-mismatched substrates and from post-growth cooling. An additional hydrostatic strain is shown to be introduced by the presence of point defects. A consistent description of the experimental results is derived within the limits of the linear and isotropic elastic theory using a Poisson ratio nu =0.23+/-0.06 and a bulk modulus B=200+/-20 GPa. These isotropic elastic constants help to judge the validity of published anisotropic elastic constants that vary greatly. Calibration constants for strain-induced shifts of the near-band-edge PL lines with respect to the E2 Raman mode are given for strain-free, biaxially strained, and hydrostatically contracted or expanded thin films. They allow us to extract differences between hydrostatic and biaxial stress components if present. In particular, we determine that a biaxial stress of one GPa would shift the near-band-edge PL lines by 27+/-2 meV and the E2 Raman mode by 4.2+/-0.3 cm-1 by use of the listed isotropic elastic constants. It is expected from the analyses that stoichiometric variations in the GaN thin films together with the design of specific buffer layers can be utilized to strain engineer the material to an extent that greatly exceeds the possibilities known from other semiconductor systems because of the largely different covalent radii of the Ga and the N atom.

}, doi = {10.1103/PhysRevB.54.17745}, author = {Christian F. Kisielowski and Joachim Kr{\"u}ger and Sergei Ruvimov and Tadeusz Suski and Joel W. Ager III and Erin C. Jones and Zuzanna Liliental-Weber and Michael D. Rubin and Eicke R. Weber and Michael D. Bremser and Robert F. Davis}, editor = {Joachim Kr{\"u}ger} } @conference {1922, title = {Transforming the Market for Residential Windows: Design Considerations for DOE{\textquoteright}s Efficient Window Collaborative}, booktitle = {1996 ACEEE Summer Study on Energy Efficiency in Buildings}, year = {1996}, month = {08/1996}, publisher = {ACEEE}, organization = {ACEEE}, address = {Pacific Grove, CA}, abstract = {

Market adoption of recent, commercially available technological advances that improve the energy performance of windows will lead to immediate economic and energy savings benefits to the nation. This paper is a scoping study intended to inform the design of a major DOE initiative to accelerate market adoption of these windows in the residential sector. We describe the structure of the U.S. residential window market and the interests of the various market players. We then briefly review five recent market transformation initiatives. Finally, we summarize our findings in a list of considerations we believe will be important for the DOE{\textquoteright}s initiative to transform the U.S. residential window market.

}, url = {http://aceee.org/files/proceedings/1996/data/papers/SS96_Panel10_Paper05.pdf$\#$page=1}, author = {Joseph H. Eto and Dariush K. Arasteh and Stephen E. Selkowitz} } @conference {11532, title = {Advances in Thermal and Optical Simulations of Fenestration Systems: The Development of WINDOW 5}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VI Conference }, year = {1995}, month = {12/1995}, address = {Clearwater Beach, FL}, abstract = {

WINDOW is a personal-computer-based computer program used by manufacturers, researchers, and consumers to evaluate the thermal performance properties (U-factors, solar heat gain and shading coefficients, and visible transmittances) of complete windows and other fenestration systems. While WINDOW is used by thousands of users in the United States and internationally and is at the foundation of the National Fenestration Rating Council{\textquoteright}s U-factor and solar heat gain property procedures, improvements to the program are still necessary for it to meet user needs. Version 5, intended for release in late 1995, is being developed to meet these needs for increased accuracy, a flexible and state-of-the-art user interface, and the capabilities to handle more product types.

WINDOW 5 includes the capabilities to define and model the thermal performance of frames/dividers and their associated edge effects. Currently, such an analysis must be performed outside of WINDOW and requires simplifications to be made to frame profiles or is based on the use of generic frame and edge correlations. WINDOW{\textquoteright}s two-dimensional thermal model is composed of four sections: a graphical input, automatic grid generation, an finite-element analysis (FEA) solution, and the display of results. In the graphical input section, users are able to directly import a computer-aided design (CAD) drawing or a scanned image of a window profile, replicate its exact geometry, and assign material types and boundary conditions. The automatic grid generation is transparent to the user, with the exception of the requirement that complex shapes (i.e., an aluminum extrusion) be broken down into simpler polyshapes. Inclusion of an automatic grid generation makes detailed "true geometry" frame-and-edge heat-transfer analysis accessible to users without extensive knowledge of numerical methods of heat-transfer analysis. After the cross section is meshed it is sent to the FEA engine for solution and the results are returned. A postprocessor allows for the visual display of temperature and heat flux plots. Note that while this two-dimensional heat-transfer tool is being developed specifically for fenestration products, it also can be used to analyze other building envelope components.

WINDOW 5 also will include a built-in version of a national laboratory{\textquoteright}s program that allows the user to estimate the orientation-dependent annual energy impacts of a given window in a typical residence in various U.S. climates. This program is based on regressions to a database of DOE2.1 runs. Future versions will include a similar feature for commercial buildings.

Other technical additions include an improved angular/ spectral model for coated and uncoated glazings, the ability to analyze the optical properties of nonhomogeneous layers, and the ability to model the effects of laminated glazing layers. A door module permits the user to compute the total U-factors of exterior doors based on component U-factors calculated using the two-dimensional FEA module.

}, author = {Elizabeth U. Finlayson and Dariush K. Arasteh and Michael D. Rubin and John Sadlier and Robert Sullivan and Charlie Huizenga and Dragan C. Curcija and Mark Beall} } @inbook {11533, title = {Advances in Window Technology: 1973-1993}, booktitle = {Advances in Solar Energy, An Annual Review of Research and Development}, year = {1995}, pages = {339-382}, abstract = {

Until the 1970s, the thermal performance of windows and other fenestration technologies was rarely of interest to manufacturers, designers, and scientists. Since then, however, a significant research and industry effort has focused on better understanding window thermal and optical behavior, how windows influence building energy patterns, and on the development of advanced products. This chapter explains how fenestration technologies can make a positive impact on building energy flows, what physical phenomena govern window heat and light transfer, what new products have been developed, and what new products are currently the subject of international research efforts.

}, author = {Dariush K. Arasteh} } @conference {11761, title = {Edge Conduction in Vacuum Glazing}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VI Conference }, year = {1995}, month = {03/1995}, address = {Clearwater Beach, FL}, abstract = {

Vacuum glazing is a form of low-conductance double glazing using an internal vacuum between the two glass sheets to eliminate heat transport by gas conduction and convection. An array of small support pillars separates the sheets; fused solder glass forms the edge seal. Heat transfer through the glazing occurs by radiation across the vacuum gap, conduction through the support pillars, and conduction through the bonded edge seal. Edge conduction is problematic because it affects stresses in the edge region, leading to possible failure of the glazing; in addition, excessive heat transfer because of thermal bridging in the edge region can lower overall window thermal performance and decrease resistance to condensation.

Infrared thermography was used to analyze the thermal performance of prototype vacuum glazings, and, for comparison, atmospheric pressure superwindows. Research focused on mitigating the edge effects of vacuum glazings through the use of insulating trim, recessed edges, and framing materials. Experimentally validated finite-element and finite-difference modeling tools were used for thermal analysis of prototype vacuum glazing units and complete windows. Experimental measurements of edge conduction using infrared imaging were found to be in good agreement with finite-element modeling results for a given set of conditions. Finite-element modeling validates an analytic model developed for edge conduction.

}, author = {Tom M. Simko and Richard E. Collins and Fredric A. Beck and Dariush K. Arasteh} } @conference {11886, title = {Formation of Metal Oxides by Cathodic Arc Deposition}, booktitle = {International Conference on Metallurgical Coatings and Thin Films, April 24-28, 1995}, year = {1995}, month = {04/1995}, address = {San Diego, CA}, abstract = {

Metal oxide thin films are of interest for a number of applications. Cathodic arc deposition, which is an established and industrially applied technique for the formation of nitrides (e.g. TIN), can also be used for metal oxide thin film formation. A cathodic arc plasma source with the desired cathode material is operated in an oxygen atmosphere of appropriate pressure, and metal oxides of various stoichiometric composition can be formed on different substrates. We report here on a series of experiments on metal oxide formation by cathodic arc deposition for different applications. Black copper oxide has been deposited on accelerator components to increase the radiative heat transfer between the parts. Various metal oxides such as tungsten oxide, niobium oxide, nickel oxide and vanadium oxide have been deposited on ITO glass to form electrochromic films for window applications. Tantalum oxide films are of interest for replacing polymer electrolytes. Optical waveguide structures can be formed by refractive index variation using oxide multilayers. We have synthesized multilayers of Al2O3/Y2O3/Al2O3/Si as possible basic structures for passive optoelectronic integrated circuits, and Al2-xErxO3 thin films with a variable Er concentration which is a potential component layer for the production of active optoelectronic integrated devices such as amplifiers or lasers at a wavelength of 1.53 pm. Aluminum and chromium oxide films have been deposited on a number of substrates to impart improved corrosion resistance at high temperature. Titanium sub-oxides which are electrically conductive and corrosion resistant and stable in a number of aggressive environments have been deposited on various substrates. These sub-oxides are of great interest for use in electrochemical cells. Common features of all these depositions are the high deposition rate typical for cathodic arc deposition, the good adhesion of the films due to the high metal ion energy, and the advantage of an environmentally clean method in comparison to wet-chemical oxide formation techniques.

}, keywords = {Cathodic arc deposition, Oxide formation}, url = {http://dx.doi.org/10.1016/0257-8972(95)02508-1}, author = {Simone Anders and Andr{\'e} Anders and Michael D. Rubin and Zhien Wang and Sebastien Raoux and Fanping Kong and Ian G. Brown} } @conference {11894, title = {Gas Filled Panels: An Update on Applications in the Building Thermal Envelope}, booktitle = {BETEC Fall Symposium, Superinsulations and the Building Envelope}, year = {1995}, month = {11/1995}, address = {Washington, DC}, abstract = {

This paper discusses the application of Gas-Filled Panels to the building thermal envelope. Gas-Filled Panels, or GFPs, are thermal insulating devices that retain a high concentration of a low-conductivity gas, at atmospheric pressure, within a multilayer infrared reflective baffle. The thermal performance of the panel depends on the type of gas fill and the baffle configuration. We present computer simulation results showing the improvement in thermal resistance resulting from using an argon-GFP in place of glass fiber batt insulation in wood-frame construction. This report also presents estimates of the quantity and cost of material components needed to manufacture GFPs using current prototype designs.

}, author = {Brent T. Griffith and Dariush K. Arasteh and Daniel Turler} } @techreport {58588, title = {An Infrared Thermography-Based Window Surface Temperature Database for the Validation of Computer Heat Transfer Models}, year = {1995}, month = {03/1995}, abstract = {

Fenestration heat transfer simulation codes are used in energy performance rating and labeling procedures to model heat transfer through window systems and to calculate window U-values and condensation resistance factors. Experimental measurements of window thermal performance can direct the development of these codes, identify their strengths and weaknesses, set research priorities, and validate finished modeling tools. Infrared (IR) thermography is a measurement technique that is well suited to this task. IR thermography is a relatively fast, non-invasive, non-destructive technique that can resolve thermal performance differences between window components and window systems to a higher degree than a conventional hot box test. Infrared thermography provides spatial resolution of system performance by generating surface temperature maps of windows under controlled and characterized environmental conditions.

This paper summarizes basic theory and techniques for maximizing the accuracy and utility of infrared thermographic temperature measurements of window systems and components in a controlled laboratory setting. The physical setup of a complete infrared thermographic test facility at a major U.S. national research laboratory is described. Temperature measurement issues, and accuracy limits, for quantitative laboratory infrared thermography are discussed. An external reference emitter allows test-specific correction of absolute temperatures measured with an infrared scanner, resulting in {\textquoteright}an absolute measurement accuracy of {\textpm}O.5{\textdegree}C. Quantitative IR thermography is used to form a database of window surface temperature profiles for the validation of finite-element and finite-difference fenestration heat transfer modeling tools. An IR window surface temperature database with complete technical drawings of the windows tested; specification of all test window dimensions, materials, and thermal conductivities; environmental conditions of the tests with associated measurement errors; and two-dimensional surface temperature maps and selected cross sectional temperature profiles in a spreadsheet database format on an electronic media are presented.

}, author = {Fredric A. Beck and Brent T. Griffith and Daniel Turler and Dariush K. Arasteh} } @conference {12004, title = {Issues Associated with the Use of Infrared Thermography for Experimental Testing of Insulated Systems}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings VI Conference }, year = {1995}, month = {12/1995}, address = {Clearwater Beach, FL}, abstract = {

Infrared scanning radiometers are used to generate temperature maps of building envelope components, including windows and insulation. These temperature maps may assist in evaluating components thermal performance. Although infrared imaging has long been used for field evaluations, controlled laboratory conditions allow improvements in quantitative measurements of surface temperature using reference emitter techniques.

This paper discusses issues associated with the accuracy of using infrared scanning radiometers to generate temperature maps of building envelope components under steady-state, controlled laboratory conditions. Preliminary experimental data are presented for the accuracy and uniformity of response of one commercial infrared scanner. The specified accuracy of this scanner for temperature measurements is 2 {\textdegree}C or 2\% of the total range of values (span) being measured. A technique is described for improving this accuracy using a temperature-controlled external reference emitter. Minimum temperature measurement accuracy with a reference emitter is estimated at {\textpm}0.5 {\textdegree}C for ambient air and background radiation at 21.1 {\textdegree}C and surface temperatures from 0 {\textdegree}C to 21 {\textdegree}C.

Infrared imaging, with a reference emitter technique, is being used to create a database of temperature maps for a range of window systems, varying in physical complexity, material properties, and thermal performance. The database is to be distributed to developers of fenestration heat transfer simulation programs to help validate their models. Representative data are included for two insulated glazing units with different spacer systems.

}, author = {Brent T. Griffith and Fredric A. Beck and Dariush K. Arasteh and Daniel Turler} } @conference {12115, title = {NFRC Efforts to Develop a Residential Fenestration Annual Energy Rating Methodology}, booktitle = {Window Innovations Conference 1995}, year = {1995}, month = {06/1995}, address = {Toronto, Canada}, abstract = {

This paper documents efforts currently being undertaken by the National Fenestration Rating Councils Annual Energy Rating Subcommittee to develop procedures to quantify the energy impacts of fenestration products in typical residential buildings throughout the United States. Parallel paths focus on (1) the development of simplified heating and cooling indices and (2) the development of a more detailed methodology to calculate the cost and energy impacts of specific products in a variety of housing types. These procedures are currently under discussion by NFRCs Technical Committee; future efforts will also address commercial buildings.

}, author = {Brian Crooks and James Larsen and Robert Sullivan and Dariush K. Arasteh and Stephen E. Selkowitz} } @conference {12210, title = {Recent Technical Improvements to the WINDOW Computer Program}, booktitle = {Window Innovations 95}, year = {1995}, month = {06/1995}, address = {Toronto, Canada}, abstract = {

The WINDOW series of computer programs has been used since 1985 to model the thermal and optical properties of windows. Each succeeding version of WINDOW has brought its user base new technical capabilities, improvements to the user interface, and greater accuracy. Technical improvements to the current version, which will be released as version 5, are at first being released as stand-alone programs. This paper summarizes the capabilities and algorithms of two of these programs, THERM and LAMINATE. A third stand alone program, RESFEN, which calculates the annual energy effects of specific windows in a typical house throughout the US, will also be incorporated into WINDOW 5; because this program is already in use and documented, it is not discussed in this paper. THERM allows the user to evaluate two dimensional (2-D) heat transfer effects through the solid elements of a window while LAMINATE determines the optical properties of an individual glazing layer with an applied film. Both of these programs are undergoing final development at the time of this writing and will be released as separate programs before they are incorporated into WINDOW 5.

}, author = {Dariush K. Arasteh and Elizabeth U. Finlayson and Michael D. Rubin and John Sadlier} } @article {1872, title = {Surface Temperatures of Insulated Glazing Units: Infrared Thermography Laboratory Measurements}, journal = {ASHRAE Transactions}, volume = {102}, year = {1995}, month = {12/1995}, abstract = {

Data are presented for the distribution of surface temperatures on the warm-side surface of seven different insulated glazing units. Surface temperatures are measured using infrared thermography and an external referencing technique. This technique allows detailed mapping of surface temperatures that is non-intrusive. The glazings were placed between warm and cold environmental chambers that were operated at conditions corresponding to standard design conditions for winter heating. The temperatures conditions are 21.1 {\textdegree}C (70 {\textdegree}F) and -17.8 {\textdegree}C (0 {\textdegree}F) on the warm and cold sides, respectively. Film coefficients varied somewhat with average conditions of about 7.6 W/m2 K (1.34 Btu/h ft2 {\textdegree}F) for the warm-side and 28.9 W/m2 K (5.1 Btu/h ft2 {\textdegree}F) for the cold-side. Surface temperature data are plotted for the vertical distribution along the centerline of the IG and for the horizontal distribution along the centerline. This paper is part of larger collaborative effort that studied the same set of glazings.

}, author = {Brent T. Griffith and Daniel Turler and Dariush K. Arasteh} } @conference {1946, title = {Using Infrared Thermography for the Creation of a Window Surface Temperature Database to Validate Computer Heat Transfer Models}, booktitle = {Windows Innovations Conference 95}, year = {1995}, month = {06/1995}, address = {Toronto, Canada}, abstract = {

Infrared thermography is a non-invasive, non-destructive technique for measuring surface temperatures of an object. These surface temperatures can be used to understand the thermal performance of window components and complete window systems. Infrared (IR) thermography has long been used for qualitative field assessment of window thermal performance, and is now being used in the laboratory for quantitative assessments of window thermal performance. As windows become better and better, more refined test methods and/or simulation tools are required to accurately detect performance changes and make comparisons between products. While hot box calorimetery has worked well to characterize the thermal performance of conventional insulating products, differences in the thermal performance of new highly insulating systems are often less than the resolution of conventional hot box calorimeters. Infrared imaging techniques offer the opportunity to resolve small differences in the thermal performance of components of highly insulating window systems that hot box measurements are not able to identify.

Lawrence Berkeley Laboratory (LBL), a U.S. national research laboratory, is currently using infrared thermography to develop a database of measured surface temperature profiles for a number of different fenestration products for use in validating both basic and advanced two- and three-dimensional finite element method (FEM) and finite difference method (FDM) fenestration heat transfer simulation programs. IR surface temperature data, when taken under controlled laboratory conditions, can be used to direct the development of these simulation codes, identify their strengths and weaknesses, set research priorities, and validate finished modeling tools. Simulation of fenestration heat transfer is faster and less expensive than hot box testing of fenestration products, and forms the basis of window energy codes being implemented, developed, or considered in the US, Canada, the Former Soviet Union, Europe, and Australia. The National Fenestration Rating Council (U. S.) has developed a simulation-based standard which is used to rate and label window U-values for a published directory of over 10,000 different window products.

}, author = {Fredric A. Beck and Brent T. Griffith and Daniel Turler and Dariush K. Arasteh} } @article {1984, title = {Working Principle of the Hollow-Anode Plasma Source}, journal = {Plasma Source Science and Technology}, volume = {4}, year = {1995}, month = {11/1995}, pages = {571-575}, chapter = {571}, abstract = {

The hollow-anode discharge is a special form of glow discharge. It is shown that a drastically reduced anode area is responsible for a positive anode voltage drop of 30-40 V and an increased anode sheath thickness. This leads to ignition of a relatively dense plasma in front of the anode hole. Langmuir probe measurements inside a specially designed hollow anode plasma source give an electron density and temperature of ne=109-1011 cm-3 and Te=1-3 eV, respectively (nitrogen, current 100 mA, flow rate 5-50 scc min-1). Driven by a pressure gradient, the {\textquoteright}anode{\textquoteright} plasma is blown through the anode hole and forms a bright plasma jet streaming with supersonic velocity (Mach number 1.2). The plasma-stream can be used, for instance, in plasma-assisted deposition of thin films.

}, doi = {10.1088/0963-0252/4/4/008}, author = {Andr{\'e} Anders and Simone Anders} } @conference {11987, title = {Integrated Window Systems: An Advanced Energy-Efficient Residential Fenestration Product}, booktitle = {19th National Passive Solar Conference}, year = {1994}, month = {06/1994}, address = {San Jose, CA}, abstract = {

The last several years have produced a wide variety of new window products aimed at reducing the energy impacts associated with residential windows. Improvements have focused on reducing the rate at which heat flows through the total window product by conduction/convection and thermal radiation (quantified by the U-factor) as well as in controlling solar heat gain (measured by the Solar Heat Gain Coefficient (SHGC) or Shading Coefficient (SC).

Significant improvements in window performance have been made with low-E coated glazings, gas fills in multiple pane windows and with changes in spacer and frame materials and designs. These improvements have been changes to existing design concepts. They have pushed the limits of the individual features and revealed weaknesses. The next generation of windows will have to incorporate new materials and ideas, like recessed night insulation, seasonal sun shades and structural window frames, into the design, manufacturing and construction process, to produce an integrated window system that will be an energy and comfort asset.

}, author = {Dariush K. Arasteh and Brent T. Griffith and Paul LaBerge} } @conference {12084, title = {Modeling Windows in DOE 2.1E}, booktitle = {Thermal Performance of the Exterior Envelopes of Buildings V Conference}, year = {1994}, month = {12/1992}, address = {Clearwater Beach, FL}, abstract = {

The most recent version of the DOE-2 building energy simulation program, DOE-2.1E, provides for more detailed modeling of the thermal and optical properties of windows. The window calculations account for the temperature effects on U-value, and update the incident angle correlations for the solar heat gain properties and visible transmittance. Initial studies show up to a 30\% difference in calculating peak solar heat gain between the detailed approach and a constant shading-coefficient approach. The modeling approach is adapted from Lawrence Berkeley Laboratorys WINDOW 4 computer program, which is used in the National Fenestration Rating Council (NFRC) U-value rating procedure 100-91. This gives DOE-2.1E the capability to assess the annual and peak energy performance of windows consistent with the NFRC procedure. The program has an extensive window library and algorithms for simulating switchable glazings. The program also accounts for the influence of framing elements on the heat transfer and solar heat gain through the window.

}, author = {M. Susan Reilly and Frederick C. Winkelmann and Dariush K. Arasteh and William L. Carroll} } @article {1837, title = {Spectrally Selective Glazings for Residential Retrofits in Cooling-Dominated Climates}, journal = {ASHRAE Transactions}, volume = {100}, year = {1994}, abstract = {

Spectrally selective glazings can substantially reduce energy consumption and peak demand in residences by significantly reducing solar gains with minimal loss of illumination and view. In cooling-dominated climates, solar gains contribute 24{\textendash}31\% to electricity consumption and 40{\textendash}43\% to peak demand in homes with single pane clear glazing{\textemdash}standard practice for residential construction built before the implementation of building energy efficiency standards. The existing residential housing stock therefore offers a prime opportunity for significant demand-side management (DSM),but the energy and cost savings must be weighed against retrofit first costs in order for the technology to achieve full market penetration. Using DOE-2.1D for numerical simulation of building energy performance, we quantify the energy and peak demand reductions, cost savings, and HVAC capacity reductions using spectrally selective glazings for five cooling-dominated climates in California. The cost-effectiveness of various material and installation retrofit options is discussed. Glazing material improvements for retrofit applications that are needed to achieve a prescribed cost savings are also given.

}, keywords = {deserts, domestic, energy conservation, Glazing, housing, modernising, subtropics, usa, windows}, author = {Eleanor S. Lee and Deborah Hopkins and Michael D. Rubin and Dariush K. Arasteh and Stephen E. Selkowitz} } @techreport {1970, title = {WINDOW 4.1: Program Description}, year = {1994}, abstract = {

WINDOW 4.1 is a publicly available IBM PC compatible computer program developed by the Windows and Daylighting Group at Lawrence Berkeley Laboratory for calculating total window thermal performance indices (i.e. U-values, solar heat gain coefficients, shading coefficients, and visible transmittances). WINDOW 4.1 provides a versatile heat transfer analysis method consistent with the rating procedure developed by the National Fenestration Rating Council (NFRC). The program can be used to design and develop new products, to rate and compare performance characteristics of all types of window products, to assist educators in teaching heat transfer through windows, and to help public officials in developing building energy codes.

WINDOW 4.1 is an update to WINDOW 4.0. The WINDOW 4 series is a major revision to previous versions of WINDOW. We strongly urge all users to read this manual before using the program. Users who need professional assistance with the WINDOW 4.1 program or other window performance simulation issues are encouraged to contact one or more of the NFRC-accredited Simulation Laboratories.

}, author = {Dariush K. Arasteh and Elizabeth U. Finlayson and Charlie Huizenga} } @conference {12156, title = {Optimizing the Effective Conductivity and Cost of Gas-Filled Panel Thermal Insulations}, booktitle = {22nd International Thermal Conductivity Conference}, year = {1993}, month = {11/1993}, address = {Tempe, AZ}, abstract = {

Gas-Filled Panels, or GFPs, are an advanced theimal insulation that employ a low-conductivity, inert gas, at atmospheiic pressure, within a multilayer reflective baffle. The thermal performance of GFPs varies with gas conductivity, overall panel thickness, and baffle construction. Design parameters of baffle constructions that have a strong effect on GFP thermal resistance are (1) cavities per thickness, (2) cavity surface emittance, and (3) conductance of the baffle materials. GFP thermal performances, where the above parameters were varied, were modeled on a spreadsheet by iterative calculation of one-dimensional energy balances. Heat flow meter apparatus measurements of prototype GFP effective conductivities have been made and are compared to results of the calculations. The costs associated with varying baffle constructions are estimated based on the prices of commercial material components. Results are presented in terms of cost per area per unit thermal resistance ($/Area*R-Value) and are usefid for optimizing GFP designs forsair, argon, or krypton gas fills and a desired effective conductivity and thickness.

}, author = {Brent T. Griffith and Daniel Turler and Dariush K. Arasteh} } @article {12175, title = {Phase I Results of the NFRC U-Value Procedure Validation Project}, journal = {ASHRAE Transactions}, volume = {100, Pt. 1}, number = {Part 1}, year = {1993}, month = {08/1993}, abstract = {

The NFRC U-Value Procedure Validation Project was undertaken by a collaborative group of industry, public utility, trade associations, and government researchers in order to validate the testing and calculational methods of the NFRC 100-91: Procedure for Determining Fenestration Product Thermal Properties (Currently Limited to U-Values). This paper summarizes the validation projects goals and test methodology, the results of the data analysis, and the recommendations following completion of Phase I of the project. Simulations performed according to NFRC 100-91 are shown to agree with each other, to within the NFRC tolerance, in 100\% of the cases. Window test results with perpendicular wind performed according to NFRC 100-91 are shown to agree with each other, to within the NFRC tolerance, in 84\% of the cases. Simulations and perpendicular wind window test results are shown to agree with each other, to within the NFRC tolerance, in 80\% of the cases. Testing of skylights was shown to be problematic under the procedure as written at the time. Agreement between tests and simulations will improve as a result of a strong NFRC education and accreditation program.

}, author = {Dariush K. Arasteh and Fredric A. Beck and Nehemiah Stone and William DuPont and R. Christophe Mathis and Michael Koenig} } @techreport {1783, title = {Savings from Energy Efficient Windows: Current and Future Savings from New Fenestration Technologies in the Residential Market}, year = {1993}, note = {

A version of this report was presented at the\ 4th Global Warming International Conference. Chicago, IL, April 5-8, 1993.

}, abstract = {

Heating and cooling energy lost through windows in the residential sector (estimated at two-thirds of the energy lost through windows in all sectors) currently accounts for 3 percent (or 2.8 quads) of total US energy use, costing over $26 billion annually in energy bills. Installation of energy-efficient windows is acting to reduce the amount of energy lost per unit window area. Installation of more energy efficient windows since 1970 has resulted in an annual savings of approximately 0.6 quads. If all windows utilized existing cost effective energy conserving technologies, then residential window energy losses would amount to less than 0.8 quads, directly saving $18 billion per year in avoided energy costs. The nationwide installation of windows that are now being developed could actually turn this energy loss into a net energy gain. Considering only natural replacement of windows and new construction, appropriate fenestration policies could help realize this potential by reducing annual residential window energy losses to 2.2 quads by the year 2012, despite a growing housing stock.

}, author = {Karl J. Frost and Dariush K. Arasteh and Joseph H. Eto} } @article {1950, title = {A Validation of the WINDOW4/FRAME3 Linear Interpolation Methodology}, journal = {ASHRAE Transactions}, volume = {100, Part 1}, year = {1993}, abstract = {

The validity of a method to reduce the total number of computer simulations which must be run to determine the U-values of a window product line with multiple glazing options is examined. The accuracy and limits of this method, which uses the WINDOW4 and FRAME simulation programs, is evaluated by comparing the edge, frame, and total window U-values calculated on the basis of single point FRAME simulations to those U-values as calculated on the basis of four point FRAME simulations combined with linear interpolation of frame and edge U-values by WINDOW4. The accuracy of this procedure is examined for two frame types, a low thermal conductivity wood-framed casement and a high thermal conductivity aluminum-framed casement, using both aluminum spacers and insulating spacers over a wide range of glazing types. The effect of center-of-glass U-value, overall glazing thickness and spacer type on frame and edge-of-glass U-values is discussed. It is shown that the agreement between total window U-values as calculated by the single point and four point simulation methods is better than 1\% for double and triple-glazed windows with aluminum spacers, better than 1\% for double-glazed windows with insulating spacers, and better than 2\% for triple-glazed windows with insulating spacers.

}, author = {Fredric A. Beck and Dariush K. Arasteh} } @techreport {1968, title = {Window 4.0: Documentation of Calculation Procedures}, year = {1993}, abstract = {

WINDOW 4.0 is a publicly available IBM PC compatible computer program developed by the Building Technologies Group at the Lawrence Berkeley Laboratory for calculating the thermal and optical properties necessary for heat transfer analyses of fenestration products. This report explains the calculation methods used in WINDOW 4.0 and is meant as a tool for those interested in understanding the procedures contained in WINDOW 4.0. All the calculations are discussed in the International System of units (SI).

}, author = {Elizabeth U. Finlayson and Dariush K. Arasteh and Charlie Huizenga and Michael D. Rubin and M. Susan Reilly} } @techreport {1978, title = {Window U-Value Effects on Residential Cooling Load}, year = {1993}, abstract = {

This paper presents the results of a study investigating the effects of window U-value changes on residential cooling loads. We used the DOE-2.1D energy analysis simulation program to analyze the hourly, daily, monthly, and annual cooling loads as a function of window U-value. The performance of a prototypical single-story house was examined in three locations: hot and humid, Miami FL; hot and dry, Phoenix AZ; and a heating-dominated location with a mildly hot and humid summer, Madison WI. Our results show that when comparing windows with identical orientation, size, and shading coefficient, higher U-value windows often yield lower annual cooling loads, but lower U-value windows yield lower peak cooling loads. This occurs because the window with the higher U-value conducts more heat from inside the residence to the outside during morning and evening hours when the outside air temperature is often lower than the inside air temperature; and, a lower U-value window conducts less heat from outside to inside during summer afternoon peak cooling hours. The absolute effects are relatively small when compared to total annual cooling which is typically dominated by window solar heat gain effects, latent loads, and internal loads. The U-value effect on cooling is also small when compared to both the effects of U-value and solar heat gain on heating load. Our modeling assumed that U-value and solar heat gain could be independently controlled. In fact, reducing window conductance to the levels used in this study implies adding a second glazing layer which always reduces solar heat gain, thus reducing annual cooling. Thus, when we compare realistic options, e.g., single pane clear to double pane clear, or single pane tinted to double pane tinted, the double pane unit shows lower annual cooling, as well as lower peak loads.

}, author = {Robert Sullivan and Karl J. Frost and Dariush K. Arasteh and Stephen E. Selkowitz} } @techreport {1330, title = {The Effects of Skylight Parameters on Daylighting Energy Savings}, year = {1985}, abstract = {

Skylight parameters that affect lighting, cooling, heating, fan, and total energy use in office buildings are examined using the state-of-the-art building energy analysis computer code, DOE-2.1B. The lighting effects of skylight spatial distribution, skylight area, skylight visible transmission, well factor, illumination setpoint, interior partitions, ceiling height, and glazing characteristics are discussed. This study serves as the foundation for the creation of a DOE-2.1B database and design tools for estimating daylighting energy savings from skylights.

}, author = {Dariush K. Arasteh and Russell Johnson and Stephen E. Selkowitz} } @article {11829, title = {Energy Performance and Savings Potentials with Skylights}, journal = {ASHRAE Transactions}, volume = {91}, number = {1}, year = {1985}, pages = {154-179}, abstract = {

This study systematically explores the energy effects of skylight systems in a prototypical office building module and examines the savings from daylighting. For specific climates, roof/skylight characteristics are identified that minimize total energy or peak electrical demand. Simplified techniques for energy performance calculation are also presented based on a multiple regression analysis of our data base so that one may easily evaluate daylightings effects on total and component energy loads and electrical peaks. This provides additional insights into the influence of skylight parameters on energy consumption and electrical peaks. We use the DOE-2.15 energy analysis program with newly incorporated daylighting algorithms to determine hourly, monthly, and annual impacts of daylighting strategies on electrical lighting consumption, cooling, heating, fan power, peak electrical demands, and total energy use. A database of more than 2000 parametric simulations for 14 U.S. climates has been generated. Parameters varied include skylight-to-roof ratio, shading coefficient, visible transmittance, skylight well light loss, electric lighting power density, roof heat transfer coefficient, and electric lighting control type.

}, author = {Dariush K. Arasteh and Russell Johnson and Stephen E. Selkowitz and Robert Sullivan} } @conference {1810, title = {Skylight Energy Performance and Design Optimization}, booktitle = {Windows in Building Design and Maintanence}, year = {1984}, month = {06/1984}, address = {Gothenburg, Sweden}, abstract = {

Proper skylight utilization can significantly lower energy requirements and peak electrical loads for space conditioning and lighting in commercial buildings. In this study we systematically explore the energy effects of skylight systems in a prototypical officesbuilding and examine the savings from daylighting. We used the DOE-2.1B energy analysis computer program with its newly incorporated daylighting algorithims to generate more than 2000 parametric simulations for seven U.S. climates. The parameters varied include skylight-to-roof ratio, shading coefficient, visible transmittance, skylight well light loss, electric lighting powersdensity, roof heat transfer coefficient, and type of electric lighting control. For specific climates we identify roof/skylight characteristics that minimize total energy or peak electrical load requirements.

}, author = {Dariush K. Arasteh and Russell Johnson and Robert Sullivan} }